ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
108
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Speeches X Benchmarks X Short Selling X IFRS Supervisory Convergence X Securities and Markets Stakeholder Group X Market Integrity X Market Abuse X Securitisation X Q&A X Compliance table X SMSG Advice X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
20/12/2019 SMSG ESMA20-06-2053 Joint position paper from the ESA stakeholder groups on the ESA review SMSG Advice PDF
283.55 KB
13/07/2015 SMSG 09/07/15 SMSG Advice on the Commission’s Green Paper “Building a Capital Markets Union” SMSG Advice PDF
781.74 KB
17/12/2021 JC 2021 19 Joint Committee Q&As relating to the Securitisation Regulation Q&A PDF
337.6 KB
07/06/2022 ESMA81-393-477 Compliance table on Guidelines on methodology oversight function and record keeping requirements , Compliance table PDF
195.01 KB
04/12/2019 ESMA70-21038340-46 Compliance table for the Guidelines on market making activities under the Short Selling Regulation , , Compliance table PDF
267.48 KB
11/03/2020 ESMA70-156-1434 Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) , Compliance table PDF
129.58 KB
04/02/2019 ESMA70-145-67 Compliance table regarding MAR guidelines on delay in the disclosure of inside information , Compliance table PDF
177.87 KB
13/02/2020 ESMA70-145-66 Compliance table regarding MAR guidelines for persons receiving market soundings , Compliance table PDF
138.03 KB
29/05/2018 ESMA70-145-408 Question and Answers (Q&A) on the Regulation on short selling and certain aspects of credit default swaps (SSR) Q&A PDF
536.17 KB
04/02/2019 ESMA70-145-153 Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives , , Compliance table PDF
179.29 KB
23/06/2022 ESMA70-145-114 Q&A on the Benchmarks Regulation (BMR) , Q&A PDF
568.37 KB
25/11/2022 ESMA70-145-111 Q&A on the Market Abuse Regulation , Q&A PDF
549.17 KB

The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework

The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements.

19/11/2021 ESMA33-128-563 Questions and answers on the Securitisation Regulation Q&A PDF
1.39 MB
01/12/2020 ESMA32-67-142 Compliance table on ESMA Guidelines on the enforcement of financial information , Compliance table PDF
150.56 KB
06/11/2019 ESMA22106-2002 SMSG advice on ESMA’s CP on the MiFID II compliance function SMSG Advice PDF
212.25 KB
06/09/2019 ESMA22-961920 SMSG response to surve on Short Termism SMSG Advice PDF
243.34 KB
19/03/2018 ESMA22-106-911 SMSG Advice- Response to ESMA’s Consultation Paper on draft regulatory technical standards under the new Prospectus Regulation SMSG Advice PDF
300.8 KB
17/11/2017 ESMA22-106-474 SMSG Advice on Guidelines on certain aspects of the MiFID II suitability requirements SMSG Advice PDF
771.46 KB
02/12/2022 ESMA22-106-4325 SMSG Advice on gas and nuclear energy , SMSG Advice PDF
109.63 KB
02/12/2022 ESMA22-106-4323 SMSG Advice to the Call for evidence on the implementation of SRD2 provisions on proxy advisors and the investment chain , SMSG Advice PDF
260.77 KB

Pages