ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
24
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Planning reporting budget filter Planning reporting budget
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove Corporate Finance filter Corporate Finance
- Corporate Information (78) Apply Corporate Information filter
- Guidelines and Technical standards (44) Apply Guidelines and Technical standards filter
- CESR Archive (17) Apply CESR Archive filter
- MiFID - Investor Protection (14) Apply MiFID - Investor Protection filter
- Fund Management (13) Apply Fund Management filter
- Post Trading (8) Apply Post Trading filter
- Board of Supervisors (6) Apply Board of Supervisors filter
- Credit Rating Agencies (6) Apply Credit Rating Agencies filter
- Joint Committee (6) Apply Joint Committee filter
- Market Abuse (5) Apply Market Abuse filter
- Management Board (4) Apply Management Board filter
- Benchmarks (3) Apply Benchmarks filter
- Market Integrity (3) Apply Market Integrity filter
- Corporate Disclosure (2) Apply Corporate Disclosure filter
- Prospectus (2) Apply Prospectus filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Innovation and Products (1) Apply Innovation and Products filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Securitisation (1) Apply Securitisation filter
- Short Selling (1) Apply Short Selling filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Annual Report filter Annual Report
- (-) Remove Compliance table filter Compliance table
- Press Release (342) Apply Press Release filter
- Reference (278) Apply Reference filter
- Opinion (90) Apply Opinion filter
- Statement (74) Apply Statement filter
- CLOSED Procedure (73) Apply CLOSED Procedure filter
- Final Report (50) Apply Final Report filter
- Report (47) Apply Report filter
- Consultation Paper (43) Apply Consultation Paper filter
- Letter (41) Apply Letter filter
- Speech (35) Apply Speech filter
- Q&A (19) Apply Q&A filter
- Guidelines & Recommendations (15) Apply Guidelines & Recommendations filter
- Decision (10) Apply Decision filter
- Technical Standards (7) Apply Technical Standards filter
- ONGOING Procedure (4) Apply ONGOING Procedure filter
- SMSG Advice (4) Apply SMSG Advice filter
- Technical Advice (2) Apply Technical Advice filter
- Vacancy (2) Apply Vacancy filter
Your filters
International cooperation X Brexit X ITMG X Sustainable finance X Supervisory convergence X Trade Repositories X MiFID - Secondary Markets X Press Releases X Procurement X Corporate Finance X Planning reporting budget X Annual Report X Compliance table X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 01/08/2022 | ESMA35-43-3339 | Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms | Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 174.28 KB |
||||
| 29/06/2022 | ESMA70-156-177 | Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) | MiFID - Secondary Markets | Compliance table | PDF 147.64 KB |
||||
| 23/06/2022 | ESMA70-156-350 | Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 188.98 KB |
||||
| 21/06/2022 | ESMA70-156-1411 | Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II- COMPLIANCE TABLE | MiFID - Secondary Markets | Compliance table | PDF 151.06 KB |
||||
| 15/06/2022 | ESMA22-439-962 | 2021 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 10.64 MB |
||||
| 16/05/2022 | ESMA70-156-4754 | Compliance table on Guidelines on MiFID II/MiFIR obligations on market data | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 168.74 KB |
||||
| 13/05/2022 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 225.5 KB |
||||
| 30/03/2022 | ESMA32-63-1249 | 2021 Corporate reporting enforcement and regulatory activities | Corporate Finance | Annual Report | PDF 748.01 KB |
||||
| 16/12/2021 | ESMA70-156-4474 | Annual Report 2021 Waivers and Deferrals | MiFID - Secondary Markets | Annual Report | PDF 1.89 MB |
||||
| 16/06/2021 | ESMA20-95-1381 | 2020 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 4 MB |
||||
| 08/03/2021 | ESMA70-151-2536 | compliance table Guidelines APC Measures | Guidelines and Technical standards, Trade Repositories | Compliance table | PDF 141.15 KB |
||||
| 24/02/2021 | ESMA70-156-3926 | Annual Report 2020 Non-equity Waivers and Deferrals | MiFID - Secondary Markets | Annual Report | PDF 2.44 MB |
||||
| 09/10/2020 | ESMA70-156-3300 | MiFID II/MiFIR Annual Report under Commission Delegated Regulation (EU) 2017/583 (RTS 2) | MiFID - Secondary Markets | Annual Report | PDF 477.23 KB |
||||
| 15/06/2020 | ESMA20-95-1264 | 2019 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 3.03 MB |
||||
| 15/06/2020 | ESMA20-95-1132 | 2020 Annual Work Programme- revised | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 548.42 KB |
||||
| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
| 09/10/2019 | ESMA70-156-1010 | On the application of waivers and deferrals | MiFID - Secondary Markets | Annual Report | PDF 7.3 MB |
||||
| 21/03/2019 | ESMA70-145-1345 | Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 112.12 KB |
||||
| 19/06/2018 | ESMA20-95-916 | Annual Report 2017 | Board of Supervisors, Corporate Information, Planning reporting budget | Annual Report | PDF 10.77 MB |
||||
| 14/06/2017 | ESMA20-95-590 | Annual Report 2016 | Board of Supervisors, Corporate Information, Planning reporting budget | Annual Report | PDF 2.94 MB |
Corrigendum - date on the letter of assurance from the Executive Director on p81 had inadvertently been dated 14 June 2017, when the letter was signed on 2 June 2017. The date has been amended accordingly |