ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
73
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
International cooperation X MiFID - Secondary Markets X Credit Rating Agencies X Corporate Information X Speech X Guidelines & Recommendations X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
18/05/2011 2011/139 Final report- Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Agencies Regulation No 1060/2009 , Guidelines & Recommendations PDF
653.98 KB
17/12/2012 2011/188 Cooperation including delegation between ESMA, the competent authorities and the sectoral competent authorities under Regulation (EU) No 513/2011 on credit rating agencies Guidelines & Recommendations PDF
190.32 KB
22/12/2011 2011/456 Final report- Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities Guidelines & Recommendations PDF
407 KB

This is the final report. The guidelines along with the translations are published separately.

24/02/2012 2012/122 Guidelines- Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities , Guidelines & Recommendations PDF
1006.44 KB

ESMA Board of Supervisors (the BoS) has decided on the 26 September 2018 to withdraw the guidelines on “Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities”. The guidelines were issued by ESMA, in February 2012, to ensure a common, uniform and consistent application of MiFID and MAD. The BoS decision to withdraw the guidelines is based on the subject matter being fully incorporated into MiFID II, MAR, and relevant delegated acts.

enbgcsdadeelesetfifrgahrhuitltlvmtnlplptroskslsv
19/09/2012 2012/579 Statement by Steven Maijoor at the ECON hearing on 19/09/2012 , Speech PDF
190.14 KB
Statement given by Steven Maijoor, Chair of ESMA, at the ECON hearing in the European Parliament on 19 September 2012
04/12/2012 2012/800 ESMA’s role in markets reform- Verena Ross, ESMA Executive Director , Speech PDF
147.98 KB
Verena Ross, ESMA Executive Director, delivered the keynote address at the ICI Global Trading and Market Structure Conference in London.
04/12/2012 2012/803 Rebuilding investors trust in EU capital markets- Steven Maijoor, ESMA Chair , Speech PDF
150.43 KB
Steven Maijoor, Chair of the European Securities and Markets Authority (ESMA), delivered the keynote address at the DSW Finuse Conference in Wiesbaden on 4 December 2012.
11/03/2013 2013/279 "Regulation of systemically important financial institutions and of the shadow banking system"- speech by Steven Maijoor, Chair, at the CDU/CSU congress in Berlin , Speech PDF
102.94 KB
24/05/2013 2013/603 ESAs—Achievement and Challenges, by Steven Maijoor, Chair of ESMA , Speech PDF
87.87 KB

  ESAs – Achievement and Challenges Public Hearing on Financial Supervision in the EU 24 May 2013, Brussels Speech by Steven Maijoor, Chair  

17/06/2013 2013/720 Guidelines and Recommendations on the Scope of the CRA Regulation Guidelines & Recommendations PDF
317.88 KB

Croatian translation is also available.

30/07/2013 2013/720 BG Guidelines and Recommendations on the Scope of the CRA Regulation , Guidelines & Recommendations PDF
159.45 KB
Насоки и препоръки Насоки и препоръки относно приложното поле на Регламента за АКР
30/07/2013 2013/720 CS Guidelines and Recommendations on the Scope of the CRA Regulation , Guidelines & Recommendations PDF
140.94 KB
Obecné pokyny a doporučení Obecné pokyny a doporučení k oblasti působnosti nařízení o ratingových agenturách
30/07/2013 2013/720 DA Guidelines and Recommendations on the Scope of the CRA Regulation , Guidelines & Recommendations PDF
100.11 KB
Retningslinjer og henstillinger Retningslinjer og henstillinger om CRA-forordningens anvendelsesområde
30/07/2013 2013/720 DE Guidelines and Recommendations on the Scope of the CRA Regulation , Guidelines & Recommendations PDF
103.09 KB
Leitlinien und Empfehlungen Leitlinien und Empfehlungen zum Geltungsbereich der CRA-Verordnung
30/07/2013 2013/720 EL Guidelines and Recommendations on the Scope of the CRA Regulation , Guidelines & Recommendations PDF
143.76 KB
Κατευθυντήριες γραμμές και συστάσεις Κατευθυντήριες γραμμές και συστάσεις σχετικά με το πεδίο εφαρμογής του κανονισμού
17/06/2013 2013/720 EN Guidelines and Recommendations on the Scope of the CRA Regulation , Guidelines & Recommendations PDF
221.56 KB
Croatian translation is also available.
30/07/2013 2013/720 ES Guidelines and Recommendations on the Scope of the CRA Regulation , Guidelines & Recommendations PDF
103.74 KB
Directrices y recomendaciones Directrices y recomendaciones sobre el ámbito de aplicación del Reglamento relativo a las agencias de calificación crediticia
30/07/2013 2013/720 ET Guidelines and Recommendations on the Scope of the CRA Regulation , Guidelines & Recommendations PDF
101.35 KB
Suunised ja soovitused Reitinguagentuure käsitleva määruse reguleerimisala käsitlevad suunised ja soovitused
30/07/2013 2013/720 FI Guidelines and Recommendations on the Scope of the CRA Regulation , Guidelines & Recommendations PDF
100.69 KB
Ohjeita ja suosituksia Luottoluokituslaitoksista annetun asetuksen soveltamisalaa koskevia ohjeita ja suosituksia
30/07/2013 2013/720 FR Guidelines and Recommendations on the Scope of the CRA Regulation , Guidelines & Recommendations PDF
108.46 KB
Orientations et recommandations Orientations et recommandations sur le champ d’application du règlement sur les agences de notation de crédit

Pages