ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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Risk Analysis & Economics - Markets Infrastructure Investors X Credit Rating Agencies X Market Abuse X Market Integrity X Supervisory convergence X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 25/05/2022 | ESMA71-102-173 | ESMA Q&As- list of questions currently under development | Supervisory convergence | Reference | XLSX 131.5 KB |
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| 20/05/2022 | ESMA70-156-4448 | Q&As- Central Securities Depositories Regulation | Post Trading, Supervisory convergence | Q&A | PDF 647.98 KB |
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| 18/05/2022 | ESMA50-165-2096 | Leverage and derivatives – the case of Archegos | Risk Analysis & Economics - Markets Infrastructure Investors, Trading | Reference | PDF 264.1 KB |
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| 13/05/2022 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 225.5 KB |
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| 02/05/2022 | ESMA70-449-501 | Opinion ITS insider lists | Market Integrity, MiFID - Investor Protection, MiFID - Secondary Markets, Trading | Opinion | PDF 1.76 MB |
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| 02/05/2022 | ESMA70-449-497 | Opinion RTS liquidity contracts for SME Growth Market issuers | Market Integrity, MiFID - Investor Protection, MiFID - Secondary Markets, Trading | Opinion | PDF 849.59 KB |
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| 20/04/2022 | ESMA80-187-945 | Verena Ross' speech at ECMI/CEPS Webinar, 20 April 2022 | Credit Rating Agencies, Trade Repositories, Transparency | Speech | PDF 178.1 KB |
Verena Ross' speech at ECMI/CEPS Webinar, 20 April 2022: "ESMA – driving forward high-quality supervision and transparency in a single EU capital market" |
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| 13/04/2022 | JC 2022 09 | Joint ESA report on Risks and Vulnerabilities in the EU financial system No 1 2022 | Joint Committee, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 949.47 KB |
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| 13/04/2022 | ESMA70-156-4966 | Guidelines on MAR delay in the disclosure of inside information and interactions with prudential supervision | Guidelines and Technical standards, Market Abuse | Guidelines & Recommendations | PDF 157.26 KB |
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| 05/04/2022 | ESMA 50-165-1677 | ESMA annual statistical report on performance and costs of retail investment products in the EU- 2022 | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 2.08 MB |
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| 01/04/2022 | ESMA74-47-607 | EMIR_and_SFTR_dq_report | Market data, Supervisory convergence | Final Report | PDF 1.53 MB |
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| 18/03/2022 | ESMA71-319-210 | ESMA_Speech_Verena_Ross_EACT_Summit | Corporate Finance, Credit Rating Agencies, Speeches, Sustainable finance | Speech | PDF 152.66 KB |
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| 18/03/2022 | ESMA WP-2022-01 | ESMA working paper on Flash crashes on sovereign bond markets | Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 1.7 MB |
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| 14/03/2022 | ESMA71-99-1864 | ESMA Statement on Ukraine | Benchmarks, Board of Supervisors, CCP Directorate, Corporate Disclosure, Credit Rating Agencies, Fund Management, Market Abuse, Market Integrity, MiFID - Secondary Markets, Post Trading, Press Releases, Trade Repositories, Trading | Statement | PDF 93.35 KB |
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| 10/03/2022 | ESMA71-99-1856 | Press release_ESMA finds shortcomings in supervision of cross-border investment activities and issues specific recommendations to CySEC | Press Releases, Supervisory convergence | Press Release | PDF 137.72 KB |
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| 10/03/2022 | ESMA42-110-3354 | Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms | Guidelines and Technical standards, Supervisory convergence | Guidelines & Recommendations | PDF 155.7 KB |
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| 10/03/2022 | ESMA42-111-5534 | Peer review report on cross border activities investment firms | Supervisory convergence | Report | PDF 802.07 KB |
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| 01/03/2022 | ESMA50-165-2033 | The 2020 short selling bans – market impact | Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 282.3 KB |
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| 18/02/2022 | ESMA50-164-5623 | Alternative Investment Funds (AIFs) exposures to commercial real estate- 2020 | Fund Management, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 109.33 KB |
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| 15/02/2022 | ESMA71-99-1832 | ESMA warns consumers of risk of significant market corrections | Press Releases, Risk Analysis & Economics - Markets Infrastructure Investors | Press Release | PDF 132.5 KB |