ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
35
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Board of Supervisors filter Board of Supervisors
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- (-) Remove Trade Repositories filter Trade Repositories
- Corporate Disclosure (175) Apply Corporate Disclosure filter
- CESR Archive (86) Apply CESR Archive filter
- IAS Regulation (77) Apply IAS Regulation filter
- Post Trading (57) Apply Post Trading filter
- Guidelines and Technical standards (40) Apply Guidelines and Technical standards filter
- Fund Management (39) Apply Fund Management filter
- IFRS Supervisory Convergence (33) Apply IFRS Supervisory Convergence filter
- MiFID - Secondary Markets (26) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (23) Apply MiFID - Investor Protection filter
- Audit (15) Apply Audit filter
- Credit Rating Agencies (13) Apply Credit Rating Agencies filter
- Prospectus (11) Apply Prospectus filter
- Securities and Markets Stakeholder Group (11) Apply Securities and Markets Stakeholder Group filter
- Sustainable finance (9) Apply Sustainable finance filter
- Corporate Information (7) Apply Corporate Information filter
- Innovation and Products (7) Apply Innovation and Products filter
- Transparency (7) Apply Transparency filter
- Market Abuse (6) Apply Market Abuse filter
- Benchmarks (5) Apply Benchmarks filter
- Corporate Finance (5) Apply Corporate Finance filter
- Securitisation (4) Apply Securitisation filter
- Supervisory convergence (4) Apply Supervisory convergence filter
- Short Selling (3) Apply Short Selling filter
- COVID-19 (2) Apply COVID-19 filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- CCP Directorate (1) Apply CCP Directorate filter
- Corporate Governance (1) Apply Corporate Governance filter
- International cooperation (1) Apply International cooperation filter
- Management Board (1) Apply Management Board filter
Type of document
- (-) Remove Letter filter Letter
- (-) Remove Compliance table filter Compliance table
- (-) Remove Technical Advice filter Technical Advice
- Reference (192) Apply Reference filter
- Press Release (106) Apply Press Release filter
- Guidelines & Recommendations (81) Apply Guidelines & Recommendations filter
- Summary of Conclusions (79) Apply Summary of Conclusions filter
- Final Report (73) Apply Final Report filter
- Statement (72) Apply Statement filter
- Report (64) Apply Report filter
- Opinion (39) Apply Opinion filter
- Consultation Paper (38) Apply Consultation Paper filter
- Decision (29) Apply Decision filter
- Speech (21) Apply Speech filter
- Annual Report (11) Apply Annual Report filter
- Q&A (9) Apply Q&A filter
- SMSG Advice (3) Apply SMSG Advice filter
- Technical Standards (2) Apply Technical Standards filter
- CESR Document (1) Apply CESR Document filter
- Investor Warning (1) Apply Investor Warning filter
Your filters
Risk Analysis & Economics - Markets Infrastructure Investors X Board of Supervisors X Market Integrity X Brexit X Joint Committee X Trade Repositories X Technical Advice X Compliance table X Letter X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 04/01/2011 | 10-1541 | 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis | Joint Committee, Audit | Letter | PDF 144.8 KB |
||||
| 04/01/2011 | 10-1541 Annex 2 | 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis- CEBS annex | Joint Committee, Audit | Letter | PDF 120.57 KB |
||||
| 04/01/2011 | 10-1541 Annex 3 | 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis- CEIOPS annex | Joint Committee, Audit | Letter | PDF 87.69 KB |
||||
| 04/01/2011 | 10-1541 Annex 1 | 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis- CESR annex | Joint Committee, Audit | Letter | PDF 159.33 KB |
||||
| 18/02/2015 | JC/GL/2014/43 Appendix 1 | Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 187.15 KB |
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors. |
|||
| 17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |
||||
| 04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 267.48 KB |
||||
| 10/12/2021 | JC/2015/087 | Compliance Table GL financial conglomerates | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 300.38 KB |
||||
| 08/03/2021 | ESMA70-151-2536 | compliance table Guidelines APC Measures | Guidelines and Technical standards, Trade Repositories | Compliance table | PDF 141.15 KB |
||||
| 04/02/2019 | ESMA70-145-153 | Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives | Guidelines and Technical standards, Market Abuse, Market Integrity | Compliance table | PDF 179.29 KB |
||||
| 14/05/2019 | FISMA.C.3/IK/TL/Ares(2019)2120576 | EC Art 38 MAR mandate | Market Abuse, Market Integrity | Letter | PDF 187.62 KB |
||||
| 25/08/2021 | Joint Committee | ESA 2018 Letter IFRS 17 endorsement | Joint Committee | Letter | PDF 282.37 KB |
||||
| 11/06/2020 | 2020 06 11 | ESA letter to the EC | Corporate Disclosure, Joint Committee, Sustainable finance | Letter | PDF 97.3 KB |
||||
| 18/01/2021 | JC 2021 01 | ESAs JC Letter to EU Commission on ITS FICOD reporting templates | Joint Committee | Letter | PDF 105.8 KB |
||||
| 09/02/2021 | ESAs 2021 07 | ESAs letter on DORA | Innovation and Products, Joint Committee | Letter | PDF 142.91 KB |
||||
| 06/11/2014 | 2014-41 | ESA’s budget 2015 – ensuring safe financial markets | Joint Committee | Letter | PDF 91.5 KB |
The European Supervisory Authorities - European Banking Authority (EBA), European Insurance and Occupational Pensions Authority (EIOPA), European Securities and Markets Authority (ESMA) - have written to the President of the Economic and Financial Affairs Council (ECOFIN) on their concerns regarding the budget negotiations for the 2015 EU budget and the budgetary constraints of the ESAs. | |||
| 26/05/2021 | ESMA22-328-603 | ESMA response to the targeted consultation on the functioning of the ESAs | Board of Supervisors | Letter | PDF 255.74 KB |
||||
| 20/04/2012 | 2012/236 | ESMA's Technical Advice on possible delegated acts of the short-selling and certain aspects of CDS | Short Selling, Market Integrity | Technical Advice | PDF 509.39 KB |
||||
| 08/03/2019 | JC-2019-17 | Joint Committee of ESAs Letter on PRIIPS | Fund Management, Joint Committee | Letter | PDF 121.06 KB |
||||
| 10/04/2019 | JC 2019 25 | Joint ESA advice on the costs and benefits of developing a coherent cyber resilience testing framework for significant market participants and infrastructures | Innovation and Products, Joint Committee | Technical Advice | PDF 785.49 KB |