ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 15/02/2005 | US Equivalence | USA reponse to questionnaire on GAAP Equivalence | CESR Archive | Final Report | PDF 838.27 KB |
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| 22/03/2005 | US Enforcement | USA response to CESR survey on Enforcement Mechanisms | CESR Archive | Final Report | PDF 3.83 MB |
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| 13/10/2010 | MiFID Review Compiled Version 2nd set | CESR second set of Technical Advice to the European Commission in the Context of the MiFID Review and Responses to the European Commission Request for Additional Information | CESR Archive | Final Report | PDF 705.33 KB |
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| 29/07/2010 | MiFID Review Compiled Version | CESR Technical Advice to the European Commission in the Context of the MiFID Review and Responses to the European Commission Request for Additional Information | CESR Archive | Final Report | PDF 1.13 MB |
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| 15/04/2021 | ESMA80-193-1713 | EMIR and SFTR data quality report 2020 | Market data, Press Releases, Securities Financing Transactions, Supervisory convergence | Final Report | PDF 791.94 KB |
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| 13/07/2017 | ESMA70-154-270 | Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union | Brexit, MiFID - Secondary Markets, Supervisory convergence | Opinion | PDF 181.69 KB |
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| 01/10/2019 | ESMA63-313-528 | Financial Regulation of the European Securities and Markets Authority | Management Board, Procurement | Decision | PDF 445.94 KB |
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| 31/05/2017 | ESMA42-110-433 | General Principles to support supervisory convergence in the context of the UK withdrawing from the EU | Brexit, Supervisory convergence | Opinion | PDF 182.68 KB |
The European Securities and Markets Authority’s (ESMA) competence to deliver an opin-ion is based on Article 29(1)(a) of Regulation (EU) No 1095/2010 of the European Parliament and of the Council (ESMA Regulation). In accordance with Article 44(1) of the ESMA Regulation, the Board of Supervisors has adopted this opinion. |
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| 13/07/2017 | ESMA35-45-344 | Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union | Brexit, Fund Management, Supervisory convergence | Opinion | PDF 246.6 KB |
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| 13/07/2017 | ESMA35-43-762 | Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union | Brexit, MiFID - Investor Protection, Supervisory convergence | Opinion | PDF 236.23 KB |
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| 15/10/2018 | ESMA31-62-1114 | 2017 Report on EEA prospectus activity | Corporate Finance | Final Report | PDF 385.45 KB |
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| 23/02/2002 | EPResolution A5-0011/2002 | Report on the implementation of financial services legislation | CESR Archive | Final Report | PDF 52.6 KB |
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| 25/09/2000 | Compilation-offering | Status of implementation of the standards for participants in an offering | CESR Archive | Final Report | PDF 569.8 KB |
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| 15/10/2009 | AMLTF 09 | 3L3 Compendium Paper on the supervisory implementation practices across EU Member States of the Third Money Laundering Directive [2005/60/EC] | CESR Archive | Final Report | PDF 625.7 KB |
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| 10/05/2000 | 99-098e | FESCO Proposes the creation of a European passport for issuers | CESR Archive | Final Report | PDF 290.32 KB |
In order to facilitate European Companies to make EU-wide based offers or listing in Europe, FESCO proposes to create a passport for European issuers. The paper proposes a cross-border use of the Shelf Registration system in the EU and explores other possibilities to facilitate the mutual recognition of prospectuses |
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| 21/03/2007 | 3L3 IIMG | Response of the Lamfalussy committees to the second interim IIMG report | CESR Archive | Final Report | PDF 41.25 KB |
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| 01/09/2009 | 3L3 15/07/2009 | 3L3 Joint Contribution1 to the European Commission’s Communication on European Financial Supervision | CESR Archive | Final Report | PDF 49.47 KB |
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| 12/10/2010 | 3L3 12-10-10 Report | Report- 3L3 Task Force Report on Packaged Retail Investment Products (PRIPs) | CESR Archive | Final Report | PDF 357.9 KB |
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| 14/11/2016 | 2016/1565 | Final Report on the clearing obligation for financial counterparties with a limited volume of activity | Post Trading, Press Releases | Final Report | PDF 478.72 KB |
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| 21/07/2016 | 2016/1131 | BoS Decision on Fitch Ratings Limited 21 July 2016 | Credit Rating Agencies, Press Releases | Decision | PDF 108.21 KB |