ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
13
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Brexit filter Brexit
- (-) Remove Corporate Finance filter Corporate Finance
- Speeches (142) Apply Speeches filter
- Fund Management (33) Apply Fund Management filter
- Post Trading (32) Apply Post Trading filter
- Guidelines and Technical standards (31) Apply Guidelines and Technical standards filter
- CESR Archive (27) Apply CESR Archive filter
- MiFID - Investor Protection (23) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (22) Apply MiFID - Secondary Markets filter
- Innovation and Products (17) Apply Innovation and Products filter
- Credit Rating Agencies (12) Apply Credit Rating Agencies filter
- Corporate Information (10) Apply Corporate Information filter
- Corporate Disclosure (9) Apply Corporate Disclosure filter
- Benchmarks (8) Apply Benchmarks filter
- Supervisory convergence (8) Apply Supervisory convergence filter
- Market Integrity (7) Apply Market Integrity filter
- Market Abuse (6) Apply Market Abuse filter
- Short Selling (5) Apply Short Selling filter
- Risk Analysis & Economics - Markets Infrastructure Investors (4) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Board of Supervisors (3) Apply Board of Supervisors filter
- COVID-19 (3) Apply COVID-19 filter
- IFRS Supervisory Convergence (3) Apply IFRS Supervisory Convergence filter
- Prospectus (3) Apply Prospectus filter
- Securitisation (3) Apply Securitisation filter
- International cooperation (2) Apply International cooperation filter
- Sustainable finance (2) Apply Sustainable finance filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Trading (1) Apply Trading filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Speech filter Speech
- (-) Remove Compliance table filter Compliance table
- (-) Remove Technical Advice filter Technical Advice
- Guidelines & Recommendations (70) Apply Guidelines & Recommendations filter
- Reference (49) Apply Reference filter
- Press Release (38) Apply Press Release filter
- Statement (38) Apply Statement filter
- Final Report (27) Apply Final Report filter
- Consultation Paper (24) Apply Consultation Paper filter
- Letter (21) Apply Letter filter
- Report (10) Apply Report filter
- Decision (6) Apply Decision filter
- Opinion (6) Apply Opinion filter
- Q&A (3) Apply Q&A filter
- SMSG Advice (2) Apply SMSG Advice filter
- Technical Standards (2) Apply Technical Standards filter
- Annual Report (1) Apply Annual Report filter
- CESR Document (1) Apply CESR Document filter
- Investor Warning (1) Apply Investor Warning filter
Your filters Reset all filters
| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 14/09/2015 | 2015/1380 | Statement by Steven Maijoor Chair ESAs Joint Committee- ECON Hearing 14 September 2015 | Speeches, Joint Committee | Speech | PDF 100.82 KB |
||||
| 16/05/2019 | ESMA34-45-712 | Verena Ross- ICMA 2019 conference speech | Benchmarks, Brexit, MiFID II: Transparency Calculations and DVC, Speeches | Speech | PDF 134.24 KB |
||||
| 06/11/2018 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 293.08 KB |
||||
| 06/03/2019 | ESMA35-43-1740 | Keynote by ESMA Chair Maijoor at ALFI Asset Management Conference | Brexit, Fund Management | Speech | PDF 265.45 KB |
||||
| 04/06/2019 | ESMA71-319-120 | FESE Dinner Address | Brexit, International cooperation, MiFID - Secondary Markets, Post Trading, Speeches | Speech | PDF 117.98 KB |
||||
| 27/09/2018 | ESMA71-319-83 | Financing Growth in the EU- speech by Verena Ross at the EBS | Corporate Finance, Speeches | Speech | PDF 181.48 KB |
||||
| 13/02/2019 | ESMA71-319-91 | Brexit – the regulatory challenges | Brexit, Fund Management, MiFID - Secondary Markets, Post Trading, Speeches, Supervisory convergence | Speech | PDF 175.3 KB |
Steven Maijoor keynote at the European Financial Forum in Dublin |
|||
| 08/02/2017 | ESMA71-844457584-346 | Review of the European Supervisory Authorities: Opportunities to ensure a safe and sound financial system | Board of Supervisors, Joint Committee | Speech | PDF 187.98 KB |
||||
| 04/10/2019 | ESMA71-99-1232 | Keynote- Steven Maijoor- AFME Legal & Compliance Conference, Paris | Brexit, Post Trading, Speeches | Speech | PDF 112.75 KB |
||||
| 10/04/2019 | JC 2019 25 | Joint ESA advice on the costs and benefits of developing a coherent cyber resilience testing framework for significant market participants and infrastructures | Innovation and Products, Joint Committee | Technical Advice | PDF 785.49 KB |
||||
| 10/04/2019 | JC 2019 26 | Joint ESA advice on the need for legislative improvements relating to ICT risk management requirements | Innovation and Products, Joint Committee | Technical Advice | PDF 1.34 MB |
||||
| 22/12/2015 | JC/2015/087 | Compliance Table GL financial conglomerates | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 291.93 KB |
||||
| 18/02/2015 | JC/GL/2014/43 Appendix 1 | Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 186.54 KB |
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors. |