ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
38
REFINE YOUR SEARCH
Sections
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Corporate Information filter Corporate Information
- (-) Remove Short Selling filter Short Selling
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove IAS Regulation filter IAS Regulation
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- CESR Archive (183) Apply CESR Archive filter
- Post Trading (82) Apply Post Trading filter
- Fund Management (62) Apply Fund Management filter
- Risk Analysis & Economics - Markets Infrastructure Investors (50) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Joint Committee (40) Apply Joint Committee filter
- MiFID - Investor Protection (40) Apply MiFID - Investor Protection filter
- Credit Rating Agencies (39) Apply Credit Rating Agencies filter
- MiFID - Secondary Markets (39) Apply MiFID - Secondary Markets filter
- Corporate Disclosure (30) Apply Corporate Disclosure filter
- CCP Directorate (28) Apply CCP Directorate filter
- IFRS Supervisory Convergence (25) Apply IFRS Supervisory Convergence filter
- Supervisory convergence (25) Apply Supervisory convergence filter
- Prospectus (19) Apply Prospectus filter
- Innovation and Products (18) Apply Innovation and Products filter
- Market Abuse (18) Apply Market Abuse filter
- Market Integrity (13) Apply Market Integrity filter
- Securitisation (12) Apply Securitisation filter
- Market data (11) Apply Market data filter
- Securities and Markets Stakeholder Group (9) Apply Securities and Markets Stakeholder Group filter
- Sustainable finance (9) Apply Sustainable finance filter
- Trading (9) Apply Trading filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- Trade Repositories (8) Apply Trade Repositories filter
- Board of Supervisors (5) Apply Board of Supervisors filter
- Guidelines and Technical standards (5) Apply Guidelines and Technical standards filter
- Transparency (5) Apply Transparency filter
- Corporate Finance (4) Apply Corporate Finance filter
- Corporate Governance (4) Apply Corporate Governance filter
- COVID-19 (3) Apply COVID-19 filter
- Press Releases (3) Apply Press Releases filter
- Management Board (2) Apply Management Board filter
- Crowdfunding (1) Apply Crowdfunding filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
Type of document
- (-) Remove Consultation Paper filter Consultation Paper
- (-) Remove Report filter Report
- Reference (205) Apply Reference filter
- Letter (95) Apply Letter filter
- Annual Report (79) Apply Annual Report filter
- Press Release (56) Apply Press Release filter
- Statement (44) Apply Statement filter
- Opinion (38) Apply Opinion filter
- Guidelines & Recommendations (27) Apply Guidelines & Recommendations filter
- Speech (26) Apply Speech filter
- Final Report (23) Apply Final Report filter
- Decision (13) Apply Decision filter
- Q&A (6) Apply Q&A filter
- Compliance table (3) Apply Compliance table filter
- SMSG Advice (3) Apply SMSG Advice filter
- Technical Advice (2) Apply Technical Advice filter
- Investor Warning (1) Apply Investor Warning filter
- Summary of Conclusions (1) Apply Summary of Conclusions filter
- Technical Standards (1) Apply Technical Standards filter
Your filters
International cooperation X Securities Financing Transactions X European Single Electronic Format X Short Selling X Corporate Information X IAS Regulation X Benchmarks X Report X Consultation Paper X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 21/12/2016 | 2016/1668 | 2016-1668 ESMA feedback statement on ESEF | Corporate Disclosure, European Single Electronic Format, Transparency | Report | PDF 6.98 MB |
||||
| 05/10/2017 | ESMA20-95-619 | 2018 Work Programme | Corporate Information, Planning reporting budget | Report | PDF 533.61 KB |
||||
| 02/10/2020 | ESMA20-95-1273 | 2021 Annual Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Report | PDF 608.58 KB |
||||
| 28/09/2021 | ESMA20-95-1430 | 2022 Annual Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Report | PDF 589.43 KB |
||||
| 25/09/2020 | ESMA80-187-623 | Consultation Paper on BMR Advice Fees | Benchmarks | Consultation Paper | PDF 479.77 KB |
||||
| 27/05/2016 | 2016/723 | Consultation Paper on ESMA technical advice on Benchmarks Regulation | Market Integrity, Benchmarks | Consultation Paper | PDF 905.26 KB |
||||
| 27/05/2019 | ESMA70-151-1985 | Consultation paper on Guidelines for reporting under Articles 4 and 12 SFTR | Securities Financing Transactions | Consultation Paper | PDF 1.32 MB |
||||
| 07/07/2017 | ESMA70-145-127 | Consultation paper on the evaluation of the short-selling regulation | Market Integrity, Short Selling | Consultation Paper | PDF 1.46 MB |
||||
| 28/05/2021 | ESMA74-362-1941 | Consultation Paper on the Guidelines on transfer of data between Trade Repositories under EMIR and SFTR | Market data, Securities Financing Transactions, Trade Repositories | Consultation Paper | PDF 658.69 KB |
||||
| 24/09/2021 | ESMA70-156-3914 | Consultation Paper on the review of certain aspects of the Short Selling Regulation | Short Selling | Consultation Paper | PDF 1.19 MB |
||||
| 25/02/2021 | ESMA80-187-807 | Consultation Paper- Guidelines on use of alternative methodology | Benchmarks | Consultation Paper | PDF 263.42 KB |
||||
| 24/09/2020 | ESMA74-362-773 | CP on MiFID II MiFIR review report | Benchmarks, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading | Consultation Paper | PDF 688.1 KB |
||||
| 23/12/2020 | ESMA43-370-272 | CP on Procedural rules for penalties imposed on Benchmark Administrators | Benchmarks | Consultation Paper | PDF 370.26 KB |
||||
| 08/07/2022 | ESMA81-393-494 | CP on Review of the RTS on the form and content of an application for recognition under the Benchmarks Regulation | Benchmarks | Consultation Paper | PDF 541.62 KB |
||||
| 15/02/2016 | 2016/288 | Discussion Paper Benchmarks Regulation | Market Integrity, Benchmarks | Consultation Paper | PDF 1017.02 KB |
||||
| 29/09/2017 | 70-145-105 | Draft Guidelines on non-significant benchmarks | Benchmarks, Guidelines and Technical standards | Consultation Paper | PDF 557.29 KB |
||||
| 09/03/2020 | ESMA70-156-1464 | Draft Regulatory Technical Standards under the Benchmarks Regulation | Benchmarks | Consultation Paper | PDF 649.44 KB |
||||
| 30/09/2016 | 2016/1409 | Draft RTS and ITS under SFTR and amendments to related EMIR RTS | Post Trading, Securities Financing Transactions | Consultation Paper | PDF 5.63 MB |
The European Securities and Markets Authority (ESMA) is publishing this Consultation Paper as part of its consultations on Level 2 measures under the Securities Financing Transactions Regulation (SFTR) as well as certain amendments to the Level 2 measures under EMIR in order to take into account legal developments as well as to ensure consistency, where relevant, between the frameworks of both regulations Contents Section 1 is the executive summary of the document. Section 2 explains the background to our proposals. Section 3 includes detailed information on the procedure and criteria for registration as TR under SFTR. Section 4 details the use of internationally agreed reporting standards, the reporting logic under SFTR and the main aspects of the structure of an SFT report. Section 5 covers the requirements regarding transparency of data and aggregation and comparison of data. Section 6 details the access levels of authorities. Section 7 contains the tables of fields, for the relevant types of SFTs, as well as a summary of all the questions. Next Steps ESMA will consider the feedback it received to this document in the fourth quarter of 2016. The final report and the draft technical standards will be submitted to the European Commission for endorsement by the end of Q1/beginning Q2 2017. |
|||
| 24/01/2012 | 2012/30 | Draft technical standards on the Regulation (EU) xxxx/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps | Short Selling | Consultation Paper | PDF 245.84 KB |
ESMA will consider the feedback it received to this consultation in February/March 2012 and expects to publish a final report and submission of the draft technical standards to the European Commission by 31 March 2012 for endorsement. | |||
| 29/09/2016 | 2016/1406 | Draft technical standards under the Benchmarks Regulation | Benchmarks | Consultation Paper | PDF 1.67 MB |