Skip to main content

ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

14

DOCUMENTS

REFINE YOUR SEARCH

Your filters

Speeches X Corporate Information X Prospectus X Technical Advice X Decision X Technical Standards X Opinion X

Reset all filters

Date	Ref.	Title	Section	Type	Download	Info	Summary	Related Documents	Translated versions
28/07/2020	ESMA22-105-1208	ESMA Opinion on 2018 Discharge Report of EP	Corporate Information	Opinion	PDF 92.69 KB
23/03/2020	ESMA22-328-275	Decision of the Management Board- Rules of Procedure	Corporate Information, Management Board	Decision	PDF 144.92 KB
08/02/2016	2016/268	Opinion on equivalence of Turkish prospectus regime	Prospectus	Opinion	PDF 98.76 KB
20/12/2013	2013/1970	Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus	Prospectus, Corporate Disclosure	Technical Standards	PDF 713.74 KB		The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment.
18/12/2013	2013/1944	Format of the base prospectus and consistent application of Article 26(4) of the Prospectus Regulation	Prospectus, Corporate Disclosure	Opinion	PDF 75.6 KB
20/03/2013	2013/317	Framework for the assessment of third country prospectuses under Article 20 of the Prospectus Directive	Prospectus, Corporate Disclosure	Opinion	PDF 725.59 KB
09/01/2013	2012/864	ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU	Prospectus, Corporate Disclosure	Technical Advice	PDF 1.23 MB
01/03/2012	2012/137	ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU	Prospectus, Corporate Disclosure	Technical Advice	PDF 1.32 MB		ESMA publishes today the second part of its final advice (ESMA/2012/137) on possible delegated acts for the Prospectus Directive (PD). The advice was submitted to the Commission on 29 February 2012. In its advice, ESMA proposes how to use a prospectus in a retail cascade and provides input on how to review the provisions of the Prospectus Regulation concerning tax information, indices, auditor’s report on profit forecasts and estimates and audited historical financial information. Today’s advice follows a public consultation started on 13 December 2011. Overall, the technical advice aims to achieve a high level of investor protection and to increase across Europe the legal clarity and efficiency of the prospectus regime. Investment prospectuses as such are aimed to provide investors with easily accessible information on financial products so as to foster in-formed decision-making.
19/12/2011	2011/BS/229	Decision of the European Securities and Markets Authority establishing its Review Panel	Board of Supervisors, Corporate Information, Supervisory convergence	Decision	PDF 35.86 KB		This decision establishes the Review Panel of ESMA and sets out its mandate.
04/10/2011	2011/323	Final report- ESMA's technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU	Prospectus, Corporate Disclosure	Technical Advice	PDF 797.56 KB
31/05/2011	2011/MB/69	Decision of the Management Board- Access to documents	Management Board, Corporate Information	Decision	PDF 201.73 KB
10/03/2011	2011/MB/3	Decision of the Management Board- Internal language arrangements	Management Board, Corporate Information	Decision	PDF 18.51 KB
10/03/2011	2011/MB/4	Decision of the Management Board- Professional secrecy	Management Board, Corporate Information	Decision	PDF 34.68 KB
10/03/2011	2011/MB/6	Decision of the Management Board- Code of good administrative behaviour	Management Board, Corporate Information	Decision	PDF 41.25 KB