ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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22/12/2015 | 2015/WP/2015/2 | Working Paper No.2, 2015 “Monitoring systemic risk in the hedge fund sector” | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 872.37 KB |
The working paper proposes new measures for systemic risk in the hedge fund sector. These measures are based on the ability of hedge funds to influence (be influenced by) the performance trend of the entire hedge fund sector. The proposed measures display a high ability to identify periods of financial distress, are robust to modifications in the underlying econometric model and deliver an innovation in the monitoring of systemic risks in the fund industry. |
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20/09/2013 | 2013/1138 | Trends, Risks, Vulnerabilities No. 2, 2013 | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 2.92 MB |
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12/03/2014 | 2014/188 | Trends, Risks, Vulnerabilities No. 1, 2014 | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 2.33 MB |
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14/02/2013 | 2013/212 | Trends, Risks and Vulnerabilities report | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 2.03 MB |
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01/07/2013 | 2013/805 | Supervisory Practices under MAD- Peer review report and Good Practices | Market Abuse, Supervisory convergence | Final Report | PDF 1.17 MB |
ESMA's peer review of the supervisory practices EEA national competent authorities (NCAs) covers how national authorities enforce the requirements of the Market Abuse Directive (MAD). The Directive deals with the prevention of the dissemination of misleading information, the breach of reporting obligations and market abuse. | |||
01/07/2013 | 2013/806 | Supervisory Practices under MAD- Mapping Report | Market Abuse, Supervisory convergence | Final Report | PDF 315.44 KB |
ESMA's Mapping Report on Supervisory Practices under MAD sets out the situation in each Member State as regards their implementation of the various requirements of the Market Abuse Directive. | |||
12/12/2019 | ESMA42-111-4916 | STOR Peer Review Report | Market Abuse, Supervisory convergence | Final Report | PDF 1.17 MB |
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03/07/2013 | 2013/326 | Retailisation in the EU | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 976.31 KB |
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30/08/2016 | 2016/1234 | Report on Trends, Risks and Vulnerabilities No.2, 2016 | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 3.07 MB |
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14/09/2015 | 2015/1290 | Report on Trends, Risks and Vulnerabilities No.2, 2015 | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 2.88 MB |
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06/11/2017 | ESMA50-165-416 | Report on Trends, Risks and Vulnerabilities No.2 2017- correction | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 2.89 MB |
ERRATUM - In TRV 2 2017, p.39 table V.3, the values in the last four rows of column five were accidentally misreported. For this reason, ESMA now provides a corrected version, including the corrected values and a footnote pointing to the initial mistake. |
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20/03/2017 | ESMA50-165-279 | Report on Trends, Risks and Vulnerabilities No.1, 2017 | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 2.73 MB |
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17/03/2016 | 2016/348 | Report on Trends, Risks and Vulnerabilities No.1, 2016 | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 3.13 MB |
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11/03/2015 | 2015/526 | Report on Trends, Risks and Vulnerabilities No 1 2015 | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 2.59 MB |
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03/09/2014 | 2014/884 | Report on Trends Risks Vulnerabilities No. 2, 2014 | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 2.5 MB |
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11/01/2013 | EBA/BS/2013/002 | Report on the administration and management of Euribor | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 832.36 KB |
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04/02/2020 | ESMA32-67-613 | Report on amendments to ESMA Guidelines on enforcement of financial information | Transparency | Final Report | PDF 272.06 KB |
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22/11/2007 | 07-693 | Report on Administrative Measures and Sanctions available in Member States under the Market Abuse Directive (MAD) | Market Abuse | Final Report | PDF 3.44 MB |
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10/01/2019 | ESMA71-99-1081 | Press release- ESMA report finds investment product performance highly impacted by charges | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 159.37 KB |
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22/12/2015 | 2015/1905 | MAD Supervisory Practices peer review follow-up | Market Abuse, Supervisory convergence | Final Report | PDF 239.64 KB |