ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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02/05/2022 | JC 2022 20 | Call for advice on PRIIPs: ESA advice on the review of the PRIIPs Regulation | Fund Management, Joint Committee | Report | PDF 3.38 MB |
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02/05/2022 | ESMA70-449-501 | Opinion ITS insider lists | Market Integrity, MiFID - Investor Protection, MiFID - Secondary Markets, Trading | Opinion | PDF 1.76 MB |
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02/05/2022 | ESMA70-449-497 | Opinion RTS liquidity contracts for SME Growth Market issuers | Market Integrity, MiFID - Investor Protection, MiFID - Secondary Markets, Trading | Opinion | PDF 849.59 KB |
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13/04/2022 | JC 2022 09 | Joint ESA report on Risks and Vulnerabilities in the EU financial system No 1 2022 | Joint Committee, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 949.47 KB |
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10/03/2022 | ESMA42-111-5534 | Peer review report on cross border activities investment firms | Supervisory convergence | Report | PDF 802.07 KB |
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07/02/2022 | ESA 2022 01 | Joint ESA response to the EU Commission on Digital Finance | Innovation and Products, Joint Committee | Report | PDF 2.57 MB |
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18/01/2022 | ESMA70-156-4859 | Report on the application of accepted market practices_2021 | Market Integrity | Report | PDF 1.63 MB |
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18/10/2021 | ESMA42-110-3265 | Report on the independence of National Competent Authorities | Supervisory convergence | Report | PDF 458.92 KB |
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08/09/2021 | JC 2021 45 | Joint ESA report on Risks and Vulnerabilities in the EU financial system No 2 2021 | Joint Committee, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 642.21 KB |
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31/05/2021 | ESMA70-155-11961 | Opinion on AMF AMP | Market Abuse, Market Integrity | Opinion | PDF 1.77 MB |
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28/05/2021 | ESMA81-393-98 | Supervisory Briefing on Benchmark administrators’ presence in their Member States of location and outsourcing | Benchmarks, Supervisory convergence | Report | PDF 200.21 KB |
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20/05/2021 | ESMA70-156-4262 | Opinion for the adjustment of the threshold set out in Article 5(2) of SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 429.84 KB |
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17/05/2021 | JC 2021 31 | JC Report on the implementation and functioning of the Securitisation Regulation | Joint Committee, Securitisation | Report | PDF 1.03 MB |
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31/03/2021 | JC 2021 27 | JOINT ESA REPORT ON RISKS AND VULNERABILITIES IN THE EU FINANCIAL SYSTEM No 1 2021 | Joint Committee, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 641.71 KB |
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31/03/2021 | JC 2021 24 | Joint report on the assessment of the application of the Guidelines on complaints-handling | Joint Committee | Report | PDF 725.04 KB |
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26/03/2021 | JC 2021 16 | ESAs’ Opinion to the European Commission on the Jurisdictional Scope of Application of the SECR | Joint Committee, Securitisation | Opinion | PDF 339.91 KB |
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04/02/2021 | JC 2021 03 | Joint ESAs Final Report on RTS under SFDR | Joint Committee, Sustainable finance | Report | PDF 2.58 MB |
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10/11/2020 | ESMA70-156-3351 | Report on PTRR services with regards to the clearing obligation | Post Trading, Supervisory convergence | Report | PDF 2.03 MB |
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03/11/2020 | ESMA42-111-5349 | Fast Track Peer Review Report- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Report | PDF 1.33 MB |
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22/09/2020 | JC 2020 67 | Joint ESA report on risks and vulnerabilities in the EU financial system 2020 | Joint Committee, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 570.67 KB |