ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
68
REFINE YOUR SEARCH
Sections
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Board of Supervisors filter Board of Supervisors
- (-) Remove COVID-19 filter COVID-19
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove Securitisation filter Securitisation
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove Warnings and publications for investors filter Warnings and publications for investors
- MiFID - Secondary Markets (96) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (67) Apply MiFID - Investor Protection filter
- Short Selling (42) Apply Short Selling filter
- Market Integrity (40) Apply Market Integrity filter
- Post Trading (24) Apply Post Trading filter
- Board of Appeal (18) Apply Board of Appeal filter
- Fund Management (16) Apply Fund Management filter
- Joint Committee (14) Apply Joint Committee filter
- Supervisory convergence (13) Apply Supervisory convergence filter
- Management Board (12) Apply Management Board filter
- Corporate Information (10) Apply Corporate Information filter
- Market Abuse (9) Apply Market Abuse filter
- Corporate Disclosure (8) Apply Corporate Disclosure filter
- CESR Archive (7) Apply CESR Archive filter
- Brexit (6) Apply Brexit filter
- Prospectus (5) Apply Prospectus filter
- Securities and Markets Stakeholder Group (5) Apply Securities and Markets Stakeholder Group filter
- Benchmarks (3) Apply Benchmarks filter
- Sustainable finance (3) Apply Sustainable finance filter
- Trading (3) Apply Trading filter
- Careers (2) Apply Careers filter
- Corporate Finance (2) Apply Corporate Finance filter
- Crowdfunding (1) Apply Crowdfunding filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Press Releases (1) Apply Press Releases filter
- Procurement (1) Apply Procurement filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Decision filter Decision
- (-) Remove Opinion filter Opinion
- (-) Remove Q&A filter Q&A
- Reference (252) Apply Reference filter
- Press Release (140) Apply Press Release filter
- Investor Warning (92) Apply Investor Warning filter
- Summary of Conclusions (85) Apply Summary of Conclusions filter
- Report (80) Apply Report filter
- Statement (76) Apply Statement filter
- Final Report (66) Apply Final Report filter
- Consultation Paper (51) Apply Consultation Paper filter
- Guidelines & Recommendations (44) Apply Guidelines & Recommendations filter
- Speech (36) Apply Speech filter
- Letter (17) Apply Letter filter
- Annual Report (13) Apply Annual Report filter
- Technical Advice (13) Apply Technical Advice filter
- Technical Standards (5) Apply Technical Standards filter
- Compliance table (2) Apply Compliance table filter
Your filters
Risk Analysis & Economics - Markets Infrastructure Investors X Board of Supervisors X MiFID II: Transparency Calculations and DVC X Securitisation X Corporate Governance X Trade Repositories X Credit Rating Agencies X Innovation and Products X COVID-19 X Warnings and publications for investors X Q&A X Opinion X Decision X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 15/07/2019 | esma41-139-1231 | Amended decision Handelsbanken | Credit Rating Agencies | Decision | PDF 244.4 KB |
||||
| 15/07/2019 | esma41-139-1224 | Amended_decision_nordea | Credit Rating Agencies | Decision | PDF 236.05 KB |
||||
| 15/07/2019 | esma41-139-1229 | Amended_decision_seb | Credit Rating Agencies | Decision | PDF 239.8 KB |
||||
| 15/07/2019 | esma41-139-1230 | Amended_decision_swedbank | Credit Rating Agencies | Decision | PDF 243.03 KB |
||||
| 21/07/2016 | 2016/1131 | BoS Decision on Fitch Ratings Limited 21 July 2016 | Credit Rating Agencies, Press Releases | Decision | PDF 108.21 KB |
||||
| 23/07/2018 | ESMA41-137-1153 | BoS decision- CRA 2-2017- SEB | Credit Rating Agencies | Decision | PDF 706.81 KB |
||||
| 23/07/2018 | ESMA41-137-1145 | BoS decision-CRA 2-2017- Danske | Credit Rating Agencies | Decision | PDF 635.85 KB |
||||
| 23/07/2018 | ESMA41-137-1150 | BoS decision-CRA 2-2017- Nordea | Credit Rating Agencies | Decision | PDF 714.78 KB |
||||
| 23/07/2018 | ESMA41-137-1147 | BoS decision-CRA 2-2017- Svenska Handelsbanken AB | Credit Rating Agencies | Decision | PDF 690.73 KB |
||||
| 23/07/2018 | ESMA41-137-1152 | BoS decision-CRA 2-2017- Swedbank | Credit Rating Agencies | Decision | PDF 715.12 KB |
||||
| 30/03/2021 | ESMA41-356-114 | Decision 1-2021 Moody's UK | Board of Supervisors, Credit Rating Agencies | Decision | PDF 728.73 KB |
||||
| 30/03/2021 | ESMA41-356-129 | Decision 2-2021 Moody's France | Board of Supervisors, Credit Rating Agencies | Decision | PDF 352.97 KB |
||||
| 30/03/2021 | ESMA41-356-130 | Decision 3-2021 Moody's Germany | Board of Supervisors, Credit Rating Agencies | Decision | PDF 333.78 KB |
||||
| 30/03/2021 | ESMA41-356-131 | Decision 4-2021 Moody's Italy | Board of Supervisors, Credit Rating Agencies | Decision | PDF 350.91 KB |
||||
| 30/03/2021 | ESMA41-356-132 | Decision 5-2021 Moody's Spain | Board of Supervisors, Credit Rating Agencies | Decision | PDF 332.83 KB |
||||
| 28/03/2019 | ESMA-41-356-11 | Decision Fitch UK | Credit Rating Agencies | Decision | PDF 697.42 KB |
||||
| 01/06/2017 | ESMA41-137-1005 | Decision of the Board of Supervisors to adopt a supervisory measure and impose fines with respect to infringements by Moody’s Deutschland GmbH and Moody’s Investors Service Limited | Board of Supervisors, Credit Rating Agencies | Decision | PDF 207.16 KB |
||||
| 24/03/2022 | ESMA41-356-271 | Decision of the Board of Supervisors to adopt supervisory measures and impose fines in respect of infringements committed by REGIS-TR, S.A | Board of Supervisors, Trade Repositories | Decision | PDF 1.17 MB |
||||
| 17/05/2011 | 2011/BS/123 | Decision of the Board of Supervisors- Appointment of the Securities and Markets Stakeholder Group | Board of Supervisors, Securities and Markets Stakeholder Group | Decision | PDF 171.3 KB |
||||
| 11/02/2020 | ESMA22-328-356 | Decision of the Board of Supervisors- Election of Management Board Members | Board of Supervisors, Management Board | Decision | PDF 116.69 KB |