ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.97 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
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| 01/04/2022 | ESMA32-51-370 | Q&A on ESMA Guidelines on Alternative Performance Measures | Corporate Disclosure, Corporate Information | Q&A | PDF 987.02 KB |
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| 09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
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| 03/11/2020 | ESMA71-99-1423 | QA Fast Track Peer Review- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Q&A | PDF 248.14 KB |
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| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
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| 01/07/2015 | 2015/1005 | Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing | Innovation and Products | Q&A | PDF 157.73 KB |
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| 20/03/2013 | 2013/318 | Feedback Statement on proposed amendments to the ESMA update of the CESR recommendations for the consistent implementation of the Prospectuses Regulation regarding mineral companies | Prospectus, Corporate Disclosure, Transparency | CESR Document | PDF 265.19 KB |
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| 29/06/2012 | 2012/415 | Call for Evidence on Empty Voting | Transparency, Corporate Disclosure | CESR Document | PDF 275.66 KB |
ESMA launched a Call for Evidence on Empty Voting in September 2011 to analyse the potential issues and concerns raised by the practice of empty voting and to examine whether there was a possible need for further action. An analysis of the responses received to the consultation has led ESMA to conclude that there is insufficient evidence to justify any regulatory action at the European level at present. | |||
| 23/03/2011 | 2011/67 | Feedback statement- Consultation Paper on proposed amendments to CESR | Prospectus, Corporate Disclosure | CESR Document | PDF 384.63 KB |
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| 21/12/2010 | 10-1351 | Feedback statement- Transaction Reporting on OTC Derivatives and Extension of the Scope of Transaction Reporting Obligations | CESR Archive | CESR Document | PDF 93.89 KB |
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| 20/12/2010 | 10-1318 | Guidelines- Selection and presentation of performance scenarios in the Key Investor Information document (KII) for structured UCITS | CESR Archive | CESR Document | PDF 198.56 KB |
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| 20/12/2010 | 10-1319 | Guidelines- Transition from the Simplified Prospectus to the Key Investor Information document | CESR Archive | CESR Document | PDF 136.11 KB |
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| 20/12/2010 | 10-1320 | CESR’s guide to clear language and layout for the Key Investor Information document | CESR Archive | CESR Document | PDF 161.87 KB |
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| 20/12/2010 | CESR/10-1321 | CESR’s template for the Key Investor Information document | CESR Archive | CESR Document | PDF 108.44 KB |
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| 20/12/2010 | 10-1396 | Feedback statement- CESR’s level 3 guidelines on the selection and presentation of performance scenarios in the Key Investor Information document (KII) for structured UCITS | CESR Archive | CESR Document | PDF 124.29 KB |
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| 20/12/2010 | 10-1397 | Feedback statement- Guidelines for the transition from the Simplified Prospectus to the Key Investor Information document | CESR Archive | CESR Document | PDF 112.83 KB |
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| 20/12/2010 | 10-1398 | Feedback statement- A guide to clear language and layout for the Key Investor Information document (KII) | CESR Archive | CESR Document | PDF 103.3 KB |
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| 20/12/2010 | 10-1399 | Feedback statement- CESR’s template for the Key Investor Information document | CESR Archive | CESR Document | PDF 123.79 KB |
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| 22/10/2010 | 10-1045 | Feedback Statement- CESR Technical Advice to the European Commission in the context of the MiFID Review – Client categorisation | CESR Archive | CESR Document | PDF 253.56 KB |
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| 08/10/2010 | 10-512 | Feedback statement on the consultation on guidance to report transactions on OTC derivative instruments and subsequent CESR decisions | CESR Archive | CESR Document | PDF 911.6 KB |