ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
26
REFINE YOUR SEARCH
Sections
- (-) Remove Board of Supervisors filter Board of Supervisors
- (-) Remove Management Board filter Management Board
- (-) Remove Corporate Information filter Corporate Information
- MiFID - Secondary Markets (94) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (65) Apply MiFID - Investor Protection filter
- Short Selling (42) Apply Short Selling filter
- Post Trading (41) Apply Post Trading filter
- Credit Rating Agencies (39) Apply Credit Rating Agencies filter
- Market Integrity (36) Apply Market Integrity filter
- Fund Management (20) Apply Fund Management filter
- Board of Appeal (17) Apply Board of Appeal filter
- COVID-19 (16) Apply COVID-19 filter
- Joint Committee (13) Apply Joint Committee filter
- Corporate Disclosure (10) Apply Corporate Disclosure filter
- Market Abuse (8) Apply Market Abuse filter
- Prospectus (7) Apply Prospectus filter
- Supervisory convergence (6) Apply Supervisory convergence filter
- Innovation and Products (5) Apply Innovation and Products filter
- Securities and Markets Stakeholder Group (5) Apply Securities and Markets Stakeholder Group filter
- Brexit (4) Apply Brexit filter
- Securitisation (4) Apply Securitisation filter
- Benchmarks (2) Apply Benchmarks filter
- Careers (2) Apply Careers filter
- Transparency (2) Apply Transparency filter
- CESR Archive (1) Apply CESR Archive filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Press Releases (1) Apply Press Releases filter
- Procurement (1) Apply Procurement filter
- Trade Repositories (1) Apply Trade Repositories filter
- Trading (1) Apply Trading filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Decision filter Decision
- (-) Remove Opinion filter Opinion
- Reference (170) Apply Reference filter
- Speech (144) Apply Speech filter
- Summary of Conclusions (113) Apply Summary of Conclusions filter
- Annual Report (76) Apply Annual Report filter
- Press Release (35) Apply Press Release filter
- Statement (30) Apply Statement filter
- Report (9) Apply Report filter
- Letter (7) Apply Letter filter
- Final Report (2) Apply Final Report filter
- Q&A (2) Apply Q&A filter
- Investor Warning (1) Apply Investor Warning filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
Speeches X Corporate Information X Board of Supervisors X Management Board X Technical Advice X Decision X Technical Standards X Opinion X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 30/03/2021 | ESMA41-356-168 | Public Notices Moodys UK DE ES FR IT | Board of Supervisors, Credit Rating Agencies | Decision | PDF 277.29 KB |
||||
| 30/03/2021 | ESMA41-356-132 | Decision 5-2021 Moody's Spain | Board of Supervisors, Credit Rating Agencies | Decision | PDF 332.83 KB |
||||
| 30/03/2021 | ESMA41-356-131 | Decision 4-2021 Moody's Italy | Board of Supervisors, Credit Rating Agencies | Decision | PDF 350.91 KB |
||||
| 30/03/2021 | ESMA41-356-130 | Decision 3-2021 Moody's Germany | Board of Supervisors, Credit Rating Agencies | Decision | PDF 333.78 KB |
||||
| 30/03/2021 | ESMA41-356-129 | Decision 2-2021 Moody's France | Board of Supervisors, Credit Rating Agencies | Decision | PDF 352.97 KB |
||||
| 30/03/2021 | ESMA41-356-114 | Decision 1-2021 Moody's UK | Board of Supervisors, Credit Rating Agencies | Decision | PDF 728.73 KB |
||||
| 06/11/2020 | ESMA70-155-11210 | Delegation third country TV post trade transparency | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 124.97 KB |
||||
| 29/09/2020 | ESMA-22-328-402 | Decision on Conflict of Interest Policy for Non-Staff | Management Board | Decision | PDF 147.09 KB |
||||
| 28/07/2020 | ESMA22-105-1208 | ESMA Opinion on 2018 Discharge Report of EP | Corporate Information | Opinion | PDF 92.69 KB |
||||
| 24/06/2020 | ESMA64-87-193 | Management Board decision- Implementing rules on the middle management staff | Careers, Management Board | Decision | PDF 210.2 KB |
||||
| 23/03/2020 | ESMA22-328-275 | Decision of the Management Board- Rules of Procedure | Corporate Information, Management Board | Decision | PDF 144.92 KB |
||||
| 11/02/2020 | ESMA22-328-356 | Decision of the Board of Supervisors- Election of Management Board Members | Board of Supervisors, Management Board | Decision | PDF 116.69 KB |
||||
| 12/11/2019 | ESMA63-313-548 | Financial Regulation of the European Securities and Markets Authority | Management Board, Procurement | Decision | PDF 759.59 KB |
||||
| 17/10/2019 | ESMA74-362-111 | Decision on delegation to the Chair the adoption of changes to technical instructions on IT and data matters | Board of Supervisors | Decision | PDF 127.62 KB |
||||
| 11/10/2018 | ESMA70-155-5905 | Delegation_from_the_BoardofSupervisors_opinions on third country TV_PositionLimits | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 222.28 KB |
||||
| 11/10/2018 | ESMA70-155-5775 | Delegation third country TV post trade transparency | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 219.76 KB |
||||
| 01/06/2017 | ESMA41-137-1005 | Decision of the Board of Supervisors to adopt a supervisory measure and impose fines with respect to infringements by Moody’s Deutschland GmbH and Moody’s Investors Service Limited | Board of Supervisors, Credit Rating Agencies | Decision | PDF 207.16 KB |
||||
| 26/01/2017 | ESMA40-1432018523-304 | Decision- Adopting Rules of Procedure on Professional Secrecy | Management Board | Decision | PDF 332.94 KB |
||||
| 02/07/2014 | 2014/MB/39 | Decision on the Implementing Rules to the Financial Regulation of ESMA | Management Board | Decision | PDF 279.01 KB |
||||
| 02/07/2014 | 2014/MB/38 | Decision on the Financial Regulation of ESMA | Management Board | Decision | PDF 392.78 KB |