ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
18
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove Securities and Markets Stakeholder Group filter Securities and Markets Stakeholder Group
- (-) Remove Warnings and publications for investors filter Warnings and publications for investors
- MiFID - Secondary Markets (98) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (74) Apply MiFID - Investor Protection filter
- Guidelines and Technical standards (41) Apply Guidelines and Technical standards filter
- Market Integrity (36) Apply Market Integrity filter
- Short Selling (36) Apply Short Selling filter
- Post Trading (31) Apply Post Trading filter
- Fund Management (29) Apply Fund Management filter
- Supervisory convergence (13) Apply Supervisory convergence filter
- COVID-19 (12) Apply COVID-19 filter
- Market Abuse (12) Apply Market Abuse filter
- Corporate Disclosure (10) Apply Corporate Disclosure filter
- CESR Archive (7) Apply CESR Archive filter
- Prospectus (7) Apply Prospectus filter
- Brexit (6) Apply Brexit filter
- Innovation and Products (5) Apply Innovation and Products filter
- Securitisation (5) Apply Securitisation filter
- Benchmarks (4) Apply Benchmarks filter
- Corporate Information (4) Apply Corporate Information filter
- Sustainable finance (4) Apply Sustainable finance filter
- Credit Rating Agencies (3) Apply Credit Rating Agencies filter
- Corporate Finance (2) Apply Corporate Finance filter
- IFRS Supervisory Convergence (2) Apply IFRS Supervisory Convergence filter
- Trading (2) Apply Trading filter
- Transparency (2) Apply Transparency filter
- Board of Supervisors (1) Apply Board of Supervisors filter
- Corporate Governance (1) Apply Corporate Governance filter
- Crowdfunding (1) Apply Crowdfunding filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
Type of document
- (-) Remove Q&A filter Q&A
- (-) Remove Opinion filter Opinion
- (-) Remove Compliance table filter Compliance table
- Reference (210) Apply Reference filter
- Investor Warning (93) Apply Investor Warning filter
- SMSG Advice (89) Apply SMSG Advice filter
- Guidelines & Recommendations (79) Apply Guidelines & Recommendations filter
- Press Release (56) Apply Press Release filter
- Summary of Conclusions (51) Apply Summary of Conclusions filter
- Final Report (36) Apply Final Report filter
- Letter (34) Apply Letter filter
- Consultation Paper (28) Apply Consultation Paper filter
- Report (28) Apply Report filter
- Statement (23) Apply Statement filter
- Decision (13) Apply Decision filter
- Speech (8) Apply Speech filter
- Annual Report (4) Apply Annual Report filter
- Technical Advice (2) Apply Technical Advice filter
- Technical Standards (2) Apply Technical Standards filter
- CESR Document (1) Apply CESR Document filter
Your filters
International cooperation X Securities and Markets Stakeholder Group X Warnings and publications for investors X Trade Repositories X Joint Committee X Opinion X Compliance table X Q&A X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 18/02/2015 | JC/GL/2014/43 Appendix 1 | Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 187.15 KB |
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors. |
|||
| 17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |
||||
| 10/12/2021 | JC/2015/087 | Compliance Table GL financial conglomerates | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 300.38 KB |
||||
| 08/03/2021 | ESMA70-151-2536 | compliance table Guidelines APC Measures | Guidelines and Technical standards, Trade Repositories | Compliance table | PDF 141.15 KB |
||||
| 26/07/2021 | SFDR EC Q&A | EC Q&A on sustainability-related disclosures | Joint Committee, Sustainable finance | Q&A | PDF 601.99 KB |
||||
| 30/11/2021 | SFDR EC Q&A CORRECTION | EC Q&A on sustainability-related disclosures- correction | Joint Committee, Sustainable finance | Q&A | PDF 87.19 KB |
||||
| 26/03/2021 | JC 2021 16 | ESAs’ Opinion to the European Commission on the Jurisdictional Scope of Application of the SECR | Joint Committee, Securitisation | Opinion | PDF 339.91 KB |
||||
| 17/12/2021 | Joint Committee | JC 2017 Q&A on the PRIIPs Key Information Document | Joint Committee | Q&A | PDF 755.23 KB |
||||
| 18/12/2013 | ESA/2013/035 | Joint Opinion-Review on the functioning of the European Systemic Risk Board (ESRB) | Joint Committee | Opinion | PDF 142.63 KB |
Joint Opinion-Review on the functioning of the European Systemic Risk Board (ESRB) | |||
| 07/02/2014 | 2014/146 | MiFID practices for firms selling complex products | MiFID - Investor Protection, Warnings and publications for investors | Opinion | PDF 122.37 KB |
||||
| 12/05/2016 | ESA/2016/41 | Opinion of the ESAs- ECAI credit assessments | Credit Rating Agencies, Joint Committee | Opinion | PDF 379.79 KB |
||||
| 28/02/2022 | ESMA70-1861941480-52 | Q&A on EMIR implementation | Post Trading, Trade Repositories | Q&A | PDF 1.46 MB |
||||
| 28/01/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 398.17 KB |
||||
| 19/12/2016 | 2016/JCESA QA | Questions and Answers on Big Data | Joint Committee | Q&A | PDF 333.65 KB |
||||
| 25/05/2022 | Joint Committee SFDR Q&As | Questions related to Regulation (EU) 2019/2088 on SFDR | Joint Committee, Sustainable finance | Q&A | PDF 794.9 KB |
||||
| 13/05/2022 | JC 2022 26 | SFDR queries forwarded to the Commission | Joint Committee, Sustainable finance | Q&A | PDF 132.33 KB |
||||
| 31/10/2018 | ESMA22-106-1296 | SMSG Opinion on EC request to ESAs on cost and performance of retail investment, insurance and pension products | Securities and Markets Stakeholder Group | Opinion | PDF 152.91 KB |
||||
| 28/10/2019 | ESMA22-106-1990 | SMSG Opinion on ESMA's Report on performance and cost of retail investment products | Securities and Markets Stakeholder Group | Opinion | PDF 148.41 KB |