ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 01/12/2015 | JC/2015/079 | 2015 list of identified Financial Conglomerates | Joint Committee, MiFID - Investor Protection | Reference | PDF 146.29 KB |
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| 01/10/2014 | 2014/1200 | 2015 Work Programme | Corporate Information, Management Board, Board of Supervisors | Reference | PDF 500.54 KB |
The European Securities and Markets Authority (ESMA) has published its Work Programme for 2015. The programme sets out how ESMA intends to achieve its statutory objectives of investor protection and stable and orderly functioning markets through its operational activities of convergence, risk monitoring and analysis, the single rulebook and supervision. The projected work programme is based on a budget of €38,639,000 and a staff base of 202 people as per the budget approved by ESMA’s Board of Supervisors on 6 February 2014 and subsequently submitted to the EU institutions. At the time of drafting, the budget prepared by the European Commission and sent to the EU Council and Parliament for ESMA in 2015 is for €33,627,920 and 186 people. In order to prepare for the eventuality that ESMA will receive fewer posts than planned for in the work programme, Annex 5 contains a list of the areas of work that ESMA would be unable to accomplish in 2015 with reduced resources. | |||
| 10/10/2014 | JC/2014/74 | 2015 Work Programme of the Joint Committee of the European Supervisory Authorities | Joint Committee | Reference | PDF 241.51 KB |
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| 05/10/2015 | JC/2015/055 | 2016 Work Programme of the Joint Committee of the European Supervisory Authorities | Joint Committee | Reference | PDF 249.68 KB |
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| 05/10/2015 | JC/2015/055 | 2016 Work Programme of the Joint Committee of the European Supervisory Authorities | Joint Committee | Reference | PDF 249.68 KB |
The Joint Committee of the European Supervisory Authorities in 2016 will continue to prioritise consumer protection – in particular the work on Packaged Retail and Insurance-based Investment Products (PRIIPs), and cross-sectoral risk analysis. Moreover, it will proceed with the joint regulatory work already underway in areas such as anti-money laundering, financial conglomerates and securitisation while being prepared to address any new developments in the European regulatory field if necessary. | |||
| 27/01/2017 | ESMA20-839860843-411 | 2017 Regulatory Work Programme | Board of Supervisors, Planning reporting budget | Reference | PDF 80.05 KB |
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| 07/02/2018 | ESMA20-95-823 | 2018 Regulatory Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Reference | PDF 251.91 KB |
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| 01/12/2017 | ESMA22-106-484 | 2018 SMSG application form | Board of Supervisors, Securities and Markets Stakeholder Group | Reference | DOCX 39.24 KB |
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| 03/10/2018 | ESMA20-95-933 | 2019 Work Programme | Board of Supervisors, Corporate Information, Planning reporting budget | Reference | PDF 470.98 KB |
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| 01/10/2019 | ESMA20-95-1132 | 2020 Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Reference | PDF 543.97 KB |
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| 25/08/2021 | Joint Committee | 2021 Work Programme of the Joint Committee of the European Supervisory Authorities | Joint Committee | Reference | PDF 166.23 KB |
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| 01/10/2021 | JC 2021 34 | 2022 Work Programme of the Joint Committee of the European Supervisory Authorities | Joint Committee | Reference | PDF 648.99 KB |
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| 04/01/2011 | 10-1541 | 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis | Joint Committee, Audit | Letter | PDF 144.8 KB |
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| 04/01/2011 | 10-1541 Annex 2 | 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis- CEBS annex | Joint Committee, Audit | Letter | PDF 120.57 KB |
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| 04/01/2011 | 10-1541 Annex 3 | 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis- CEIOPS annex | Joint Committee, Audit | Letter | PDF 87.69 KB |
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| 04/01/2011 | 10-1541 Annex 1 | 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis- CESR annex | Joint Committee, Audit | Letter | PDF 159.33 KB |
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| 23/12/2019 | ESMA50-164-2969 | Alternative Investment Funds (AIFs) exposures to commercial real estate- 2018 | Fund Management, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 146.79 KB |
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| 01/02/2021 | ESMA50-164-4105 | Alternative Investment Funds (AIFs) exposures to commercial real estate- 2019 | Fund Management, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 109.68 KB |
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| 18/02/2022 | ESMA50-164-5623 | Alternative Investment Funds (AIFs) exposures to commercial real estate- 2020 | Fund Management, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 109.33 KB |
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| 18/01/2021 | JC 2020 85 | Annex to draft ITS on IGT and RC reporting templates for conglomerates | Joint Committee | Reference | PDF 1.23 MB |