ESMA LIBRARY
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Risk Analysis & Economics - Markets Infrastructure Investors X Board of Supervisors X MiFID II: Transparency Calculations and DVC X Market Integrity X Corporate Information X Securities Financing Transactions X Corporate Governance X Innovation and Products X Short Selling X Fund Management X MiFID - Investor Protection X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 01/07/2022 | ESMA31-67-535 | Practical Guide on notifications of major holdings under the Transparency Directive | Corporate Disclosure, Corporate Information, Transparency | Reference | PDF 1 MB |
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| 01/07/2022 | ESMA41-140-79 | Technical standards | Corporate Information, Guidelines and Technical standards | Reference | XLSX 173.59 KB |
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| 30/06/2022 | ESMA22-106-4013 | Letter from ESMA Chair to EC- Prioritisation of 2022 ESMA deliverables | Corporate Information, Market Abuse, Market Integrity, MiFID - Secondary Markets, Post Trading, Trading | Letter | PDF 136.79 KB |
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| 29/06/2022 | ESMA34-45-1576 | Cross-border distribution of investment funds | Fund Management | Reference | PDF 991.03 KB |
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| 28/06/2022 | ESMA22-106-3829 | Overview of planned consultation papers 2022 | Corporate Information | Reference | PDF 81.37 KB |
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| 28/06/2022 | ESMA02-91-3297 | ESMA Final Accounts Financial Year 2021 | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Reference | PDF 685.48 KB |
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| 23/06/2022 | ESMA34-32-418 | AIFMD MoUs signed by the EU authorities | Fund Management, International cooperation | Reference | XLSX 49.99 KB |
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| 23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.97 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
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| 23/06/2022 | ESMA34-32-898 | Compliance table on Guidelines on Article 25 of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 199.22 KB |
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| 22/06/2022 | ESMA22-106-3954 | Summary of conclusions Board of Supervisors- 22-23 March 2022 | Board of Supervisors | Summary of Conclusions | PDF 181.46 KB |
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| 22/06/2022 | ESMA22-106-3844 | Summary of conclusions Board of Supervisors- 25-26 January 2022 | Board of Supervisors | Summary of Conclusions | PDF 236.46 KB |
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| 17/06/2022 | ESMA42-112-377 | List of extra-judicial mechanisms for consumers complaints (Art. 75 MiFID II) | MiFID - Investor Protection | Reference | PDF 272.27 KB |
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| 15/06/2022 | ESMA71-99-1968 | ESMA 2021 Annual Report Press Release | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Press Release | PDF 133.56 KB |
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| 15/06/2022 | ESMA22-439-962 | 2021 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 10.64 MB |
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| 14/06/2022 | ESMA ED Calendar | 2022 calendar of the Executive Director of ESMA | Corporate Information | Reference | PDF 125.49 KB |
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| 09/06/2022 | ESMA 50-165-2153 | ESMA Trends, Risks and Vulnerabilities report- Risk update | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 340.8 KB |
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| 07/06/2022 | SSR sanctions | Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) | Short Selling | Reference | PDF 372.64 KB |
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| 07/06/2022 | ESMA35-42-1305 | ESCPR- Miscellaneous reporting to ESMA | Crowdfunding, MiFID - Investor Protection | Reference | PDF 378.96 KB |
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| 01/06/2022 | ESMA70-445-442 | Verena Ross FESE Convention Speech, 1 June 2022 | Innovation and Products, MiFID - Secondary Markets, Speeches | Speech | PDF 217.79 KB |
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| 01/06/2022 | ESMA50-164-770 | Links to national websites where net short positions in shares are disclosed | Short Selling | Reference | PDF 97.14 KB |