ESMA LIBRARY
REFINE YOUR SEARCH
Sections
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Brexit filter Brexit
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Prospectus filter Prospectus
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Crowdfunding filter Crowdfunding
- Press Releases (323) Apply Press Releases filter
- CESR Archive (256) Apply CESR Archive filter
- Fund Management (48) Apply Fund Management filter
- MiFID - Investor Protection (37) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (34) Apply MiFID - Secondary Markets filter
- Supervisory convergence (34) Apply Supervisory convergence filter
- Corporate Disclosure (33) Apply Corporate Disclosure filter
- Post Trading (33) Apply Post Trading filter
- Joint Committee (31) Apply Joint Committee filter
- Board of Supervisors (29) Apply Board of Supervisors filter
- Corporate Information (28) Apply Corporate Information filter
- Risk Analysis & Economics - Markets Infrastructure Investors (28) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- IFRS Supervisory Convergence (24) Apply IFRS Supervisory Convergence filter
- Management Board (23) Apply Management Board filter
- Benchmarks (14) Apply Benchmarks filter
- Trade Repositories (14) Apply Trade Repositories filter
- Sustainable finance (12) Apply Sustainable finance filter
- CCP Directorate (9) Apply CCP Directorate filter
- Market Abuse (9) Apply Market Abuse filter
- Market Integrity (9) Apply Market Integrity filter
- Securities and Markets Stakeholder Group (9) Apply Securities and Markets Stakeholder Group filter
- Short Selling (9) Apply Short Selling filter
- Securitisation (8) Apply Securitisation filter
- Corporate Governance (6) Apply Corporate Governance filter
- Planning reporting budget (6) Apply Planning reporting budget filter
- Warnings and publications for investors (6) Apply Warnings and publications for investors filter
- COVID-19 (4) Apply COVID-19 filter
- Guidelines and Technical standards (4) Apply Guidelines and Technical standards filter
- IAS Regulation (4) Apply IAS Regulation filter
- Transparency (4) Apply Transparency filter
- Board of Appeal (3) Apply Board of Appeal filter
- Corporate Finance (3) Apply Corporate Finance filter
- International cooperation (3) Apply International cooperation filter
- Audit (2) Apply Audit filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- Market data (2) Apply Market data filter
- Trading (2) Apply Trading filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
Type of document
- (-) Remove Press Release filter Press Release
- (-) Remove Q&A filter Q&A
- Speech (163) Apply Speech filter
- Reference (90) Apply Reference filter
- Statement (65) Apply Statement filter
- Consultation Paper (50) Apply Consultation Paper filter
- Guidelines & Recommendations (47) Apply Guidelines & Recommendations filter
- Final Report (46) Apply Final Report filter
- Report (30) Apply Report filter
- Decision (23) Apply Decision filter
- Letter (16) Apply Letter filter
- Technical Advice (15) Apply Technical Advice filter
- Opinion (12) Apply Opinion filter
- Annual Report (6) Apply Annual Report filter
- Technical Standards (6) Apply Technical Standards filter
- Compliance table (3) Apply Compliance table filter
- CESR Document (2) Apply CESR Document filter
- Investor Warning (1) Apply Investor Warning filter
| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 28/01/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 398.17 KB |
||||
| 15/03/2018 | ESMA71-99-961 | ESMA registers SPMW Rating Sp. z o.o. as a CRA | Credit Rating Agencies, Press Releases | Press Release | PDF 163.69 KB |
||||
| 03/04/2018 | ESMA71-99-959 | ESMA proposes simplifications to prospectuses format and content | Press Releases, Prospectus | Press Release | PDF 191.78 KB |
||||
| 08/02/2018 | ESMA71-99-938 | ESMA publishes 2018 Work Programme for CRAs, trade repositories and third country CCPs | Credit Rating Agencies | Press Release | PDF 159.43 KB |
||||
| 13/11/2017 | ESMA71-99-649 | Press Release ICO Statements | Innovation and Products, Press Releases, Warnings and publications for investors | Press Release | PDF 169.52 KB |
||||
| 17/11/2017 | ESMA71-99-642 | ESMA clarifies endorsement regime for third-country credit ratings | Credit Rating Agencies | Press Release | PDF 307.12 KB |
||||
| 13/07/2017 | ESMA71-99-526 | ESMA issues sector-specific principles on relocations from the UK to the EU27 | Brexit, Press Releases, Supervisory convergence | Press Release | PDF 157.73 KB |
The European Securities and Markets Authority (ESMA) has published three Opinions setting out sector-specific principles in the areas of investment firms, investment management and secondary markets, aimed at fostering consistency in authorisation, supervision and enforcement related to the relocation of entities, activities and functions from the United Kingdom . The opinions, building on the general opinion issued in May, are practical tools to support supervisory convergence in the context of requests from UK financial market participants seeking to relocate to the EU27. They are addressed to national competent authorities (NCAs) and are relevant for market participants considering relocating. They provide guidance to NCAs aimed at ensuring a consistent interpretation of the requirements relating to authorisation, supervision and enforcement in order to avoid the development of regulatory and supervisory arbitrage risks. |
|||
| 06/07/2017 | ESMA71-99-514 | Press release- ESMA proposes simplifications for prospectuses | Press Releases, Prospectus | Press Release | PDF 191.96 KB |
||||
| 31/05/2017 | ESMA71-99-469 | ESMA issues principles on supervisory approach to relocations from the UK | Brexit, Press Releases, Supervisory convergence | Press Release | PDF 143.31 KB |
The European Securities and Markets Authority (ESMA) has published an Opinion setting out general principles aimed at fostering consistency in authorisation, supervision and enforcement related to the relocation of entities, activities and functions from the United Kingdom. The opinion is addressed to national competent authorities (NCAs), in particular of the 27 Member States that will remain in the EU (EU27). The opinion is a practical tool to support supervisory convergence in the context of increased requests from UK financial market participants seeking to relocate to the EU27. It covers all legislation referred to in the ESMA Regulation, in particular the AIFMD, the UCITS Directive, MiFID I and MiFID II. |
|||
| 01/06/2017 | ESMA71-99-466 | ESMA fines Moody’s €1.24 million for credit ratings breaches | Board of Supervisors, Credit Rating Agencies, Press Releases | Press Release | PDF 238.35 KB |
The European Securities and Markets Authority (ESMA) has fined Moody’s Deutschland GmbH (Moody’s Germany) €750,000 and Moody’s Investors Service Limited (Moody’s UK) €490,000, and issued a public notice, for two negligent breaches of the Credit Rating Agencies Regulation (CRAR). ESMA found that Moody’s Germany and Moody’s UK negligently committed two infringements of the CRAR regarding their public announcement of certain ratings and their public disclosure of methodologies used to determine those ratings. These failures concern nineteen ratings issued between June 2011 and December 2013 for nine supranational entities including the European Investment Bank, the European Investment Fund, the European Stability Mechanism, the European Financial Stability Facility and the European Union. |
|||
| 29/03/2017 | ESMA71-99-376 | Feri EuroRating Services AG CRA registration withdrawn following acquisition | Credit Rating Agencies, Press Releases | Press Release | PDF 129.1 KB |
The European Securities and Markets Authority (ESMA) has today withdrawn the credit rating agency (CRA) registration of Feri EuroRating Services AG (Feri EuroRating). |
|||
| 15/07/2021 | ESMA71-99-1709 | Press Release- ESMA SPACs statement | MiFID - Investor Protection, Press Releases, Prospectus | Press Release | PDF 91.75 KB |
||||
| 25/05/2021 | ESMA71-99-1670 | ESMA launches call for evidence on digital finance | Innovation and Products, Press Releases | Press Release | PDF 86.79 KB |
||||
| 15/04/2021 | ESMA71-99-1651 | ESMA highlights need for increased efforts on EMIR and SFTR data quality | Market data, Press Releases, Securities Financing Transactions, Supervisory convergence | Press Release | PDF 85.72 KB |
||||
| 30/03/2021 | ESMA71-99-1622 | CRA Enforcement Case Moodys March 2021 | Board of Supervisors, Credit Rating Agencies, Press Releases | Press Release | PDF 134.39 KB |
||||
| 04/01/2021 | ESMA71-99-1498 | Brexit: ESMA withdraws the registrations of six UK-based credit rating agencies and four trade repositories | Brexit, Credit Rating Agencies, Press Releases, Trade Repositories | Press Release | PDF 94.63 KB |
||||
| 11/12/2020 | ESMA71-99-1483 | ESMA71-99-1483 Press Release_EUI Recognition as TC-CSD | Brexit, Post Trading | Press Release | PDF 88.94 KB |
||||
| 25/11/2020 | ESMA71-99-1443 | PR DTO Final Position | Brexit, MiFID - Secondary Markets, Press Releases | Press Release | PDF 82.15 KB |
||||
| 26/10/2020 | ESMA71-99-1413 | Press Release Brexit statement- Share Trading Obligation | Brexit, MiFID - Secondary Markets, Press Releases | Press Release | PDF 83.7 KB |
||||
| 15/07/2020 | ESMA71-99-1362 | ESMA promotes consistent application of prospectus disclosure requirements | Press Releases, Prospectus | Press Release | PDF 104.53 KB |