ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
199
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Risk Analysis & Economics - Markets Infrastructure Investors X Board of Supervisors X MiFID II: Transparency Calculations and DVC X Short Selling X Securitisation X Market Integrity X MiFID - Investor Protection X Fund Management X Q&A X Compliance table X Speech X Consultation Paper X Annual Report X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
01/12/2022 ESMA24-436-1489 Chair Opening Statement ECON, 1 December 2022- Energy derivative markets , , , , , Speech PDF
156.14 KB
25/11/2022 ESMA70-145-111 Q&A on the Market Abuse Regulation , Q&A PDF
549.17 KB

The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework

The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements.

18/11/2022 ESMA34-466-291 Supervisory priorities and challenges for investment managers- Natasha Cazenave at EFAMA 2022 Speech PDF
159.09 KB
18/11/2022 ESMA34-472-373 Consultation paper on Guidelines on funds’ names , Consultation Paper PDF
943.75 KB
17/11/2022 ESMA35-36-2640 Consultation paper on review of the technical standards under Article 34 of MiFID II Consultation Paper PDF
717.76 KB
04/11/2022 2016/602 Compliance table- Guidelines on ETFs and other UCITS issues , Compliance table PDF
139.61 KB
14/10/2022 ESMA71-319-231 Natasha Cazenave speech at AFME Conference: ESMA’s New Strategic Orientation, 13 October 2022 , , , , Speech PDF
148.72 KB
13/10/2022 ESMA35-43-2517 Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) , Compliance table PDF
149.47 KB
17/08/2022 ESMA34-45-974 Compliance table on Guidelines on liquidity stress testing in UCITS and AIFs , Compliance table PDF
230.68 KB
17/08/2022 ESMA34-45-1128 Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs , , Compliance table PDF
232.45 KB
20/07/2022 ESMA35-43-3327 Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements , Compliance table PDF
322.1 KB
20/07/2022 ESMA34-43-392 Q&A on the application of the UCITS Directive Q&A PDF
767.22 KB
20/07/2022 ESMA34-32-352 Q&A on the Application of the AIFMD , Q&A PDF
707.65 KB
19/07/2022 ESMA35-43-3020 Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders , Compliance table PDF
320.25 KB
08/07/2022 ESMA35-43-3114 CP on Review of the Guidelines on MiFID II product governance requirements Consultation Paper PDF
718.74 KB
23/06/2022 ESMA34-32-898 Compliance table on Guidelines on Article 25 of the AIFMD , Compliance table PDF
199.22 KB
15/06/2022 ESMA22-439-962 2021 Annual Report , , , Annual Report PDF
10.64 MB
31/05/2022 ESMA34-466-284 Key priorities for EU retail fund investors- Verena Ross at the Irish Funds Annual Conference , Speech PDF
119.43 KB
17/05/2022 ESMA34-45-1471 CP on Draft technical standards on the notifications for cross-border marketing and management of AIFs and UCITS Consultation Paper PDF
639.44 KB
02/05/2022 JC 2022 22 Joint Consultation on sustainability disclosures for STS securitisation Consultation Paper PDF
615.47 KB

Pages