ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
09/03/2016 ESAs/2016/22 Annexes to RTS on Risk Mitigation LegisWrite Final Report PDF
297.23 KB
11/03/2020 ESMA70-156-1434 Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) , Compliance table PDF
129.58 KB
18/02/2015 JC/GL/2014/43 Appendix 1 Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors , Compliance table PDF
187.15 KB

The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors.

17/12/2021 ESMA35-43-1215 Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body , , Compliance table PDF
302.18 KB
10/12/2021 JC/2015/087 Compliance Table GL financial conglomerates , Compliance table PDF
300.38 KB
11/04/2012 JC/2011/97 EBA, ESMA and EIOPA’s Report on the legal and regulatory provisions and supervisory expectations across EU Member States of Simplified Due Diligence requirements where the customers are credit and financial institutions under the Third Money Laundering Di Final Report PDF
476.47 KB
11/04/2012 JC/2011/96 EBA, ESMA and EIOPA’s Report on the legal, regulatory and supervisory implementation across EU Member States in relation to the Beneficial Owners Customer Due Diligence requirements under the Third Money Laundering Directive [2005/60/EC] Final Report PDF
552.11 KB
22/02/2022 Joint Committee EFIF Summary of the April 2020 meeting Summary of Conclusions PDF
87.58 KB
22/02/2022 Joint Committee EFIF Summary of the April 2021 meeting Summary of Conclusions PDF
366.66 KB
22/02/2022 Joint Committee EFIF Summary of the December 2019 meeting Summary of Conclusions PDF
356.14 KB
22/02/2022 Joint Committee EFIF Summary of the February 2021 meeting Summary of Conclusions PDF
362.61 KB
22/02/2022 Joint Committee EFIF Summary of the January 2022 meeting Summary of Conclusions PDF
216.4 KB
22/02/2022 Joint Committee EFIF Summary of the July 2020 meeting Summary of Conclusions PDF
334.11 KB
22/02/2022 Joint Committee EFIF Summary of the June 2021 meeting Summary of Conclusions PDF
467.24 KB
22/02/2022 Joint Committee EFIF Summary of the October 2020 meeting Summary of Conclusions PDF
375.81 KB
22/02/2022 Joint Committee EFIF Summary of the October 2021 meeting Summary of Conclusions PDF
131.08 KB
22/02/2022 Joint Committee EFIF Summary of the September 2019 meeting Summary of Conclusions PDF
79.55 KB
07/12/2012 JC/2012/86 ESA report on the application of AML/CTF obligations to, and the AML/CTF supervision of e-money issuers, agents and distributors in Europe. Final Report PDF
476.42 KB
25/08/2021 Joint Committee ESAs 2020 Final Report on EMIR RTS on various amendments to the bilateral margin requirements in view of the international framework Final Report PDF
338.72 KB
26/03/2021 JC 2021 16 ESAs’ Opinion to the European Commission on the Jurisdictional Scope of Application of the SECR , Opinion PDF
339.91 KB

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