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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 09/11/2020 | ESMA34-45-926 | Consultation paper on draft Guidelines on marketing communications | Fund Management | Consultation Paper | PDF 383.06 KB |
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| 31/03/2020 | ESMA34-39-966 | Consultation paper on ITS on cross-border distribution of funds | Fund Management | Consultation Paper | PDF 341.49 KB |
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| 27/03/2020 | ESMA34-39-967 | Consultation paper on Guidelines on Article 25 of Directive 2011/61/EU | Fund Management | Consultation Paper | PDF 411.64 KB |
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| 16/10/2019 | JC-2019-63 | Consultation Paper on amendments to PRIIPs KID | Fund Management, Joint Committee | Consultation Paper | PDF 2.42 MB |
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| 16/07/2019 | ESMA34-39-881 | Consultation paper on performance fees guidelines in ucits | Fund Management | Consultation Paper | PDF 398.62 KB |
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| 28/03/2019 | ESMA34-46-89 | Consulation Paper on Draft regulatory technical standards under Article 25 of the ELTIF Regulation | Fund Management | Consultation Paper | PDF 295.66 KB |
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| 05/02/2019 | ESMA34-39-784 | Consultation paper on guidelines on liquidity stress testing in UCITS and AIFs | Fund Management | Consultation Paper | PDF 377.41 KB |
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| 19/12/2018 | ESMA34-45-569 | Consultation paper on integrating sustainability risks and factors in the UCITS Directive and AIFMD | Fund Management | Consultation Paper | PDF 461.04 KB |
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| 13/11/2018 | ESMA34-49-144 | Consultation paper on draft guidelines on the reporting to competent authorities under article 37 of the MMF Regulation | Fund Management | Consultation Paper | PDF 879.06 KB |
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| 28/09/2018 | ESMA34-49-131 | Consultation paper on draft guidelines on stress test scenarios under the MMF Regulation | Fund Management | Consultation Paper | PDF 1.28 MB |
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| 13/07/2018 | ESMA31-62-996 | Consultation Paper on Guidelines on Risk Factors | Corporate Finance | Consultation Paper | PDF 833.24 KB |
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| 13/07/2018 | ESMA31-62-962 | Consultation Paper on minimum information content for prospectus exemption | Corporate Finance | Consultation Paper | PDF 1.6 MB |
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| 07/07/2017 | ESMA70-145-127 | Consultation paper on the evaluation of the short-selling regulation | Market Integrity, Short Selling | Consultation Paper | PDF 1.46 MB |
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| 24/05/2017 | ESMA34-49-82 | Draft technical advice, implementing technical standards and guidelines under the MMF Regulation | Fund Management | Consultation Paper | PDF 2.04 MB |
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| 12/09/2016 | 2016/1140 | Final advice on AIFMD passport | Fund Management | Technical Advice | PDF 621.95 KB |
This version of the advice includes the following clarifications with respect to the assessment of the Isle of Man:
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| 15/07/2016 | 2016/1137 | Call for evidence on Asset segregation and custody services | Fund Management | Consultation Paper | PDF 683.88 KB |
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| 06/04/2016 | 2016/570 | Discussion Paper on UCITS share classes | Fund Management | Consultation Paper | PDF 495.54 KB |
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| 11/11/2015 | JC/2015/073 | Consultation Paper PRIIPs Key Information Documents | Fund Management, Joint Committee | Consultation Paper | PDF 2.23 MB |
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| 25/09/2015 | 2015/1463 | ESMA Consultation Paper on ESEF | Corporate Disclosure, European Single Electronic Format, Transparency | Consultation Paper | PDF 2.34 MB |
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| 31/07/2015 | 2015/1239 | Consultation Paper on draft regulatory technical standards under the ELTIF Regulation | Fund Management | Consultation Paper | PDF 666.11 KB |
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they: 1. respond to the question stated;2. indicate the specific question to which the comment relates;3. contain a clear rationale; and4. describe any alternatives ESMA should consider. ESMA will consider all comments received by 14 October 2015. Responses to this consultation paper can be sent using the response form, via the ESMA website, under the heading ‘Your input/Consultations’. Publication of responses All contributions received will be published following the close of the consultation, unless you request otherwise. Please clearly and prominently indicate in your submission any part you do not wish to be publically disclosed. A standard confidentiality statement in an email message will not be treated as a request for non-disclosure. A confidential response may be requested from us in accordance with ESMA’s rules on access to documents. We may consult you if we receive such a request. Any decision we make not to disclose the response is reviewable by ESMA’s Board of Appeal and the European Ombudsman. Data protection Information on data protection can be found at www.esma.europa.eu under the heading Legal Notice. Who should read this paper This document will be of interest to (i) ELTIF managers and their trade associations, (ii) alternative investment funds managers and their trade associations, as well as (iii) institutional and retail investors investing into ELTIFs and their associations. |