ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
10
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Transparency filter Transparency
- CESR Archive (109) Apply CESR Archive filter
- MiFID - Secondary Markets (87) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (60) Apply MiFID - Investor Protection filter
- Market Integrity (34) Apply Market Integrity filter
- Short Selling (33) Apply Short Selling filter
- Post Trading (17) Apply Post Trading filter
- COVID-19 (12) Apply COVID-19 filter
- Fund Management (10) Apply Fund Management filter
- Market Abuse (9) Apply Market Abuse filter
- Corporate Disclosure (7) Apply Corporate Disclosure filter
- Prospectus (5) Apply Prospectus filter
- Brexit (4) Apply Brexit filter
- Corporate Information (3) Apply Corporate Information filter
- Innovation and Products (3) Apply Innovation and Products filter
- Securitisation (3) Apply Securitisation filter
- Benchmarks (2) Apply Benchmarks filter
- Board of Supervisors (2) Apply Board of Supervisors filter
- Credit Rating Agencies (2) Apply Credit Rating Agencies filter
- Securities and Markets Stakeholder Group (2) Apply Securities and Markets Stakeholder Group filter
- Trading (2) Apply Trading filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Opinion filter Opinion
- (-) Remove CESR Document filter CESR Document
- Reference (127) Apply Reference filter
- Guidelines & Recommendations (82) Apply Guidelines & Recommendations filter
- Final Report (62) Apply Final Report filter
- Press Release (58) Apply Press Release filter
- Report (39) Apply Report filter
- Consultation Paper (38) Apply Consultation Paper filter
- Letter (37) Apply Letter filter
- Statement (29) Apply Statement filter
- Speech (17) Apply Speech filter
- Q&A (15) Apply Q&A filter
- Summary of Conclusions (11) Apply Summary of Conclusions filter
- Decision (7) Apply Decision filter
- Compliance table (6) Apply Compliance table filter
- Annual Report (5) Apply Annual Report filter
- Technical Standards (4) Apply Technical Standards filter
- SMSG Advice (3) Apply SMSG Advice filter
- Technical Advice (3) Apply Technical Advice filter
- Investor Warning (2) Apply Investor Warning filter
Your filters
Corporate Finance X Securities Financing Transactions X Transparency X Supervisory convergence X Joint Committee X Opinion X CESR Document X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 26/03/2021 | JC 2021 16 | ESAs’ Opinion to the European Commission on the Jurisdictional Scope of Application of the SECR | Joint Committee, Securitisation | Opinion | PDF 339.91 KB |
||||
| 13/07/2017 | ESMA70-154-270 | Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union | Brexit, MiFID - Secondary Markets, Supervisory convergence | Opinion | PDF 181.69 KB |
||||
| 13/07/2017 | ESMA35-43-762 | Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union | Brexit, MiFID - Investor Protection, Supervisory convergence | Opinion | PDF 236.23 KB |
||||
| 13/07/2017 | ESMA35-45-344 | Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union | Brexit, Fund Management, Supervisory convergence | Opinion | PDF 246.6 KB |
||||
| 31/05/2017 | ESMA42-110-433 | General Principles to support supervisory convergence in the context of the UK withdrawing from the EU | Brexit, Supervisory convergence | Opinion | PDF 182.68 KB |
The European Securities and Markets Authority’s (ESMA) competence to deliver an opin-ion is based on Article 29(1)(a) of Regulation (EU) No 1095/2010 of the European Parliament and of the Council (ESMA Regulation). In accordance with Article 44(1) of the ESMA Regulation, the Board of Supervisors has adopted this opinion. |
|||
| 12/05/2016 | ESA/2016/41 | Opinion of the ESAs- ECAI credit assessments | Credit Rating Agencies, Joint Committee | Opinion | PDF 379.79 KB |
||||
| 18/12/2013 | ESA/2013/035 | Joint Opinion-Review on the functioning of the European Systemic Risk Board (ESRB) | Joint Committee | Opinion | PDF 142.63 KB |
Joint Opinion-Review on the functioning of the European Systemic Risk Board (ESRB) | |||
| 20/03/2013 | 2013/318 | Feedback Statement on proposed amendments to the ESMA update of the CESR recommendations for the consistent implementation of the Prospectuses Regulation regarding mineral companies | Prospectus, Corporate Disclosure, Transparency | CESR Document | PDF 265.19 KB |
||||
| 24/10/2012 | JC/CP/2012/01 Feedback statement | ESA feedback statement on the Joint CP on Financial Conglomerates | Joint Committee | CESR Document | PDF 82.95 KB |
||||
| 29/06/2012 | 2012/415 | Call for Evidence on Empty Voting | Transparency, Corporate Disclosure | CESR Document | PDF 275.66 KB |
ESMA launched a Call for Evidence on Empty Voting in September 2011 to analyse the potential issues and concerns raised by the practice of empty voting and to examine whether there was a possible need for further action. An analysis of the responses received to the consultation has led ESMA to conclude that there is insufficient evidence to justify any regulatory action at the European level at present. |