ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
54
REFINE YOUR SEARCH
Sections
- (-) Remove Board of Supervisors filter Board of Supervisors
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- (-) Remove Securitisation filter Securitisation
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Corporate Governance filter Corporate Governance
- Speeches (159) Apply Speeches filter
- Securities and Markets Stakeholder Group (92) Apply Securities and Markets Stakeholder Group filter
- CESR Archive (33) Apply CESR Archive filter
- Credit Rating Agencies (30) Apply Credit Rating Agencies filter
- Fund Management (28) Apply Fund Management filter
- MiFID - Secondary Markets (28) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (22) Apply MiFID - Investor Protection filter
- Corporate Information (21) Apply Corporate Information filter
- Innovation and Products (21) Apply Innovation and Products filter
- Post Trading (19) Apply Post Trading filter
- Board of Appeal (18) Apply Board of Appeal filter
- Supervisory convergence (18) Apply Supervisory convergence filter
- Sustainable finance (16) Apply Sustainable finance filter
- Management Board (12) Apply Management Board filter
- Short Selling (12) Apply Short Selling filter
- Market Integrity (11) Apply Market Integrity filter
- Brexit (10) Apply Brexit filter
- Benchmarks (9) Apply Benchmarks filter
- Corporate Disclosure (8) Apply Corporate Disclosure filter
- COVID-19 (8) Apply COVID-19 filter
- Trade Repositories (8) Apply Trade Repositories filter
- CCP Directorate (5) Apply CCP Directorate filter
- Transparency (5) Apply Transparency filter
- Careers (2) Apply Careers filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- IFRS Supervisory Convergence (2) Apply IFRS Supervisory Convergence filter
- International cooperation (2) Apply International cooperation filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Prospectus (2) Apply Prospectus filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Trading (2) Apply Trading filter
- Crowdfunding (1) Apply Crowdfunding filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- Market data (1) Apply Market data filter
- Press Releases (1) Apply Press Releases filter
- Procurement (1) Apply Procurement filter
Type of document
- (-) Remove Decision filter Decision
- (-) Remove Speech filter Speech
- (-) Remove Q&A filter Q&A
- (-) Remove SMSG Advice filter SMSG Advice
- Reference (242) Apply Reference filter
- Press Release (99) Apply Press Release filter
- Summary of Conclusions (98) Apply Summary of Conclusions filter
- Final Report (85) Apply Final Report filter
- Guidelines & Recommendations (84) Apply Guidelines & Recommendations filter
- Report (74) Apply Report filter
- Consultation Paper (51) Apply Consultation Paper filter
- Statement (41) Apply Statement filter
- Letter (37) Apply Letter filter
- Annual Report (15) Apply Annual Report filter
- Opinion (13) Apply Opinion filter
- Compliance table (6) Apply Compliance table filter
- Technical Advice (4) Apply Technical Advice filter
- Technical Standards (3) Apply Technical Standards filter
- CESR Document (2) Apply CESR Document filter
- Investor Warning (2) Apply Investor Warning filter
Your filters
Risk Analysis & Economics - Markets Infrastructure Investors X Board of Supervisors X Securitisation X Corporate Governance X Market Abuse X Joint Committee X Corporate Finance X Q&A X SMSG Advice X Speech X Decision X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.97 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 25/05/2022 | Joint Committee SFDR Q&As | Questions related to Regulation (EU) 2019/2088 on SFDR | Joint Committee, Sustainable finance | Q&A | PDF 794.9 KB |
||||
| 13/05/2022 | JC 2022 26 | SFDR queries forwarded to the Commission | Joint Committee, Sustainable finance | Q&A | PDF 132.33 KB |
||||
| 24/03/2022 | ESMA41-356-271 | Decision of the Board of Supervisors to adopt supervisory measures and impose fines in respect of infringements committed by REGIS-TR, S.A | Board of Supervisors, Trade Repositories | Decision | PDF 1.17 MB |
||||
| 18/03/2022 | ESMA71-319-210 | ESMA_Speech_Verena_Ross_EACT_Summit | Corporate Finance, Credit Rating Agencies, Speeches, Sustainable finance | Speech | PDF 152.66 KB |
||||
| 07/01/2022 | ESMA22-106-3809 | SMSG response to ESAs on their joint Call for evidence on the European Commission mandate regarding the PRIIPs Regulation | Fund Management, Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 325.26 KB |
||||
| 17/12/2021 | JC 2021 19 | Joint Committee Q&As relating to the Securitisation Regulation | Securitisation | Q&A | PDF 337.6 KB |
||||
| 17/12/2021 | Joint Committee | JC 2017 Q&A on the PRIIPs Key Information Document | Joint Committee | Q&A | PDF 755.23 KB |
||||
| 30/11/2021 | SFDR EC Q&A CORRECTION | EC Q&A on sustainability-related disclosures- correction | Joint Committee, Sustainable finance | Q&A | PDF 87.19 KB |
||||
| 19/11/2021 | ESMA33-128-563 | Questions and answers on the Securitisation Regulation | Securitisation | Q&A | PDF 1.39 MB |
||||
| 14/10/2021 | ESMA24-436-15 | Annex to the Opening Statement ECON Hearing 14 October 2021 | Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 415.73 KB |
||||
| 14/10/2021 | ESMA24-436-13 | Opening Statement ECON Hearing 14 October 2021 | Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 690.55 KB |
||||
| 08/10/2021 | ESMA74-362-2159 | ESMA as a data driven regulator and supervisor- AFME 5th Annual European Compliance and Legal Virtual Conference | Market data, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading, Risk Analysis & Economics - Markets Infrastructure Investors, Securitisation, Speeches, Supervisory convergence, Trade Repositories, Transparency | Speech | PDF 167.18 KB |
||||
| 26/07/2021 | SFDR EC Q&A | EC Q&A on sustainability-related disclosures | Joint Committee, Sustainable finance | Q&A | PDF 601.99 KB |
||||
| 12/07/2021 | ESMA41-356-187 | Decision- DTCC Derivatives Repository | Board of Supervisors, Trade Repositories | Decision | PDF 1.13 MB |
||||
| 30/03/2021 | ESMA41-356-168 | Public Notices Moodys UK DE ES FR IT | Board of Supervisors, Credit Rating Agencies | Decision | PDF 277.29 KB |
||||
| 30/03/2021 | ESMA41-356-132 | Decision 5-2021 Moody's Spain | Board of Supervisors, Credit Rating Agencies | Decision | PDF 332.83 KB |
||||
| 30/03/2021 | ESMA41-356-131 | Decision 4-2021 Moody's Italy | Board of Supervisors, Credit Rating Agencies | Decision | PDF 350.91 KB |
||||
| 30/03/2021 | ESMA41-356-130 | Decision 3-2021 Moody's Germany | Board of Supervisors, Credit Rating Agencies | Decision | PDF 333.78 KB |
||||
| 30/03/2021 | ESMA41-356-129 | Decision 2-2021 Moody's France | Board of Supervisors, Credit Rating Agencies | Decision | PDF 352.97 KB |