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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|19/05/2022||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|19/05/2022||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|18/05/2022||ESMA50-165-2096||Leverage and derivatives – the case of Archegos||Risk Analysis & Economics - Markets Infrastructure Investors, Trading||Reference||PDF
|13/05/2022||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|12/05/2022||ESMA71-99-1943||ESMA appoints new member to its Management Board- Press release||Board of Supervisors, Corporate Information, Management Board, Press Releases||Press Release||PDF
|11/05/2022||ESMA ED Calendar||2022 calendar of the Executive Director of ESMA||Corporate Information||Reference||PDF
|11/05/2022||ESMA22-106-3829||Overview of planned consultation papers 2022||Corporate Information||Reference||PDF
|02/05/2022||ESMA70-449-501||Opinion ITS insider lists||Market Integrity, MiFID - Investor Protection, MiFID - Secondary Markets, Trading||Opinion||PDF
|02/05/2022||ESMA70-449-497||Opinion RTS liquidity contracts for SME Growth Market issuers||Market Integrity, MiFID - Investor Protection, MiFID - Secondary Markets, Trading||Opinion||PDF
|29/04/2022||ESMA42-646012687-331||ESMA Guidelines||Corporate Information, Guidelines and Technical standards||Reference||XLSX
|20/04/2022||ESMA80-187-945||Verena Ross' speech at ECMI/CEPS Webinar, 20 April 2022||Credit Rating Agencies, Trade Repositories, Transparency||Speech||PDF
Verena Ross' speech at ECMI/CEPS Webinar, 20 April 2022: "ESMA – driving forward high-quality supervision and transparency in a single EU capital market"
|13/04/2022||JC 2022 09||Joint ESA report on Risks and Vulnerabilities in the EU financial system No 1 2022||Joint Committee, Risk Analysis & Economics - Markets Infrastructure Investors||Report||PDF
|13/04/2022||ESMA70-156-4966||Guidelines on MAR delay in the disclosure of inside information and interactions with prudential supervision||Guidelines and Technical standards, Market Abuse||Guidelines & Recommendations||PDF
|11/04/2022||ESMA22-440-241||ESMA Staff Stakeholder contacts in the first quarter 2022||Corporate Information||Reference||PDF
|05/04/2022||ESMA 50-165-1677||ESMA annual statistical report on performance and costs of retail investment products in the EU- 2022||Risk Analysis & Economics - Markets Infrastructure Investors||Report||PDF
|04/04/2022||ESMA70-448-10||Final Report- Short Selling Regulation Review||Short Selling||Final Report||PDF
|01/04/2022||ESMA32-51-370||Q&A on ESMA Guidelines on Alternative Performance Measures||Corporate Disclosure, Corporate Information||Q&A||PDF
|30/03/2022||ESMA32-63-1249||2021 Corporate reporting enforcement and regulatory activities||Corporate Finance||Annual Report||PDF
|18/03/2022||ESMA71-319-210||ESMA_Speech_Verena_Ross_EACT_Summit||Corporate Finance, Credit Rating Agencies, Speeches, Sustainable finance||Speech||PDF
|18/03/2022||ESMA WP-2022-01||ESMA working paper on Flash crashes on sovereign bond markets||Risk Analysis & Economics - Markets Infrastructure Investors||Reference||PDF