ESMA LIBRARY
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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 13/07/2018 | ESMA31-62-996 | Consultation Paper on Guidelines on Risk Factors | Corporate Finance | Consultation Paper | PDF 833.24 KB |
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| 13/07/2018 | ESMA31-62-962 | Consultation Paper on minimum information content for prospectus exemption | Corporate Finance | Consultation Paper | PDF 1.6 MB |
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| 07/07/2017 | ESMA70-145-127 | Consultation paper on the evaluation of the short-selling regulation | Market Integrity, Short Selling | Consultation Paper | PDF 1.46 MB |
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| 03/06/2013 | 2013-614 | ESMA’s technical advice on short selling regulation | Short Selling | Technical Advice | PDF 2.3 MB |
Final Report 2013/614 ESMA‘s technical advice on the evaluation of the Regulation (EU) 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps | |||
| 12/02/2013 | 2013/203 | On the evaluation of the Regulation (EU) 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps | Short Selling | Consultation Paper | PDF 315.16 KB |
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| 17/09/2012 | 2012/580 | Exemption for market making activities and primary market operations under Regulation (EU) 236/2012 of the European Parliament and the Council on short selling and certain aspects of Credit Default Swaps | Short Selling | Consultation Paper | PDF 307.31 KB |
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| 20/04/2012 | 2012/236 | ESMA's Technical Advice on possible delegated acts of the short-selling and certain aspects of CDS | Short Selling, Market Integrity | Technical Advice | PDF 509.39 KB |
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| 15/02/2012 | 2012/98 | ESMA's draft technical advice on possible Delegated Acts concerning the regulation on short selling and certain aspects of credit default swaps ((EC) No XX/2012) | Short Selling | Consultation Paper | PDF 429.17 KB |
The purpose of this consultation is to seek comments on the technical advice that ESMA proposes to give to the European Commission on a number of possible delegated acts concerning the Regulation as listed in the Commission request for advice. These delegated acts should then be adopted in accordance with Article 290 of the Treaty of the Functioning of the European Union (TFEU). ESMA will consider the feedback it receives to this consultation and to the open hearing to be held on 29 February 2012 in March 2012 and expects to publish a final report and submission of the draft advice on Delegated Acts to the European Commission by mid-April 2012. | |||
| 24/01/2012 | 2012/30 | Draft technical standards on the Regulation (EU) xxxx/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps | Short Selling | Consultation Paper | PDF 245.84 KB |
ESMA will consider the feedback it received to this consultation in February/March 2012 and expects to publish a final report and submission of the draft technical standards to the European Commission by 31 March 2012 for endorsement. | |||
| 03/12/2010 | 10-1459 | Call for evidence- Implementing measures on the Alternative Investment Fund Managers Directive | CESR Archive | Consultation Paper | PDF 92.68 KB |
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| 18/11/2010 | 10-1253 | Consultation Paper: CESR’s Guidelines on Risk Measurement and the Calculation of Global Exposure for certain types of structured UCITS | CESR Archive | Consultation Paper | PDF 205.28 KB |
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| 02/08/2010 | 10-791c | Consultation paper- Development of Pan-European Access to Financial Information Disclosed by Listed Companies | CESR Archive | Consultation Paper | PDF 466.17 KB |
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| 20/07/2010 | 10-530 | Consultation paper- Guidelines on the selection and presentation of performance scenarios in the Key Investor Information document for structured UCITS | CESR Archive | Consultation Paper | PDF 171.6 KB |
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| 20/07/2010 | 10-672 | Consultation paper- Guidelines for the transition from the Simplified Prospectus to the Key Investor Information document | CESR Archive | Consultation Paper | PDF 140.16 KB |
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| 20/07/2010 | 10-532 | Consultation paper- A guide to clear language and layout for the Key Investor Information document | CESR Archive | Consultation Paper | PDF 152.51 KB |
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| 20/07/2010 | 10-794 | Consultation paper- Template for the Key Investor Information document | CESR Archive | Consultation Paper | PDF 133.42 KB |
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| 19/07/2010 | 10-809 | Consultation paper- Transaction Reporting on OTC Derivatives and Extension of the Scope of Transaction Reporting Obligations | CESR Archive | Consultation Paper | PDF 143.71 KB |
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| 19/07/2010 | 10-610 | Consultation paper- Standardisation and exchange trading of OTC derivatives | CESR Archive | Consultation Paper | PDF 288.76 KB |
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| 12/07/2010 | 10-831 | Consultation paper- CESR Technical Advice to the European Commission in the context of the MiFID Review – Client Categorisation | CESR Archive | Consultation Paper | PDF 258.18 KB |
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| 09/06/2010 | 10-333 | Technical Advice- The Equivalence between the Japanese Regulatory and Supervisory Framework and the EU Regulatory Regime for Credit Rating Agencies | CESR Archive, Credit Rating Agencies | Technical Advice | PDF 4.59 MB |