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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 03/04/2018 | ESMA71-99-958 | ESMA continues to focus on convergence in enforcement of IFRS across the EU | Corporate Disclosure, IFRS Supervisory Convergence, Press Releases | Press Release | PDF 154.53 KB |
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| 27/10/2017 | ESMA71-99-623 | Press Release on 2017 Enforcement Priorities | Audit, Corporate Disclosure, IFRS Supervisory Convergence, Press Releases | Press Release | PDF 172.2 KB |
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| 13/07/2017 | ESMA71-99-526 | ESMA issues sector-specific principles on relocations from the UK to the EU27 | Brexit, Press Releases, Supervisory convergence | Press Release | PDF 157.73 KB |
The European Securities and Markets Authority (ESMA) has published three Opinions setting out sector-specific principles in the areas of investment firms, investment management and secondary markets, aimed at fostering consistency in authorisation, supervision and enforcement related to the relocation of entities, activities and functions from the United Kingdom . The opinions, building on the general opinion issued in May, are practical tools to support supervisory convergence in the context of requests from UK financial market participants seeking to relocate to the EU27. They are addressed to national competent authorities (NCAs) and are relevant for market participants considering relocating. They provide guidance to NCAs aimed at ensuring a consistent interpretation of the requirements relating to authorisation, supervision and enforcement in order to avoid the development of regulatory and supervisory arbitrage risks. |
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| 31/05/2017 | ESMA71-99-469 | ESMA issues principles on supervisory approach to relocations from the UK | Brexit, Press Releases, Supervisory convergence | Press Release | PDF 143.31 KB |
The European Securities and Markets Authority (ESMA) has published an Opinion setting out general principles aimed at fostering consistency in authorisation, supervision and enforcement related to the relocation of entities, activities and functions from the United Kingdom. The opinion is addressed to national competent authorities (NCAs), in particular of the 27 Member States that will remain in the EU (EU27). The opinion is a practical tool to support supervisory convergence in the context of increased requests from UK financial market participants seeking to relocate to the EU27. It covers all legislation referred to in the ESMA Regulation, in particular the AIFMD, the UCITS Directive, MiFID I and MiFID II. |
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| 10/04/2017 | ESMA71-99-382 | ESMA reports on EU accounting enforcement in 2016 | Corporate Disclosure | Press Release | PDF 171.38 KB |
The European Securities and Markets Authority (ESMA) has published its annual report on the enforcement and regulatory activities of accounting enforcers within the European Union (EU) in 2016. ESMA, in 2016, continued strengthening supervisory convergence in the area of financial reporting, to improve the consistency and quality across the EU. ESMA achieves this through coordinating the national enforcers’ decisions, publishing annual enforcement priorities and publishing statements on areas of focus such as the implementation of the new standards IFRS 9 and IFRS 15. |
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| 29/10/2021 | ESMA71-99-1751 | Press Release- European enforcers target COVID-19 and climate-related disclosures | Corporate Disclosure, IAS Regulation, IFRS Supervisory Convergence, Press Releases | Press Release | PDF 97.63 KB |
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| 15/04/2021 | ESMA71-99-1651 | ESMA highlights need for increased efforts on EMIR and SFTR data quality | Market data, Press Releases, Securities Financing Transactions, Supervisory convergence | Press Release | PDF 85.72 KB |
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| 06/04/2021 | ESMA71-99-1629 | ESMA publishes 2020 report on enforcement of corporate disclosure | Corporate Disclosure | Press Release | PDF 94.13 KB |
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| 04/01/2021 | ESMA71-99-1498 | Brexit: ESMA withdraws the registrations of six UK-based credit rating agencies and four trade repositories | Brexit, Credit Rating Agencies, Press Releases, Trade Repositories | Press Release | PDF 94.63 KB |
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| 11/12/2020 | ESMA71-99-1483 | ESMA71-99-1483 Press Release_EUI Recognition as TC-CSD | Brexit, Post Trading | Press Release | PDF 88.94 KB |
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| 25/11/2020 | ESMA71-99-1443 | PR DTO Final Position | Brexit, MiFID - Secondary Markets, Press Releases | Press Release | PDF 82.15 KB |
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| 28/10/2020 | ESMA71-99-1422 | Press Release European Common Enforcement Priorities 2020 | Corporate Disclosure, IAS Regulation, IFRS Supervisory Convergence, Press Releases | Press Release | PDF 101.44 KB |
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| 03/11/2020 | ESMA71-99-1420 | Fast Track Peer Review PR- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Press Releases, Supervisory convergence | Press Release | PDF 137.39 KB |
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| 26/10/2020 | ESMA71-99-1413 | Press Release Brexit statement- Share Trading Obligation | Brexit, MiFID - Secondary Markets, Press Releases | Press Release | PDF 83.7 KB |
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| 02/04/2020 | ESMA71-99-1308 | ESMA publishes 2019 report on enforcement of corporate disclosure | Corporate Disclosure | Press Release | PDF 91.68 KB |
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| 09/03/2020 | ESMA71-99-1287 | ESMA Supervision WP 2020 | Benchmarks, Credit Rating Agencies, Press Releases, Securities Financing Transactions, Securitisation, Trade Repositories | Press Release | PDF 130.42 KB |
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| 22/10/2019 | ESMA71-99-1236 | EU enforcers must monitor closely new reporting standards | Corporate Disclosure, IAS Regulation, Press Releases | Press Release | PDF 150.91 KB |
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| 29/05/2019 | ESMA71-99-1168 | ESMA adjusts application of the trading obligation for shares in a no-deal Brexit | Brexit, MiFID - Secondary Markets, Press Releases | Press Release | PDF 87.46 KB |
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| 29/05/2019 | ESMA71-99-1168 | ESMA adjusts application of the trading obligation for shares in a no-deal Brexit | Brexit, MiFID - Secondary Markets, Press Releases | Press Release | PDF 87.46 KB |
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| 05/04/2019 | ESMA71-99-1142 | ESMA updates its recognition of UK CCPs and CSD | Brexit, Post Trading, Press Releases | Press Release | PDF 82.48 KB |