ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 11/05/2005 | 04-505b | Market Abuse Directive- Level 3 – first set of CESR guidance and information on the common operation of the Directive | Guidelines and Technical standards, Market Abuse | Guidelines & Recommendations | PDF 119.41 KB |
http://www.cesr-eu.org/data/document/04_505b.pdf | |||
| 15/05/2009 | 09-219 | Guidelines- MAD Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market | Guidelines and Technical standards, Market Abuse | Guidelines & Recommendations | PDF 281.09 KB |
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| 10/03/2011 | 2011/MB/3 | Decision of the Management Board- Internal language arrangements | Management Board, Corporate Information | Decision | PDF 18.51 KB |
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| 10/03/2011 | 2011/MB/4 | Decision of the Management Board- Professional secrecy | Management Board, Corporate Information | Decision | PDF 34.68 KB |
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| 10/03/2011 | ESMA41-140-155 | Decision of the Management Board- Code of good administrative behaviour | Corporate Information, Management Board | Decision | PDF 179.82 KB |
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| 23/03/2011 | 2011/81 | Recommendations- ESMA update of the CESR recommendations on the consistent implementation of Commission Regulation (EC) No 809/2004 implementing the Prospectus Directive | Guidelines and Technical standards, Prospectus, Corporate Disclosure | Guidelines & Recommendations | PDF 593.19 KB |
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| 18/05/2011 | 2011/139 | Final report- Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Agencies Regulation No 1060/2009 | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 653.98 KB |
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| 31/05/2011 | 2011/MB/69 | Decision of the Management Board- Access to documents | Management Board, Corporate Information | Decision | PDF 201.73 KB |
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| 22/07/2011 | 2011/MB/74 | Summary of conclusions- Management Board meeting of 11 April 2011 | Management Board | Reference | PDF 45.04 KB |
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| 22/07/2011 | 2011/MB/75 | Summary of conclusions- Management Board meeting of 28 April 2011 | Management Board | Reference | PDF 29.28 KB |
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| 22/07/2011 | 2011/MB/76 | Summary of conclusions- Management Board meeting of 24 May 2011 | Management Board | Reference | PDF 71.81 KB |
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| 08/11/2011 | 2011/371 | Press release- Regulators elect Martin Wheatley to ESMA's Management Board | Management Board, Press Releases | Press Release | PDF 131.43 KB |
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| 02/12/2011 | 2011/MB/98 | Summary of conclusions- Management Board meeting on 19 September 2011 | Management Board | Reference | PDF 47.46 KB |
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| 02/12/2011 | 2011/MB/88 | Summary of conclusions- Management Board meeting of 11 July 2011 | Management Board | Reference | PDF 41.18 KB |
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| 13/02/2012 | 2011/MB/114 | Summary of conclusions- Management Board meeting of 7 November 2011 | Management Board | Reference | PDF 68.91 KB |
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| 15/02/2012 | 2012/100 | Regulators re-elect Jean Guill, Kurt Pribil and Fernando Restoy to ESMA’s Management Board | Management Board, Press Releases | Press Release | PDF 111.25 KB |
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| 24/02/2012 | 2012/122 | Guidelines- Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities | Guidelines and Technical standards, MiFID - Secondary Markets | Guidelines & Recommendations | PDF 1006.44 KB |
ESMA Board of Supervisors (the BoS) has decided on the 26 September 2018 to withdraw the guidelines on “Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities”. The guidelines were issued by ESMA, in February 2012, to ensure a common, uniform and consistent application of MiFID and MAD. The BoS decision to withdraw the guidelines is based on the subject matter being fully incorporated into MiFID II, MAR, and relevant delegated acts. |
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| 01/03/2012 | 2011/MB/85 | Management board meeting on 3 August 2011 | Management Board | Reference | PDF 159.83 KB |
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| 01/03/2012 | 2012/MB/3 | Management board meeting on 19 December 2011 | Management Board | Reference | PDF 211.17 KB |
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| 01/03/2012 | 2012/MB/4 | Management board meeting on 30 January 2012 | Management Board | Reference | PDF 177.39 KB |