ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
08/07/2022 ESMA35-43-3114 CP on Review of the Guidelines on MiFID II product governance requirements MiFID - Investor Protection Consultation Paper PDF
718.74 KB
17/05/2022 ESMA34-45-1471 CP on Draft technical standards on the notifications for cross-border marketing and management of AIFs and UCITS Fund Management Consultation Paper PDF
639.44 KB
02/05/2022 JC 2022 22 Joint Consultation on sustainability disclosures for STS securitisation Securitisation Consultation Paper PDF
615.47 KB
28/01/2022 ESMA70-156-4978 Consultation Paper on the Opinion on Trading Venue perimeter MiFID - Investor Protection, MiFID - Secondary Markets, Trading Consultation Paper PDF
565.29 KB
27/01/2022 ESMA35-43-2998 Draft Guidelines on certain aspects of the MiFID II suitability requirements MiFID - Investor Protection Consultation Paper PDF
527.96 KB
18/11/2021 ESMA35-36-2418 Draft Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) under IFD MiFID - Investor Protection Consultation Paper PDF
1.35 MB
21/10/2021 JC 2021 61 Call for evidence on the European Commission mandate regarding the PRIIPs Regulation Fund Management, Joint Committee Consultation Paper PDF
844.1 KB
01/10/2021 ESMA35-43-2827 Call for evidence on retail investor protection aspects MiFID - Investor Protection Consultation Paper PDF
357.05 KB
24/09/2021 ESMA35-43-2836 Consultation on Review of the MiFID II framework on best execution reports MiFID - Investor Protection Consultation Paper PDF
452.96 KB
25/08/2021 Joint Committee JC 2014 Joint Committee Consultation Paper on guidelines for cross-selling practices Joint Committee Consultation Paper PDF
366.32 KB
19/07/2021 ESMA35-36-2324 CP on Guidelines on certain aspects of the MiFID II remuneration requirements MiFID - Investor Protection Consultation Paper PDF
624.54 KB
27/05/2021 ESMA82-402-200 Consultation Paper on draft TS on content and format of the STS notification for on-balance sheet securitisations Securitisation Consultation Paper PDF
929.82 KB
26/03/2021 ESMA34-49-309 Consultation paper on EU Money Market Fund Regulation – legislative review Fund Management Consultation Paper PDF
527.43 KB
29/01/2021 ESMA35-36-2159 CP on Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements MiFID - Investor Protection Consultation Paper PDF
454.65 KB
09/11/2020 ESMA34-45-926 Consultation paper on draft Guidelines on marketing communications Fund Management Consultation Paper PDF
383.06 KB
31/07/2020 ESMA35-43-2464 TC Draft joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders MiFID - Investor Protection Consultation Paper PDF
744.01 KB
31/07/2020 ESMA35-43-2464 Draft joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders MiFID - Investor Protection Consultation Paper PDF
711.12 KB
23/04/2020 JC 2020 16 Joint ESA consultation on ESG disclosures Joint Committee, Sustainable finance Consultation Paper PDF
911.13 KB
02/04/2020 ESMA70-151-2823 ESMA Report to the European Commission on Central Clearing Obligations for PSA- No 1 Joint Committee, Post Trading, Supervisory convergence Consultation Paper PDF
309.21 KB
31/03/2020 ESMA34-39-966 Consultation paper on ITS on cross-border distribution of funds Fund Management Consultation Paper PDF
341.49 KB

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