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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
27/09/2022 ESMA70-460-111 Report on the DLT Pilot Regime , Report PDF
680.69 KB
23/09/2022 ESMA70-145-111 Q&A on the Market Abuse Regulation , Q&A PDF
548.77 KB

The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework

The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements.

12/09/2022 JC 2022 40 Joint ESA report on Risks and Vulnerabilities in the EU financial system No 2 2022 , Report PDF
570.49 KB
01/09/2022 ESMA50-165-2229 ESMA report on trends, risks and vulnerabilities No 2 2022 Report PDF
1.21 MB
04/08/2022 ESMA70-156-4448 Q&As- Central Securities Depositories Regulation , Q&A PDF
561.38 KB
20/07/2022 ESMA34-43-392 Q&A on the application of the UCITS Directive Q&A PDF
767.22 KB
20/07/2022 ESMA34-32-352 Q&A on the Application of the AIFMD , Q&A PDF
707.65 KB
19/07/2022 ESMA74-362-893 QAs on SFTR data reporting , , Q&A PDF
405.28 KB
19/07/2022 ESMA70-1861941480-56 Q&A on MiFIR data reporting , Q&A PDF
1.12 MB
08/07/2022 ESMA34-463-941 Report on Penalties and measures imposed under the AIFMD in 2021 Report PDF
793.12 KB
08/07/2022 ESMA34-45-1647 Report on Penalties and measures imposed under the UCITS Directive in 2021 Report PDF
449.54 KB
08/07/2022 ESMA35-43-3301 Report on Sanctions and measures imposed under MiFID II in 2021 Report PDF
900.31 KB
23/06/2022 ESMA70-145-114 Q&A on the Benchmarks Regulation (BMR) , Q&A PDF
568.37 KB
09/06/2022 ESMA 50-165-2153 ESMA Trends, Risks and Vulnerabilities report- Risk update Report PDF
340.8 KB
02/05/2022 JC 2022 20 Call for advice on PRIIPs: ESA advice on the review of the PRIIPs Regulation , Report PDF
3.38 MB
13/04/2022 JC 2022 09 Joint ESA report on Risks and Vulnerabilities in the EU financial system No 1 2022 , Report PDF
949.47 KB
05/04/2022 ESMA 50-165-1677 ESMA annual statistical report on performance and costs of retail investment products in the EU- 2022 Report PDF
2.08 MB
01/04/2022 ESMA32-51-370 Q&A on ESMA Guidelines on Alternative Performance Measures , Q&A PDF
987.02 KB
10/03/2022 ESMA42-111-5534 Peer review report on cross border activities investment firms Report PDF
802.07 KB
15/02/2022 ESMA50-165-2058 ESMA report on trends, risks and vulnerabilities No.1 2022 Report PDF
929.81 KB

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