ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
54
REFINE YOUR SEARCH
Sections
- (-) Remove Board of Supervisors filter Board of Supervisors
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove Corporate Information filter Corporate Information
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- (-) Remove MiFID II: Transparency Calculations and DVC filter MiFID II: Transparency Calculations and DVC
- CESR Archive (190) Apply CESR Archive filter
- Post Trading (60) Apply Post Trading filter
- Credit Rating Agencies (53) Apply Credit Rating Agencies filter
- Fund Management (46) Apply Fund Management filter
- MiFID - Secondary Markets (39) Apply MiFID - Secondary Markets filter
- Joint Committee (36) Apply Joint Committee filter
- MiFID - Investor Protection (36) Apply MiFID - Investor Protection filter
- CCP Directorate (22) Apply CCP Directorate filter
- Corporate Disclosure (19) Apply Corporate Disclosure filter
- Board of Appeal (18) Apply Board of Appeal filter
- Short Selling (15) Apply Short Selling filter
- Market Abuse (14) Apply Market Abuse filter
- Prospectus (14) Apply Prospectus filter
- Supervisory convergence (14) Apply Supervisory convergence filter
- Management Board (12) Apply Management Board filter
- Benchmarks (10) Apply Benchmarks filter
- Securitisation (10) Apply Securitisation filter
- Trading (10) Apply Trading filter
- COVID-19 (6) Apply COVID-19 filter
- Sustainable finance (6) Apply Sustainable finance filter
- Innovation and Products (5) Apply Innovation and Products filter
- Transparency (5) Apply Transparency filter
- Corporate Finance (4) Apply Corporate Finance filter
- Guidelines and Technical standards (4) Apply Guidelines and Technical standards filter
- Market data (4) Apply Market data filter
- IFRS Supervisory Convergence (3) Apply IFRS Supervisory Convergence filter
- Securities and Markets Stakeholder Group (3) Apply Securities and Markets Stakeholder Group filter
- Brexit (2) Apply Brexit filter
- Careers (2) Apply Careers filter
- Crowdfunding (2) Apply Crowdfunding filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Press Releases (1) Apply Press Releases filter
- Procurement (1) Apply Procurement filter
Type of document
- (-) Remove Decision filter Decision
- (-) Remove Consultation Paper filter Consultation Paper
- (-) Remove Q&A filter Q&A
- Reference (235) Apply Reference filter
- Press Release (90) Apply Press Release filter
- Summary of Conclusions (88) Apply Summary of Conclusions filter
- Annual Report (82) Apply Annual Report filter
- Report (68) Apply Report filter
- Statement (60) Apply Statement filter
- Final Report (50) Apply Final Report filter
- Opinion (35) Apply Opinion filter
- Speech (27) Apply Speech filter
- Letter (17) Apply Letter filter
- Guidelines & Recommendations (5) Apply Guidelines & Recommendations filter
- Compliance table (3) Apply Compliance table filter
- Investor Warning (1) Apply Investor Warning filter
- SMSG Advice (1) Apply SMSG Advice filter
- Technical Advice (1) Apply Technical Advice filter
Your filters
Risk Analysis & Economics - Markets Infrastructure Investors X Board of Supervisors X MiFID II: Transparency Calculations and DVC X Market Integrity X Corporate Information X Securities Financing Transactions X Corporate Governance X Trade Repositories X Q&A X Decision X Consultation Paper X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.97 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 01/04/2022 | ESMA32-51-370 | Q&A on ESMA Guidelines on Alternative Performance Measures | Corporate Disclosure, Corporate Information | Q&A | PDF 987.02 KB |
||||
| 24/03/2022 | ESMA41-356-271 | Decision of the Board of Supervisors to adopt supervisory measures and impose fines in respect of infringements committed by REGIS-TR, S.A | Board of Supervisors, Trade Repositories | Decision | PDF 1.17 MB |
||||
| 28/02/2022 | ESMA70-1861941480-52 | Q&A on EMIR implementation | Post Trading, Trade Repositories | Q&A | PDF 1.46 MB |
||||
| 28/01/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 398.17 KB |
||||
| 23/09/2021 | ESMA41-356-233 | Decision- UnaVista Limited | Trade Repositories | Decision | PDF 996.23 KB |
||||
| 12/07/2021 | ESMA41-356-187 | Decision- DTCC Derivatives Repository | Board of Supervisors, Trade Repositories | Decision | PDF 1.13 MB |
||||
| 28/05/2021 | ESMA74-362-1941 | Consultation Paper on the Guidelines on transfer of data between Trade Repositories under EMIR and SFTR | Market data, Securities Financing Transactions, Trade Repositories | Consultation Paper | PDF 658.69 KB |
||||
| 30/03/2021 | ESMA41-356-168 | Public Notices Moodys UK DE ES FR IT | Board of Supervisors, Credit Rating Agencies | Decision | PDF 277.29 KB |
||||
| 30/03/2021 | ESMA41-356-132 | Decision 5-2021 Moody's Spain | Board of Supervisors, Credit Rating Agencies | Decision | PDF 332.83 KB |
||||
| 30/03/2021 | ESMA41-356-131 | Decision 4-2021 Moody's Italy | Board of Supervisors, Credit Rating Agencies | Decision | PDF 350.91 KB |
||||
| 30/03/2021 | ESMA41-356-130 | Decision 3-2021 Moody's Germany | Board of Supervisors, Credit Rating Agencies | Decision | PDF 333.78 KB |
||||
| 30/03/2021 | ESMA41-356-129 | Decision 2-2021 Moody's France | Board of Supervisors, Credit Rating Agencies | Decision | PDF 352.97 KB |
||||
| 30/03/2021 | ESMA41-356-114 | Decision 1-2021 Moody's UK | Board of Supervisors, Credit Rating Agencies | Decision | PDF 728.73 KB |
||||
| 24/03/2021 | ESMA74-362-1864 | CP Technical Advice on simplification TR fees under SFTR and EMIR | Market data, Trade Repositories | Consultation Paper | PDF 494.16 KB |
||||
| 17/12/2020 | 106/20/COL | ESA Third Renewal Decision under Art. 28(1) SSR | COVID-19, Market Integrity, Short Selling | Decision | PDF 973.25 KB |
||||
| 17/12/2020 | ESMA70 -155-11608 | Decision renewal art. 28 SSR reporting threshold- December 2020 | COVID-19, Market Integrity, Short Selling | Decision | PDF 246.27 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 06/11/2020 | ESMA70-155-11210 | Delegation third country TV post trade transparency | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 124.97 KB |
||||
| 24/09/2020 | ESMA74-362-773 | CP on MiFID II MiFIR review report | Benchmarks, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading | Consultation Paper | PDF 688.1 KB |
||||
| 17/09/2020 | ESMA70-155-11072 | ESMA Decision- renewal Article 28 SSR reporting threshold- September 2020 | COVID-19, Market Integrity, Short Selling | Decision | PDF 396.47 KB |