ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
30
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Short Selling filter Short Selling
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Press Releases filter Press Releases
- Corporate Information (84) Apply Corporate Information filter
- Guidelines and Technical standards (41) Apply Guidelines and Technical standards filter
- Credit Rating Agencies (29) Apply Credit Rating Agencies filter
- Board of Supervisors (22) Apply Board of Supervisors filter
- Board of Appeal (18) Apply Board of Appeal filter
- CESR Archive (17) Apply CESR Archive filter
- Management Board (16) Apply Management Board filter
- MiFID - Investor Protection (15) Apply MiFID - Investor Protection filter
- Fund Management (13) Apply Fund Management filter
- Joint Committee (12) Apply Joint Committee filter
- Market Integrity (9) Apply Market Integrity filter
- Planning reporting budget (9) Apply Planning reporting budget filter
- Post Trading (8) Apply Post Trading filter
- COVID-19 (5) Apply COVID-19 filter
- Market Abuse (5) Apply Market Abuse filter
- Benchmarks (3) Apply Benchmarks filter
- Securities and Markets Stakeholder Group (3) Apply Securities and Markets Stakeholder Group filter
- Careers (2) Apply Careers filter
- Corporate Disclosure (2) Apply Corporate Disclosure filter
- Prospectus (2) Apply Prospectus filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Corporate Finance (1) Apply Corporate Finance filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Innovation and Products (1) Apply Innovation and Products filter
- Procurement (1) Apply Procurement filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Securitisation (1) Apply Securitisation filter
- Trading (1) Apply Trading filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Decision filter Decision
- (-) Remove Compliance table filter Compliance table
- (-) Remove Annual Report filter Annual Report
- Press Release (338) Apply Press Release filter
- Reference (202) Apply Reference filter
- Opinion (122) Apply Opinion filter
- Statement (74) Apply Statement filter
- Final Report (52) Apply Final Report filter
- Consultation Paper (46) Apply Consultation Paper filter
- Guidelines & Recommendations (38) Apply Guidelines & Recommendations filter
- Report (37) Apply Report filter
- Speech (36) Apply Speech filter
- Letter (32) Apply Letter filter
- Q&A (21) Apply Q&A filter
- Technical Standards (8) Apply Technical Standards filter
- SMSG Advice (4) Apply SMSG Advice filter
- Technical Advice (4) Apply Technical Advice filter
- Vacancy (2) Apply Vacancy filter
Your filters
International cooperation X Brexit X ITMG X Sustainable finance X Supervisory convergence X Trade Repositories X MiFID - Secondary Markets X Press Releases X Short Selling X Decision X Annual Report X Compliance table X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 23/06/2022 | ESMA70-156-350 | Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 188.98 KB |
||||
| 23/06/2022 | ESMA70-156-177 | Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) | MiFID - Secondary Markets | Compliance table | PDF 210.23 KB |
||||
| 21/06/2022 | ESMA70-156-1411 | Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II- COMPLIANCE TABLE | MiFID - Secondary Markets | Compliance table | PDF 151.06 KB |
||||
| 16/05/2022 | ESMA70-156-4754 | Compliance table on Guidelines on MiFID II/MiFIR obligations on market data | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 168.74 KB |
||||
| 13/05/2022 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 225.5 KB |
||||
| 24/03/2022 | ESMA41-356-271 | Decision of the Board of Supervisors to adopt supervisory measures and impose fines in respect of infringements committed by REGIS-TR, S.A | Board of Supervisors, Trade Repositories | Decision | PDF 1.17 MB |
||||
| 16/12/2021 | ESMA70-156-4474 | Annual Report 2021 Waivers and Deferrals | MiFID - Secondary Markets | Annual Report | PDF 1.89 MB |
||||
| 23/09/2021 | ESMA41-356-233 | Decision- UnaVista Limited | Trade Repositories | Decision | PDF 996.23 KB |
||||
| 12/07/2021 | ESMA41-356-187 | Decision- DTCC Derivatives Repository | Board of Supervisors, Trade Repositories | Decision | PDF 1.13 MB |
||||
| 08/03/2021 | ESMA70-151-2536 | compliance table Guidelines APC Measures | Guidelines and Technical standards, Trade Repositories | Compliance table | PDF 141.15 KB |
||||
| 24/02/2021 | ESMA70-156-3926 | Annual Report 2020 Non-equity Waivers and Deferrals | MiFID - Secondary Markets | Annual Report | PDF 2.44 MB |
||||
| 17/12/2020 | 106/20/COL | ESA Third Renewal Decision under Art. 28(1) SSR | COVID-19, Market Integrity, Short Selling | Decision | PDF 973.25 KB |
||||
| 17/12/2020 | ESMA70 -155-11608 | Decision renewal art. 28 SSR reporting threshold- December 2020 | COVID-19, Market Integrity, Short Selling | Decision | PDF 246.27 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 06/11/2020 | ESMA70-155-11210 | Delegation third country TV post trade transparency | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 124.97 KB |
||||
| 09/10/2020 | ESMA70-156-3300 | MiFID II/MiFIR Annual Report under Commission Delegated Regulation (EU) 2017/583 (RTS 2) | MiFID - Secondary Markets | Annual Report | PDF 477.23 KB |
||||
| 17/09/2020 | ESMA70-155-11072 | ESMA Decision- renewal Article 28 SSR reporting threshold- September 2020 | COVID-19, Market Integrity, Short Selling | Decision | PDF 396.47 KB |
||||
| 15/07/2020 | ESMA70-155-10189 | ESMA decision renewal of 10 June 2020 to lower the reporting thresholds of net short positions under Art.28 of the SSR | Short Selling | Decision | PDF 357.77 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 11/06/2020 | ESMA70-155-10189 | ESMA Decision- renewal Article 28 SSR reporting threshold | COVID-19, Market Integrity, Short Selling | Decision | PDF 333.33 KB |
||||
| 26/03/2020 | ESMA70-155-9546 | ESMA Decision Article 28 SSR_reporting threshold | Market Integrity, Short Selling | Decision | PDF 236.57 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 16/03/2020 | ESMA70-155-9546 | ESMA decision on thresholds for reporting net short positions | COVID-19, Market Integrity, Short Selling | Decision | PDF 236.65 KB |