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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
16/07/2012 ESMA 2011 BG Европейски орган за ценни книжа и пазари Годишен доклад за 2011 г Annual Report PDF
421.75 KB
This is a summary of the 2011 annual report of ESMA.
28/11/2014 ESMA 2013 AR BG Европейски орган за ценни книжа и пазари Annual Report PDF
284.13 KB
BG  - Преводът е предоставен от Центъра за преводи за органите на Европейския съюз.
16/07/2012 ESMA 2011 EL Ευρωπαϊκή Αρχή Κινητών Αξιών και Αγορών- Ετήσια έκθεση 2011 Annual Report PDF
173.61 KB
This is a summary of the 2011 annual report of ESMA.
28/11/2014 ESMA 2013 AR EL Ευρωπαϊκή Αρχή Κινητών Αξιών και Αγορών (ESMA) Annual Report PDF
334.14 KB
EL - Η παρούσα μετάφραση έγινε από το Μεταφραστικό Κέντρο των Οργάνων της Ευρωπαϊκής Ένωσης.
16/07/2012 ESMA 2011 MT L-Awtorità Ewropea tat-Titoli u s-Swieq- Rapport Annwali 2011 Annual Report PDF
120.46 KB
This is a summary of the 2011 annual report of ESMA.
28/11/2014 ESMA 2013 AR MT L-Awtorità Ewropea tat-Titoli u s-Swieq Annual Report PDF
333.12 KB
MT - Din it-traduzzjoni giet ipprovduta  mic-Centru tat-Traduzzjoni ghall-Korpi tal-Unjoni Ewropea.
28/10/2016 2016/1529 Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders , Consultation Paper PDF
1.13 MB
22/04/2015 2015/532 Investment using virtual currency or distributed ledger technology Consultation Paper PDF
526.19 KB
ESMA has been monitoring and analysing virtual currency investment over the last 6 months, to understand developments in the market, potential benefits or risks for investors, market integrity or financial stability, and to support the functioning of the EU single market. ESMA’s analysis is set out in this paper. ESMA is seeking to share its analysis in order to promote wider understanding of innovative market developments, and invites market participants and other stakeholders to submit feedback and any additional information on the following topics: Virtual currency investment products, i.e. collective investment schemes or derivatives such as options and CFDs that have virtual currencies (VCs) as an underlying or invest in VC related businesses and infrastructure; Virtual currency based assets/securities and asset transfers, i.e. financial assets such as shares, funds, etc. that are exclusively traded using virtual currency distributed ledgers (also known as block chains);and The application of the distributed ledger technology to securities/investments, whether inside or outside a virtual currency environment.
31/05/2016 2016/732 Guidelines on participant default rules and procedures under CSDR , Consultation Paper PDF
450.56 KB

The European Securities and Markets Authority (ESMA) under Article 41(4) of Regulation (EU) No 909/2014 of the European Parliament and of the Council on improving securities settlement in the European Union and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and Regulation No 236/2012 (CSDR) may issue guidelines in accordance with Article 16 of Regulation (EU) No 1095/2010 in order to ensure consistent application of Article 41 of CSDR relating to participant default rules and procedures.

Contents

Section 2 contains information on the background and mandate, Section 3 contains an analysis of the scope and content of the proposed guidelines, while Section 4 contains the proposed guidelines.

Annex I sets out a summary of the questions contained in this paper and Annex II includes a high level cost-benefit analysis for the guidelines.

Next Steps

ESMA will consider the feedback it will receive to this consultation with a view to finalising the guidelines by Q4 2016.

19/07/2013 2013/1013 Guidelines on enforcement of financial information , Consultation Paper PDF
540.55 KB

Responding to this paper The European Securities and Markets Authority (ESMA) is seeking comments on all matters covered in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they: respond to the question stated; indicate the specific question to which the comment relates; contain a clear rationale; and describe any alternatives ESMA should consider. Deadline ESMA will consider all comments received by 15 October 2013. All contributions should be submitted online at www.esma.europa.eu under the heading “Your input - Consultations” Publication of responses All contributions received will be published following the close of the consultation, unless you request otherwise. Please clearly and prominently indicate in your submission any part you do not wish to be publicly disclosed. A standard confidentiality statement in an email message will not be treated as a request for non-disclosure. A confidential response may be requested from us in accordance with ESMA’s rules on access to documents. We may consult you if we receive such a request. Any decision we make not to disclose the response is reviewable by ESMA’s Board of Appeal and the European Ombudsman. Data protection Information on data protection can be found at www.esma.europa.eu under the heading “Legal Notice”. Who should read this paper All interested parties are invited to respond to this consultation paper. It will primarily be of interest to those charged with the governance of issuers preparing financial information, users of financial information, auditors, and other parties who have a particular interest in financial reporting.

01/10/2012 2012/607 Further amendments to ESMA’s Recommendations for the consistent implementation of the Prospectus Regulation regarding mineral companies , Consultation Paper PDF
481.61 KB
23/03/2011 2011/67 Feedback statement- Consultation Paper on proposed amendments to CESR , CESR Document PDF
384.63 KB
20/03/2013 2013/318 Feedback Statement on proposed amendments to the ESMA update of the CESR recommendations for the consistent implementation of the Prospectuses Regulation regarding mineral companies , , CESR Document PDF
265.19 KB
16/07/2012 ESMA 2011 CS Evropský orgán pro cenné papíry a trhy Výroční zpráva za rok 2011 Annual Report PDF
240.29 KB
This is a summary of the 2011 annual report of ESMA.
28/11/2014 ESMA 2013 AR CS Evropský orgán pro cenné papíry a trhy Annual Report PDF
404.2 KB
CS - Tento překlad vypracovalo Překladatelské středisko pro instituce Evropské unie.
16/07/2012 ESMA 2011 SL Evropski organ za vrednostne papirje in trge- Letno poročilo za leto 2011 Annual Report PDF
118.15 KB
This is a summary of the 2011 annual report of ESMA.
28/11/2014 ESMA 2013 AR SL Evropski organ za vrednostne papirje in trge Annual Report PDF
317.34 KB
SL - Prevod je zagotovil Prevajalski center za organe Evropske unije.
16/07/2012 ESMA 2011 SK Európsky orgán pre cenné papiere a trhy- Výročná správa 2011 Annual Report PDF
162.03 KB
This is a summary of the 2011 annual report of ESMA.
28/11/2014 ESMA 2013 AR SK Európsky orgán pre cenné papiere a trhy Annual Report PDF
429.82 KB
SK - Preklad vyhotovilo Prekladatelské stredisko pre orgány Európskej únie.
16/07/2012 ESMA 2011 HU Európai Értékpapír-piaci Hatóság- Éves jelentés 2011 Annual Report PDF
119.25 KB
This is a summary of the 2011 annual report of ESMA.

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