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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|24/11/2022||ESMA50-164-6745||ESMA advice on CBI measure AIFMD Art25||Fund Management||Reference||PDF
|18/11/2022||ESMA34-472-383||Response form- CP on Guidelines on funds names||Fund Management, Sustainable finance||Reference||DOCX
|04/11/2022||2016/602||Compliance table- Guidelines on ETFs and other UCITS issues||Fund Management, Guidelines and Technical standards||Compliance table||PDF
|04/11/2022||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|04/11/2022||ESMA42-110-812||Notifications of Compliance with Guidelines – Overview Table||Guidelines and Technical standards||Reference||XLSX
|31/10/2022||ESMA50-164-772||Links to the national websites explaining the procedures for notifications of net short positions||Short Selling||Reference||PDF
|24/10/2022||ESMA24-436-1150||Annex to the Opening Statement- 2022 ECON Annual Hearing, 24 October 2022||Board of Supervisors, CCP Directorate, Corporate Information, Innovation and Products, MiFID - Investor Protection, Speeches, Supervisory convergence, Sustainable finance||Reference||PDF
|21/10/2022||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|21/10/2022||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|13/10/2022||ESMA35-43-2517||Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952)||Guidelines and Technical standards, MiFID - Investor Protection||Compliance table||PDF
|11/10/2022||ESMA91-372-2391||CCP Strategic Objectives 2023-2025||Board of Supervisors, CCP Directorate||Reference||PDF
|10/10/2022||ESMA22-439-1076||ESMA Strategy 2023-2028||Board of Supervisors, Corporate Information||Reference||PDF
|05/10/2022||ESMA42-646012687-331||ESMA Guidelines||Corporate Information, Guidelines and Technical standards||Reference||XLSX
|03/10/2022||ESMA34-46-101||Register of authorised European long-term investment funds (ELTIFs)||Fund Management||Reference||XLSX
|01/09/2022||ESMA70-156-4754||Compliance table on Guidelines on MiFID II/MiFIR obligations on market data||Guidelines and Technical standards, MiFID - Secondary Markets||Compliance table||PDF
|01/09/2022||ESMA70-156-350||Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II||Guidelines and Technical standards, MiFID - Secondary Markets||Compliance table||PDF
|01/09/2022||ESMA50-164-5210||Compliance table on Guidelines on outsourcing to cloud service providers||Guidelines and Technical standards, Innovation and Products||Compliance table||PDF
|01/09/2022||ESMA50-165-2230||ESMA report on trends, risks and vulnerabilities No 2 2022 – statistical annex||Risk Analysis & Economics - Markets Infrastructure Investors||Reference||PDF
|17/08/2022||ESMA34-45-974||Compliance table on Guidelines on liquidity stress testing in UCITS and AIFs||Fund Management, Guidelines and Technical standards||Compliance table||PDF
|17/08/2022||ESMA34-45-1128||Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs||Fund Management, Guidelines and Technical standards, Supervisory convergence||Compliance table||PDF