ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
54
REFINE YOUR SEARCH
Sections
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Prospectus filter Prospectus
- (-) Remove COVID-19 filter COVID-19
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- (-) Remove Corporate Information filter Corporate Information
- (-) Remove Board of Supervisors filter Board of Supervisors
- CESR Archive (183) Apply CESR Archive filter
- MiFID - Secondary Markets (123) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (90) Apply MiFID - Investor Protection filter
- Post Trading (78) Apply Post Trading filter
- Fund Management (54) Apply Fund Management filter
- Market Integrity (41) Apply Market Integrity filter
- Short Selling (40) Apply Short Selling filter
- Credit Rating Agencies (36) Apply Credit Rating Agencies filter
- Joint Committee (29) Apply Joint Committee filter
- CCP Directorate (22) Apply CCP Directorate filter
- Corporate Disclosure (22) Apply Corporate Disclosure filter
- Benchmarks (11) Apply Benchmarks filter
- Securitisation (11) Apply Securitisation filter
- Trading (11) Apply Trading filter
- Supervisory convergence (9) Apply Supervisory convergence filter
- Innovation and Products (7) Apply Innovation and Products filter
- Transparency (6) Apply Transparency filter
- Brexit (4) Apply Brexit filter
- IFRS Supervisory Convergence (4) Apply IFRS Supervisory Convergence filter
- Market data (4) Apply Market data filter
- Securities Financing Transactions (4) Apply Securities Financing Transactions filter
- Trade Repositories (4) Apply Trade Repositories filter
- Corporate Governance (3) Apply Corporate Governance filter
- Corporate Finance (2) Apply Corporate Finance filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securities and Markets Stakeholder Group (2) Apply Securities and Markets Stakeholder Group filter
- Sustainable finance (2) Apply Sustainable finance filter
- Crowdfunding (1) Apply Crowdfunding filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Consultation Paper filter Consultation Paper
- (-) Remove Opinion filter Opinion
- (-) Remove Technical Standards filter Technical Standards
- Guidelines & Recommendations (562) Apply Guidelines & Recommendations filter
- Reference (224) Apply Reference filter
- Summary of Conclusions (86) Apply Summary of Conclusions filter
- Annual Report (79) Apply Annual Report filter
- Press Release (62) Apply Press Release filter
- Statement (53) Apply Statement filter
- Final Report (45) Apply Final Report filter
- Compliance table (42) Apply Compliance table filter
- Report (27) Apply Report filter
- Decision (26) Apply Decision filter
- Letter (22) Apply Letter filter
- Speech (21) Apply Speech filter
- Q&A (6) Apply Q&A filter
- Technical Advice (4) Apply Technical Advice filter
- CESR Document (3) Apply CESR Document filter
- Investor Warning (1) Apply Investor Warning filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
International cooperation X Corporate Information X Market Abuse X Guidelines and Technical standards X Prospectus X COVID-19 X Board of Supervisors X Technical Standards X Opinion X Consultation Paper X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 25/04/2017 | ESMA70-145-76 | Points for convergence in relation to MAR accepted market practices on liquidity contracts | Market Abuse, Market Integrity | Opinion | PDF 166.37 KB |
||||
| 31/01/2020 | ESMA70-155-7850 | Opinion- Relating to the intended Accepted Market Practice on liquidity contracts notified by the Commissione Nazionale per le Società e la Borsa (Consob) | Market Abuse | Opinion | PDF 407.58 KB |
||||
| 17/06/2016 | 2016/982 | Opinion on inside information disclosure under the Market Abuse Regulation | Market Abuse | Opinion | PDF 278.89 KB |
||||
| 19/03/2020 | ESMA70-155-9587 | Opinion on HCMC emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 260.22 KB |
||||
| 15/04/2020 | ESMA70-155-9853 | Opinion on HCMC emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 308.38 KB |
||||
| 19/03/2020 | ESMA70-155-9590 | Opinion on FSMA emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 260.27 KB |
||||
| 15/04/2020 | ESMA70-155-9833 | Opinion on FSMA emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 306.36 KB |
||||
| 24/03/2020 | ESMA70-155-9604 | Opinion on FMA emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 265.61 KB |
||||
| 15/04/2020 | ESMA70-155-9848 | Opinion on FMA emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 432.15 KB |
||||
| 08/02/2016 | 2016/268 | Opinion on equivalence of Turkish prospectus regime | Prospectus | Opinion | PDF 98.76 KB |
||||
| 17/03/2020 | ESMA70-155-9565 | Opinion on CONSOB emergency measure under SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 346.47 KB |
||||
| 15/04/2020 | ESMA70-155-9845 | Opinion on CNMV emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 302.98 KB |
||||
| 17/03/2020 | ESMA70-155-9556 | Opinion on CNMV emergency measure under SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 173.98 KB |
||||
| 15/04/2020 | ESMA70-155-9854 | Opinion on AMF emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 304.63 KB |
||||
| 18/03/2020 | ESMA70-155-9581 | Opinion on AMF emergency measure under SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 253.85 KB |
||||
| 31/05/2021 | ESMA70-155-11961 | Opinion on AMF AMP | Market Abuse, Market Integrity | Opinion | PDF 1.77 MB |
||||
| 20/05/2021 | ESMA70-156-4262 | Opinion for the adjustment of the threshold set out in Article 5(2) of SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 429.84 KB |
||||
| 28/10/2016 | 2016/1529 | Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders | Guidelines and Technical standards, MiFID - Investor Protection | Consultation Paper | PDF 1.13 MB |
||||
| 31/05/2016 | 2016/732 | Guidelines on participant default rules and procedures under CSDR | Guidelines and Technical standards, Post Trading | Consultation Paper | PDF 450.56 KB |
The European Securities and Markets Authority (ESMA) under Article 41(4) of Regulation (EU) No 909/2014 of the European Parliament and of the Council on improving securities settlement in the European Union and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and Regulation No 236/2012 (CSDR) may issue guidelines in accordance with Article 16 of Regulation (EU) No 1095/2010 in order to ensure consistent application of Article 41 of CSDR relating to participant default rules and procedures. Contents Section 2 contains information on the background and mandate, Section 3 contains an analysis of the scope and content of the proposed guidelines, while Section 4 contains the proposed guidelines. Annex I sets out a summary of the questions contained in this paper and Annex II includes a high level cost-benefit analysis for the guidelines. Next Steps ESMA will consider the feedback it will receive to this consultation with a view to finalising the guidelines by Q4 2016. |
|||
| 01/10/2012 | 2012/607 | Further amendments to ESMA’s Recommendations for the consistent implementation of the Prospectus Regulation regarding mineral companies | Prospectus, Corporate Disclosure | Consultation Paper | PDF 481.61 KB |