ESMA LIBRARY
REFINE YOUR SEARCH
Sections
- (-) Remove Sustainable finance filter Sustainable finance
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove Corporate Governance filter Corporate Governance
- CESR Archive (279) Apply CESR Archive filter
- Post Trading (86) Apply Post Trading filter
- Risk Analysis & Economics - Markets Infrastructure Investors (80) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Guidelines and Technical standards (59) Apply Guidelines and Technical standards filter
- Fund Management (57) Apply Fund Management filter
- Joint Committee (51) Apply Joint Committee filter
- MiFID - Investor Protection (44) Apply MiFID - Investor Protection filter
- Supervisory convergence (44) Apply Supervisory convergence filter
- Corporate Disclosure (40) Apply Corporate Disclosure filter
- IFRS Supervisory Convergence (37) Apply IFRS Supervisory Convergence filter
- MiFID - Secondary Markets (33) Apply MiFID - Secondary Markets filter
- Credit Rating Agencies (31) Apply Credit Rating Agencies filter
- CCP Directorate (25) Apply CCP Directorate filter
- Market Abuse (25) Apply Market Abuse filter
- Prospectus (25) Apply Prospectus filter
- Innovation and Products (18) Apply Innovation and Products filter
- Market data (17) Apply Market data filter
- Benchmarks (14) Apply Benchmarks filter
- Market Integrity (14) Apply Market Integrity filter
- Corporate Information (9) Apply Corporate Information filter
- Securities and Markets Stakeholder Group (9) Apply Securities and Markets Stakeholder Group filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- Securitisation (8) Apply Securitisation filter
- Board of Supervisors (6) Apply Board of Supervisors filter
- Securities Financing Transactions (6) Apply Securities Financing Transactions filter
- Trading (6) Apply Trading filter
- European Single Electronic Format (5) Apply European Single Electronic Format filter
- Press Releases (5) Apply Press Releases filter
- Short Selling (5) Apply Short Selling filter
- COVID-19 (4) Apply COVID-19 filter
- IAS Regulation (4) Apply IAS Regulation filter
- Transparency (3) Apply Transparency filter
- Management Board (2) Apply Management Board filter
- Audit (1) Apply Audit filter
- Crowdfunding (1) Apply Crowdfunding filter
Type of document
- (-) Remove Report filter Report
- (-) Remove Final Report filter Final Report
- (-) Remove Compliance table filter Compliance table
- Reference (60) Apply Reference filter
- Press Release (26) Apply Press Release filter
- Letter (20) Apply Letter filter
- Statement (17) Apply Statement filter
- Speech (12) Apply Speech filter
- Consultation Paper (11) Apply Consultation Paper filter
- Q&A (8) Apply Q&A filter
- Decision (4) Apply Decision filter
- SMSG Advice (4) Apply SMSG Advice filter
- Annual Report (2) Apply Annual Report filter
- Guidelines & Recommendations (1) Apply Guidelines & Recommendations filter
Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
15/10/2018 | ESMA31-62-1114 | 2017 Report on EEA prospectus activity | Corporate Finance | Final Report | PDF 385.45 KB |
||||
08/03/2021 | ESMA70-151-2536 | compliance table Guidelines APC Measures | Guidelines and Technical standards, Trade Repositories | Compliance table | PDF 141.15 KB |
||||
22/10/2021 | AFM/1 | Consumer testing AFM report | Sustainable finance | Report | PDF 2.75 MB |
||||
22/10/2021 | SGH/1 | Consumer testing SGH report | Sustainable finance | Report | PDF 2.08 MB |
||||
03/07/2017 | ESMA31-62-746 | EEA prospectus activity in 2016 | Corporate Finance, Prospectus | Report | PDF 475.66 KB |
||||
05/02/2016 | 2016/234 | ESMA’s supervision of credit rating agencies and trade repositories- 2015 annual report and 2016 work plan. | Credit Rating Agencies, Trade Repositories | Report | PDF 2.08 MB |
The European Securities and Markets Authority’s (ESMA) annual report and work programme has been prepared according to Article 21 of Regulation 1060/2009 on credit rating agencies as amended (the CRA Regulation) and Article 85 of Regulation 648/2012 on OTC derivatives, central counterparties and trade repositories (EMIR). It highlights the direct supervisory activities carried out by ESMA during 2015 regarding credit rating agencies (CRAs) and trade repositories (TRs) and outlines ESMA’s main priorities in these areas for 2016. ESMA adopts a risk-based approach to the supervision of CRAs and TRs in accordance with its overall objectives of promoting financial stability and orderly markets and enhancing investor protection. This risk-based approach requires the analysis of information from a variety of sources and the application of multiple supervisory tools including day-to-day supervision, cycle of engagement meetings with supervised entities, on-site inspections and dedicated investigations. In order to build on the expertise that ESMA has developed through its supervision of CRAs and TRs, ESMA created a single Supervision Department in November 2015. ESMA intends to draw on the best practices identified from the supervision of both types of entity to further enhance its supervisory effectiveness in future. |
|||
06/04/2021 | ESMA74-362-1853 | Final report Draft Guidelines On periodic information to be submitted to ESMA by Trade Repositories | Market data, Supervisory convergence, Trade Repositories | Final Report | PDF 221.11 KB |
||||
28/03/2022 | ESMA70-445-38 | Final Report on Emission allowances and associated derivatives | MiFID - Secondary Markets, Sustainable finance | Final Report | PDF 3.19 MB |
||||
03/05/2019 | ESMA35-43-1737 | Final report on integrating sustainability risks and factors in the MIFID II | Audit, MiFID - Investor Protection, Sustainable finance | Final Report | PDF 371.73 KB |
||||
03/05/2019 | ESMA34-45-688 | Final report on integrating sustainability risks and factors in the UCITS Directive and the AIFMD | Fund Management, Sustainable finance | Final Report | PDF 483.4 KB |
||||
31/03/2020 | ESMA43-370-103 | Final report on TA on EMIR 2.2 CCP fines | CCP Directorate, Credit Rating Agencies, Post Trading, Trade Repositories | Final Report | PDF 478.11 KB |
||||
22/10/2021 | JC 2021 50 | Final report on taxonomy-related product disclosure RTS | Joint Committee, Sustainable finance | Final Report | PDF 1.62 MB |
||||
12/07/2021 | ESMA74-362-1978 | Final report Technical Advice to EC on simplification and harmonisation of fees to TRs under EMIR and SFTR | Market data, Post Trading, Securities Financing Transactions, Trade Repositories | Final Report | PDF 278.42 KB |
||||
01/03/2021 | ESMA30-379-471 | Final Report- Advice on Article 8 of the Taxonomy Regulation | Sustainable finance | Final Report | PDF 2.89 MB |
||||
25/03/2022 | ESMA74-362-2351 | Final report- Guidelines on transfer of data between Trade Repositories under EMIR and SFTR | Market data, Securities Financing Transactions, Trade Repositories | Final Report | PDF 714.09 KB |
||||
20/12/2019 | ESMA80-196-3218 | Follow-up Report on fees charged by CRAs and TRs | Credit Rating Agencies, Supervisory convergence, Trade Repositories | Report | PDF 606.45 KB |
||||
18/12/2015 | 2015/1887 | Follow-up report on the development of the Best Practice Principles for Providers of Shareholder Voting Research and Analysis | Corporate Finance, Corporate Governance | Final Report | PDF 645.64 KB |
||||
04/02/2021 | JC 2021 03 | Joint ESAs Final Report on RTS under SFDR | Joint Committee, Sustainable finance | Report | PDF 2.58 MB |
||||
28/07/2022 | JC 2022 35 | Joint ESAs Report on the extent of voluntary disclosures of PAI under SFDR | Sustainable finance | Report | PDF 429.58 KB |
||||
18/11/2021 | ESMA70-445-7 | Preliminary Report on Emission Allowances | MiFID - Secondary Markets, Sustainable finance | Report | PDF 1005.62 KB |