ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
25
REFINE YOUR SEARCH
Sections
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove Sustainable finance filter Sustainable finance
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove International cooperation filter International cooperation
- CESR Archive (364) Apply CESR Archive filter
- Corporate Disclosure (196) Apply Corporate Disclosure filter
- Post Trading (96) Apply Post Trading filter
- IAS Regulation (74) Apply IAS Regulation filter
- Risk Analysis & Economics - Markets Infrastructure Investors (68) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- IFRS Supervisory Convergence (49) Apply IFRS Supervisory Convergence filter
- Fund Management (45) Apply Fund Management filter
- Joint Committee (45) Apply Joint Committee filter
- MiFID - Secondary Markets (37) Apply MiFID - Secondary Markets filter
- Supervisory convergence (37) Apply Supervisory convergence filter
- Credit Rating Agencies (29) Apply Credit Rating Agencies filter
- MiFID - Investor Protection (27) Apply MiFID - Investor Protection filter
- Prospectus (26) Apply Prospectus filter
- Market Abuse (23) Apply Market Abuse filter
- Securities and Markets Stakeholder Group (20) Apply Securities and Markets Stakeholder Group filter
- Audit (16) Apply Audit filter
- Corporate Information (15) Apply Corporate Information filter
- Innovation and Products (13) Apply Innovation and Products filter
- Market Integrity (13) Apply Market Integrity filter
- Guidelines and Technical standards (10) Apply Guidelines and Technical standards filter
- Securitisation (9) Apply Securitisation filter
- Benchmarks (8) Apply Benchmarks filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Transparency (7) Apply Transparency filter
- Board of Supervisors (6) Apply Board of Supervisors filter
- European Single Electronic Format (6) Apply European Single Electronic Format filter
- CCP Directorate (5) Apply CCP Directorate filter
- COVID-19 (5) Apply COVID-19 filter
- Corporate Governance (3) Apply Corporate Governance filter
- Short Selling (3) Apply Short Selling filter
- Management Board (2) Apply Management Board filter
- Press Releases (2) Apply Press Releases filter
- Trading (2) Apply Trading filter
Type of document
- (-) Remove Letter filter Letter
- (-) Remove Report filter Report
- (-) Remove Final Report filter Final Report
- Reference (82) Apply Reference filter
- Statement (36) Apply Statement filter
- Press Release (32) Apply Press Release filter
- Speech (9) Apply Speech filter
- Consultation Paper (8) Apply Consultation Paper filter
- Opinion (4) Apply Opinion filter
- Q&A (3) Apply Q&A filter
- SMSG Advice (2) Apply SMSG Advice filter
- Annual Report (1) Apply Annual Report filter
- Decision (1) Apply Decision filter
- Guidelines & Recommendations (1) Apply Guidelines & Recommendations filter
Your filters
International cooperation X Corporate Finance X Brexit X ITMG X Sustainable finance X Securities Financing Transactions X Trade Repositories X Report X Letter X Final Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 15/10/2018 | ESMA31-62-1114 | 2017 Report on EEA prospectus activity | Corporate Finance | Final Report | PDF 385.45 KB |
||||
| 03/07/2017 | ESMA31-62-746 | EEA prospectus activity in 2016 | Corporate Finance, Prospectus | Report | PDF 475.66 KB |
||||
| 11/06/2020 | 2020 06 11 | ESA letter to the EC | Corporate Disclosure, Joint Committee, Sustainable finance | Letter | PDF 97.3 KB |
||||
| 16/07/2020 | 2020 07 15 | ESAs Letter to EVP Dombrovskis re Sustainable Finance Consultation | Sustainable finance | Letter | PDF 118.46 KB |
||||
| 16/12/2020 | ESA 2020 28 | ESAs Letter to IFRS Foundation consultation sustainability reporting | Corporate Finance | Letter | PDF 155.56 KB |
||||
| 13/07/2018 | ESMA31-59-995 | ESMA letter to EC on PR Level 1 | Corporate Finance | Letter | PDF 213.67 KB |
||||
| 13/04/2018 | ESMA40-133-624 | ESMA's response to WP29 Consultation on Guidelines on Derogations | International cooperation, Supervisory convergence | Letter | PDF 428.49 KB |
||||
| 05/02/2016 | 2016/234 | ESMA’s supervision of credit rating agencies and trade repositories- 2015 annual report and 2016 work plan. | Credit Rating Agencies, Trade Repositories | Report | PDF 2.08 MB |
The European Securities and Markets Authority’s (ESMA) annual report and work programme has been prepared according to Article 21 of Regulation 1060/2009 on credit rating agencies as amended (the CRA Regulation) and Article 85 of Regulation 648/2012 on OTC derivatives, central counterparties and trade repositories (EMIR). It highlights the direct supervisory activities carried out by ESMA during 2015 regarding credit rating agencies (CRAs) and trade repositories (TRs) and outlines ESMA’s main priorities in these areas for 2016. ESMA adopts a risk-based approach to the supervision of CRAs and TRs in accordance with its overall objectives of promoting financial stability and orderly markets and enhancing investor protection. This risk-based approach requires the analysis of information from a variety of sources and the application of multiple supervisory tools including day-to-day supervision, cycle of engagement meetings with supervised entities, on-site inspections and dedicated investigations. In order to build on the expertise that ESMA has developed through its supervision of CRAs and TRs, ESMA created a single Supervision Department in November 2015. ESMA intends to draw on the best practices identified from the supervision of both types of entity to further enhance its supervisory effectiveness in future. |
|||
| 03/05/2019 | ESMA35-43-1737 | Final report on integrating sustainability risks and factors in the MIFID II | Audit, MiFID - Investor Protection, Sustainable finance | Final Report | PDF 371.73 KB |
||||
| 03/05/2019 | ESMA34-45-688 | Final report on integrating sustainability risks and factors in the UCITS Directive and the AIFMD | Fund Management, Sustainable finance | Final Report | PDF 483.4 KB |
||||
| 31/03/2020 | ESMA43-370-103 | Final report on TA on EMIR 2.2 CCP fines | CCP Directorate, Credit Rating Agencies, Post Trading, Trade Repositories | Final Report | PDF 478.11 KB |
||||
| 06/01/2020 | ESMA70-151-2703 | Final Report- Guidelines on Reporting Under SFTR | Securities Financing Transactions | Final Report | PDF 1.38 MB |
||||
| 20/12/2019 | ESMA80-196-3218 | Follow-up Report on fees charged by CRAs and TRs | Credit Rating Agencies, Supervisory convergence, Trade Repositories | Report | PDF 606.45 KB |
||||
| 18/12/2015 | 2015/1887 | Follow-up report on the development of the Best Practice Principles for Providers of Shareholder Voting Research and Analysis | Corporate Finance, Corporate Governance | Final Report | PDF 645.64 KB |
||||
| 06/01/2020 | ESMA70-151-2838 | Guidelines on Reporting Under SFTR | Securities Financing Transactions | Final Report | PDF 2.49 MB |
||||
| 05/09/2018 | ESMA70-151-1651 Annex 1 | Letter from European Commission on SFTR draft RTS | Securities Financing Transactions | Letter | PDF 159.5 KB |
||||
| 16/07/2018 | ESMA33-128-504 | Letter to DG FISMA on STS Notification and Verificaion | Corporate Finance | Letter | PDF 217.43 KB |
||||
| 31/01/2020 | ESMA31-59-1451 | Letter to EC concerning ESMA's techical advice on general equivalence criteria for prospectuses | Corporate Finance | Letter | PDF 117.07 KB |
||||
| 14/01/2021 | JC 2021 02 | Letter to EU Commission on priority issues relating to SFDR application | Joint Committee, Sustainable finance | Letter | PDF 210.03 KB |
||||
| 05/09/2018 | ESMA70-151-1719 | Letter to VP Dombrovskis on opinion on SFTR | Securities Financing Transactions | Letter | PDF 213.13 KB |