ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
108
REFINE YOUR SEARCH
Sections
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Short Selling filter Short Selling
- (-) Remove Corporate Governance filter Corporate Governance
- Post Trading (100) Apply Post Trading filter
- Corporate Information (97) Apply Corporate Information filter
- MiFID - Secondary Markets (88) Apply MiFID - Secondary Markets filter
- CESR Archive (86) Apply CESR Archive filter
- Joint Committee (75) Apply Joint Committee filter
- Board of Supervisors (61) Apply Board of Supervisors filter
- Fund Management (56) Apply Fund Management filter
- CCP Directorate (49) Apply CCP Directorate filter
- Planning reporting budget (48) Apply Planning reporting budget filter
- Securities and Markets Stakeholder Group (48) Apply Securities and Markets Stakeholder Group filter
- Management Board (44) Apply Management Board filter
- International cooperation (41) Apply International cooperation filter
- Warnings and publications for investors (38) Apply Warnings and publications for investors filter
- Credit Rating Agencies (36) Apply Credit Rating Agencies filter
- Corporate Disclosure (35) Apply Corporate Disclosure filter
- Securitisation (31) Apply Securitisation filter
- Sustainable finance (31) Apply Sustainable finance filter
- Innovation and Products (30) Apply Innovation and Products filter
- European Single Electronic Format (28) Apply European Single Electronic Format filter
- Benchmarks (22) Apply Benchmarks filter
- Supervisory convergence (20) Apply Supervisory convergence filter
- Market Abuse (19) Apply Market Abuse filter
- Procurement (18) Apply Procurement filter
- Trading (18) Apply Trading filter
- Market Integrity (17) Apply Market Integrity filter
- Corporate Finance (14) Apply Corporate Finance filter
- ESMA newsletter (14) Apply ESMA newsletter filter
- Trade Repositories (14) Apply Trade Repositories filter
- IFRS Supervisory Convergence (13) Apply IFRS Supervisory Convergence filter
- Careers (12) Apply Careers filter
- Transparency (11) Apply Transparency filter
- Guidelines and Technical standards (10) Apply Guidelines and Technical standards filter
- Prospectus (10) Apply Prospectus filter
- Securities Financing Transactions (8) Apply Securities Financing Transactions filter
- Market data (7) Apply Market data filter
- Press Releases (6) Apply Press Releases filter
- Brexit (5) Apply Brexit filter
- ITMG (4) Apply ITMG filter
- Board of Appeal (3) Apply Board of Appeal filter
- Speeches (3) Apply Speeches filter
- COVID-19 (2) Apply COVID-19 filter
- Crowdfunding (2) Apply Crowdfunding filter
- IAS Regulation (2) Apply IAS Regulation filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Audit (1) Apply Audit filter
- Vacancies (1) Apply Vacancies filter
Type of document
- (-) Remove Reference filter Reference
- Guidelines & Recommendations (102) Apply Guidelines & Recommendations filter
- Opinion (93) Apply Opinion filter
- Press Release (72) Apply Press Release filter
- Final Report (59) Apply Final Report filter
- Report (57) Apply Report filter
- Consultation Paper (41) Apply Consultation Paper filter
- Statement (31) Apply Statement filter
- Investor Warning (27) Apply Investor Warning filter
- Speech (19) Apply Speech filter
- Letter (14) Apply Letter filter
- Compliance table (13) Apply Compliance table filter
- Decision (10) Apply Decision filter
- Q&A (7) Apply Q&A filter
- Technical Advice (6) Apply Technical Advice filter
- SMSG Advice (3) Apply SMSG Advice filter
- Annual Report (2) Apply Annual Report filter
- Technical Standards (2) Apply Technical Standards filter
Your filters
Risk Analysis & Economics - Markets Infrastructure Investors X Short Selling X Corporate Governance X MiFID - Investor Protection X Reference X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 01/12/2015 | JC/2015/079 | 2015 list of identified Financial Conglomerates | Joint Committee, MiFID - Investor Protection | Reference | PDF 146.29 KB |
||||
| 26/03/2018 | ESMA35-43-1000 | Additional information on the agreed product intervention measures relating to contracts for differences and binary options | MiFID - Investor Protection | Reference | PDF 202.01 KB |
||||
| 20/07/2022 | SSR sanctions | Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) | Short Selling | Reference | PDF 372.65 KB |
||||
| 23/12/2019 | ESMA50-164-2969 | Alternative Investment Funds (AIFs) exposures to commercial real estate- 2018 | Fund Management, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 146.79 KB |
||||
| 01/02/2021 | ESMA50-164-4105 | Alternative Investment Funds (AIFs) exposures to commercial real estate- 2019 | Fund Management, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 109.68 KB |
||||
| 18/02/2022 | ESMA50-164-5623 | Alternative Investment Funds (AIFs) exposures to commercial real estate- 2020 | Fund Management, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 109.33 KB |
||||
| 02/10/2017 | ESMA71-99-608 | Annex (Template for the Assessment of Collective Suitability) | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 72.7 KB |
||||
| 02/07/2021 | ESMA35-36-2319 | Annex I Joint ESMA and EBA GL on the assessment of suitability of members of the management body | MiFID - Investor Protection | Reference | XLSX 70.83 KB |
||||
| 31/10/2016 | 2016/1529 ANNEX | Annex I- Template for the assessment of collective suitability | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 54.43 KB |
||||
| 19/12/2014 | 2014/1569 Annex | Annex to Technical Advice on MiFID II and MiFIR- investor protection topics | MiFID - Investor Protection | Reference | PDF 962.39 KB |
||||
| 15/02/2022 | ESMA32-384-5357 | Annex- Response to EC targeted consultation on the Listing Act | Market Abuse, MiFID - Investor Protection, Prospectus | Reference | PDF 836.77 KB |
||||
| 24/06/2016 | 2016/727 APPLICATION FORM | Application form for CEMA GEA | Risk Analysis & Economics - Markets Infrastructure Investors | Reference | DOCX 26.09 KB |
||||
| 08/11/2016 | 2016/1053 FORM | Application Form for FISC CWG | Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | DOCX 22.29 KB |
||||
| 28/09/2021 | ESMA50-167-2758 AF | Application form- CEMA GEA renewal 2021 | Risk Analysis & Economics - Markets Infrastructure Investors | Reference | DOCX 36.39 KB |
||||
| 18/11/2021 | ESMA35-30-703 application form | Application form- IPISC CWG renewal 2021 | MiFID - Investor Protection | Reference | DOCX 37.46 KB |
||||
| 27/03/2019 | ESMA35-43-1862 | BO Renewal Decision 3 Notice | MiFID - Investor Protection | Reference | PDF 83.42 KB |
bgendadeelenenhrhuitenlvmtplroslsvnlptfiskes | |||
| 02/08/2021 | CFA IPI 27/07/2021 | Call for advice to the European Securities and Markets Authority (ESMA) regarding certain aspects relating to retail investor protection | MiFID - Investor Protection | Reference | PDF 178.79 KB |
||||
| 07/01/2022 | ESMA35-30-703 | Call for expression of interest: CWG of ESMA's IPISC | MiFID - Investor Protection | Reference | PDF 188.91 KB |
||||
| 08/11/2016 | 2016/1053 | Call for expressions of interest Consultative Working Group for ESMA’s Financial Innovation Standing Committee (FISC) | Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 304.37 KB |
||||
| 21/06/2016 | 2016/727 | Call for expressions of interest for CEMA Group of Economic Advisers (GEA) | Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 242.04 KB |