REFINE YOUR SEARCH
Type of document
|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|01/12/2022||ESMA24-436-1489||Chair Opening Statement ECON, 1 December 2022- Energy derivative markets||CCP Directorate, Market Abuse, Market Integrity, MiFID - Investor Protection, Speeches, Trading||Speech||PDF
|30/11/2022||ESMA50-164-6583||Final report- Guidelines on stress test scenarios under the MMF Regulation- 2022 update||Fund Management||Final Report||PDF
|29/11/2022||ESMA70-152-348||List of third-country CCPs recognised to offer services and activities in the Union||CCP Directorate, Post Trading||Reference||PDF
|25/11/2022||ESMA70-156-4448||Q&As- Central Securities Depositories Regulation||Post Trading, Supervisory convergence||Q&A||PDF
|24/11/2022||ESMA50-164-6745||ESMA advice on CBI measure AIFMD Art25||Fund Management||Reference||PDF
|21/11/2022||ESMA70-450-1237||Final Report CSDR RTS Art 19 Amendment||Post Trading||Final Report||PDF
|18/11/2022||JC 2022 42||Final Report on SFDR amendments for nuclear and gas activities||Joint Committee, Sustainable finance||Report||DOCX
|18/11/2022||ESMA34-466-291||Supervisory priorities and challenges for investment managers- Natasha Cazenave at EFAMA 2022||Fund Management||Speech||PDF
|18/11/2022||ESMA34-472-383||Response form- CP on Guidelines on funds names||Fund Management, Sustainable finance||Reference||DOCX
|18/11/2022||ESMA34-472-379||ESMA launches a consultation on guidelines for the use of ESG or sustainability-related terms in funds’ names||Fund Management, Sustainable finance||Press Release||PDF
|18/11/2022||ESMA34-472-373||Consultation paper on Guidelines on funds’ names||Fund Management, Sustainable finance||Consultation Paper||PDF
|17/11/2022||JC 2022 62||Q&A on the SFDR Delegated Regulation||Joint Committee, Sustainable finance||Q&A||PDF
|15/11/2022||Joint Committee||ESAs Call for evidence on Greenwashing||Joint Committee, Sustainable finance||Consultation Paper||PDF
|15/11/2022||ESMA50-164-6833||EFIF Summary of the October 2022 meeting||Joint Committee||Summary of Conclusions||PDF
|14/11/2022||JC 2022 64||Joint Committee Letter to European Commission on the delay in SFDR mandate||Joint Committee, Sustainable finance||Letter||PDF
|14/11/2022||Joint Committee||JC 2017 Q&A on the PRIIPs Key Information Document||Joint Committee||Q&A||PDF
|10/11/2022||ESMA70-148-523||List of Central Counterparties authorised to offer services and activities in the Union||Post Trading||Reference||PDF
|08/11/2022||ESMA70-155-11016||List of designated authorities, payment systems and securities settlement systems||Post Trading||Reference||XLSX
|04/11/2022||2016/602||Compliance table- Guidelines on ETFs and other UCITS issues||Fund Management, Guidelines and Technical standards||Compliance table||PDF
|04/11/2022||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.