ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
35
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
International cooperation X Securities Financing Transactions X Short Selling X Report X Consultation Paper X Guidelines & Recommendations X
Reset all filters
Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
02/04/2013 2013/74 HU A short ügyletekről és a hitel-nemteljesítési csereügyletekkel kapcsolatos egyes szempontokról szóló 236/2012/EU európai parlamenti és tanácsi rendelet szerinti árjegyzői tevékenységek és elsődleges piaci műveletek mentessége , Guidelines & Recommendations PDF
550.5 KB
02/04/2013 2013/74 LV Atbrīvojums tirgus uzturētāja darbībām un primārā tirgus operācijām saskaņā ar Eiropas Parlamenta un Padomes Regulu (ES) Nr. 236/2012 par īso pārdošanu un dažiem kredītriska mijmaiņas darījumu aspektiem , Guidelines & Recommendations PDF
771.14 KB
02/04/2013 2013/74 DE Ausnahme für Market-Making-Tätigkeiten und Primärmarkttätigkeiten gemäß der Verordnung (EU) Nr. 236/2012 des Europäischen Parlaments und des Rates über Leerverkäufe und bestimmte Aspekte von Credit Default Swaps , Guidelines & Recommendations PDF
638.62 KB
27/05/2019 ESMA70-151-1985 Consultation paper on Guidelines for reporting under Articles 4 and 12 SFTR Consultation Paper PDF
1.32 MB
07/07/2017 ESMA70-145-127 Consultation paper on the evaluation of the short-selling regulation , Consultation Paper PDF
1.46 MB
28/05/2021 ESMA74-362-1941 Consultation Paper on the Guidelines on transfer of data between Trade Repositories under EMIR and SFTR , , Consultation Paper PDF
658.69 KB
24/09/2021 ESMA70-156-3914 Consultation Paper on the review of certain aspects of the Short Selling Regulation Consultation Paper PDF
1.19 MB
02/04/2013 2013/74 RO Derogări pentru activităţile de formator de piaţă şi operaţiunile de pe piaţa primară conform Regulamentului (UE) nr. 236/2012 al Parlamentului European şi al Consiliului privind vânzarea în lipsă şi anumite aspecte ale swapurilor pe riscul de credit , Guidelines & Recommendations PDF
534.03 KB
30/09/2016 2016/1409 Draft RTS and ITS under SFTR and amendments to related EMIR RTS , Consultation Paper PDF
5.63 MB

The European Securities and Markets Authority (ESMA) is publishing this Consultation Paper as part of its consultations on Level 2 measures under the Securities Financing Transactions Regulation (SFTR) as well as certain amendments to the Level 2 measures under EMIR in order to take into account legal developments as well as to ensure consistency, where relevant, between the frameworks of both regulations

Contents

Section 1 is the executive summary of the document. Section 2 explains the background to our proposals. Section 3 includes detailed information on the procedure and criteria for registration as TR under SFTR. Section 4 details the use of internationally agreed reporting standards, the reporting logic under SFTR and the main aspects of the structure of an SFT report. Section 5 covers the requirements regarding transparency of data and aggregation and comparison of data. Section 6 details the access levels of authorities. Section 7 contains the tables of fields, for the relevant types of SFTs, as well as a summary of all the questions.

Next Steps

ESMA will consider the feedback it received to this document in the fourth quarter of 2016. The final report and the draft technical standards will be submitted to the European Commission for endorsement by the end of Q1/beginning Q2 2017.

24/01/2012 2012/30 Draft technical standards on the Regulation (EU) xxxx/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps Consultation Paper PDF
245.84 KB
ESMA will consider the feedback it received to this consultation in February/March 2012 and expects to publish a final report and submission of the draft technical standards to the European Commission by 31 March 2012 for endorsement.
02/04/2013 2013/74 IT Esenzione per attività di supporto agli scambi (market making) e operazioni di mercato primario ai sensi del regolamento (UE) 236/2012 del Parlamento europeo e del Consiglio del 14 marzo 2012 relativo alle vendite allo scoperto e a taluni aspetti dei cont , Guidelines & Recommendations PDF
496.67 KB
15/02/2012 2012/98 ESMA's draft technical advice on possible Delegated Acts concerning the regulation on short selling and certain aspects of credit default swaps ((EC) No XX/2012) Consultation Paper PDF
429.17 KB
The purpose of this consultation is to seek comments on the technical advice that ESMA proposes to give to the European Commission on a number of possible delegated acts concerning the Regulation as listed in the Commission request for advice. These delegated acts should then be adopted in accordance with Article 290 of the Treaty of the Functioning of the European Union (TFEU). ESMA will consider the feedback it receives to this consultation and to the open hearing to be held on 29 February 2012 in March 2012 and expects to publish a final report and submission of the draft advice on Delegated Acts to the European Commission by mid-April 2012.
17/09/2012 2012/580 Exemption for market making activities and primary market operations under Regulation (EU) 236/2012 of the European Parliament and the Council on short selling and certain aspects of Credit Default Swaps Consultation Paper PDF
307.31 KB
02/04/2013 2013/74 FR Exemption pour les activités de tenue de marché et les opérations de marché primaire au titre du Règlement (UE) n° 236/2012 du Parlement européen et du Conseil sur la vente à découvert et certains aspects des contrats d’échange sur risque de crédit , Guidelines & Recommendations PDF
621.2 KB
02/04/2013 2013/74 ES Exención para las actividades de creación de mercado y las actividades de los operadores primarios autorizados en virtud del Reglamento (UE) n.° 236/2012 del Parlamento Europeo y del Consejo sobre las ventas en corto y determinados aspectos de las permuta , Guidelines & Recommendations PDF
517.42 KB
02/04/2013 2013/74 MT Eżenzjoni għal attivitajiet ta’ ġenerazzjoni tas-suq u operazzjonijiet fis-suq primarju skont ir-Regolament (UE) Nru 236/2012 tal-Parlament Ewropew u tal-Kunsill Council dwar bejgħ bin-nieqes u ċerti aspetti tas-swaps ta’ inadempjenza tal-kreditu , Guidelines & Recommendations PDF
551.64 KB
02/04/2013 2013/74 DA Fritagelse for market making-aktiviteter og primære markedsoperationer i henhold til Europa-Parlamentets og Rådets forordning (EU) nr. 236/2012 om short selling og visse aspekter af credit default swaps , Guidelines & Recommendations PDF
491.66 KB
09/07/2020 ESMA74-362-608 Guidelines on calculation of positions in SFTs by Trade Repositories , Consultation Paper PDF
799.81 KB
14/12/2021 ESMA74-362-2176 Guidelines on calculation of positions in SFTs by Trade Repositories , , Guidelines & Recommendations PDF
272.07 KB
bgcsdadeelesetfifrhrhuitltlvmtnlnlptroskslsv
02/04/2013 2013/74 Guidelines on Exemption for market making activities and primary market operations under the Short selling regulation , Guidelines & Recommendations PDF
498.85 KB