ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
10
REFINE YOUR SEARCH
Sections
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Securities and Markets Stakeholder Group filter Securities and Markets Stakeholder Group
- (-) Remove Trade Repositories filter Trade Repositories
- MiFID - Secondary Markets (92) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (70) Apply MiFID - Investor Protection filter
- Guidelines and Technical standards (41) Apply Guidelines and Technical standards filter
- Market Integrity (35) Apply Market Integrity filter
- Short Selling (34) Apply Short Selling filter
- Post Trading (24) Apply Post Trading filter
- Fund Management (23) Apply Fund Management filter
- COVID-19 (12) Apply COVID-19 filter
- Market Abuse (10) Apply Market Abuse filter
- Corporate Disclosure (6) Apply Corporate Disclosure filter
- Joint Committee (6) Apply Joint Committee filter
- Prospectus (5) Apply Prospectus filter
- Benchmarks (4) Apply Benchmarks filter
- Brexit (4) Apply Brexit filter
- Innovation and Products (4) Apply Innovation and Products filter
- Securitisation (3) Apply Securitisation filter
- Corporate Information (2) Apply Corporate Information filter
- IFRS Supervisory Convergence (2) Apply IFRS Supervisory Convergence filter
- Trading (2) Apply Trading filter
- Board of Supervisors (1) Apply Board of Supervisors filter
- Transparency (1) Apply Transparency filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Opinion filter Opinion
- (-) Remove Compliance table filter Compliance table
- Reference (144) Apply Reference filter
- Press Release (99) Apply Press Release filter
- SMSG Advice (89) Apply SMSG Advice filter
- Guidelines & Recommendations (45) Apply Guidelines & Recommendations filter
- Final Report (44) Apply Final Report filter
- Summary of Conclusions (42) Apply Summary of Conclusions filter
- Report (38) Apply Report filter
- Consultation Paper (37) Apply Consultation Paper filter
- Decision (31) Apply Decision filter
- Statement (28) Apply Statement filter
- Letter (16) Apply Letter filter
- Speech (13) Apply Speech filter
- Q&A (11) Apply Q&A filter
- Technical Advice (11) Apply Technical Advice filter
- Annual Report (6) Apply Annual Report filter
- Technical Standards (5) Apply Technical Standards filter
Your filters
International cooperation X Securities and Markets Stakeholder Group X Trade Repositories X Credit Rating Agencies X Supervisory convergence X Opinion X Compliance table X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 08/03/2021 | ESMA70-151-2536 | compliance table Guidelines APC Measures | Guidelines and Technical standards, Trade Repositories | Compliance table | PDF 141.15 KB |
||||
| 13/05/2022 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 225.5 KB |
||||
| 31/05/2017 | ESMA42-110-433 | General Principles to support supervisory convergence in the context of the UK withdrawing from the EU | Brexit, Supervisory convergence | Opinion | PDF 182.68 KB |
The European Securities and Markets Authority’s (ESMA) competence to deliver an opin-ion is based on Article 29(1)(a) of Regulation (EU) No 1095/2010 of the European Parliament and of the Council (ESMA Regulation). In accordance with Article 44(1) of the ESMA Regulation, the Board of Supervisors has adopted this opinion. |
|||
| 12/05/2016 | ESA/2016/41 | Opinion of the ESAs- ECAI credit assessments | Credit Rating Agencies, Joint Committee | Opinion | PDF 379.79 KB |
||||
| 30/09/2021 | ESMA80-196-5819 | Opinion on improving access to and use of credit ratings | Credit Rating Agencies | Opinion | PDF 331.84 KB |
||||
| 13/07/2017 | ESMA35-43-762 | Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union | Brexit, MiFID - Investor Protection, Supervisory convergence | Opinion | PDF 236.23 KB |
||||
| 13/07/2017 | ESMA35-45-344 | Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union | Brexit, Fund Management, Supervisory convergence | Opinion | PDF 246.6 KB |
||||
| 13/07/2017 | ESMA70-154-270 | Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union | Brexit, MiFID - Secondary Markets, Supervisory convergence | Opinion | PDF 181.69 KB |
||||
| 31/10/2018 | ESMA22-106-1296 | SMSG Opinion on EC request to ESAs on cost and performance of retail investment, insurance and pension products | Securities and Markets Stakeholder Group | Opinion | PDF 152.91 KB |
||||
| 28/10/2019 | ESMA22-106-1990 | SMSG Opinion on ESMA's Report on performance and cost of retail investment products | Securities and Markets Stakeholder Group | Opinion | PDF 148.41 KB |