ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
69
REFINE YOUR SEARCH
Sections
- (-) Remove Post Trading filter Post Trading
- (-) Remove Fund Management filter Fund Management
- (-) Remove Prospectus filter Prospectus
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove International cooperation filter International cooperation
- Corporate Disclosure (173) Apply Corporate Disclosure filter
- CESR Archive (102) Apply CESR Archive filter
- Corporate Information (85) Apply Corporate Information filter
- IAS Regulation (77) Apply IAS Regulation filter
- IFRS Supervisory Convergence (32) Apply IFRS Supervisory Convergence filter
- MiFID - Secondary Markets (25) Apply MiFID - Secondary Markets filter
- Joint Committee (24) Apply Joint Committee filter
- Audit (15) Apply Audit filter
- MiFID - Investor Protection (13) Apply MiFID - Investor Protection filter
- Securities and Markets Stakeholder Group (11) Apply Securities and Markets Stakeholder Group filter
- Credit Rating Agencies (9) Apply Credit Rating Agencies filter
- Sustainable finance (9) Apply Sustainable finance filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- Board of Supervisors (7) Apply Board of Supervisors filter
- Transparency (7) Apply Transparency filter
- Corporate Finance (6) Apply Corporate Finance filter
- Benchmarks (5) Apply Benchmarks filter
- Innovation and Products (4) Apply Innovation and Products filter
- Management Board (4) Apply Management Board filter
- Risk Analysis & Economics - Markets Infrastructure Investors (4) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securitisation (4) Apply Securitisation filter
- Market Integrity (3) Apply Market Integrity filter
- Securities Financing Transactions (3) Apply Securities Financing Transactions filter
- CCP Directorate (2) Apply CCP Directorate filter
- COVID-19 (2) Apply COVID-19 filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- Supervisory convergence (2) Apply Supervisory convergence filter
- Vacancies (2) Apply Vacancies filter
- Corporate Governance (1) Apply Corporate Governance filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- Trade Repositories (1) Apply Trade Repositories filter
Type of document
- (-) Remove Letter filter Letter
- (-) Remove Annual Report filter Annual Report
- Reference (216) Apply Reference filter
- Speech (165) Apply Speech filter
- Guidelines & Recommendations (132) Apply Guidelines & Recommendations filter
- Consultation Paper (116) Apply Consultation Paper filter
- Final Report (99) Apply Final Report filter
- Press Release (84) Apply Press Release filter
- Report (59) Apply Report filter
- Statement (53) Apply Statement filter
- Opinion (37) Apply Opinion filter
- Technical Advice (26) Apply Technical Advice filter
- Compliance table (25) Apply Compliance table filter
- Q&A (17) Apply Q&A filter
- Technical Standards (14) Apply Technical Standards filter
- CESR Document (3) Apply CESR Document filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
Speeches X Prospectus X Post Trading X Market Abuse X International cooperation X Fund Management X Annual Report X Vacancy X Letter X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 08/03/2011 | EC 21-02-11 | Letter from Jonathan Faull regarding the extension of the deadline for delivery of ESMA’s advice on the AIFMD | Fund Management | Letter | PDF 149.8 KB |
||||
| 15/03/2011 | 2011/94 | ESMA response to the European Commission consultation on CSDs and securities settlement | Post Trading | Letter | PDF 54.2 KB |
||||
| 16/11/2011 | 2011/382 | Letter to Michel Barnier- ESMA's response to the European Commission's provisional request to CESR/ESMA for technical advice on possible Level 2 measures concerningthe Directive for Alternative Investment Fund Managers (AIFM) | Fund Management | Letter | PDF 41.73 KB |
||||
| 16/11/2011 | 2011/383 | Letter to Jonathan Faull- ESMA's response to the European Commission's provisional request to CESR/ESMA for technical advice on possible Level 2 measures concerningthe Directive for Alternative Investment Fund Managers (AIFM) | Fund Management | Letter | PDF 41.73 KB |
||||
| 16/11/2011 | 2011/384 | Letter to Sharon Bowles- ESMA's response to the European Commission's provisional request to CESR/ESMA for technical advice on possible Level 2 measures concerningthe Directive for Alternative Investment Fund Managers (AIFM) | Fund Management | Letter | PDF 200.77 KB |
||||
| 06/01/2012 | 2012/10 | Interpretation of the Mineral Companies Recommendations for cement companies | Prospectus, Corporate Disclosure | Letter | PDF 41.27 KB |
Open letter regarding Interpretation of the Mineral Companies Recommendations for cement companies | |||
| 01/03/2012 | 2012/138 | ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Letter | PDF 94.68 KB |
||||
| 09/01/2013 | 2012/878 | ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Letter | PDF 36.15 KB |
||||
| 01/03/2013 | 308184 | European Commission extends deadline for ESMA advice on equivalence of non-EU rules with EMIR | Post Trading | Letter | PDF 137.93 KB |
On February 27, the European Commission extended for four months the deadline for ESMA advise on the equivalence between non-EU legal and supervisory frameworks and EMIR, the European Markets Infrastructure Regulation. According to the letter from the Commission, ESMA shall now deliver its advice on Japan and the USA by 15 June 2013 and, for the remaining countries specified in the request by 15 July 2013. The original deadline was 15 March 2013. |
|||
| 13/05/2013 | 804587 | EMIR – Draft standard on the cross-border application of EMIR, (Art. 4(4) and 11(14)) | Post Trading | Letter | PDF 157.5 KB |
||||
| 14/06/2013 | 2224977 | Updated mandate on EMIR equivalence | Post Trading | Letter | PDF 364.5 KB |
||||
| 18/07/2013 | Ares(2013)2569526 | European Commission letter to ESMA re draft Regulatory Technical Standards on types of AIFMD, Article 4(4) of AIFMD Directive | Fund Management | Letter | PDF 125.25 KB |
On 8 July 2013 ESMA received a letter from the European Commission (EC) in response to its draft regulatory technical standards in its Final report - Draft Regulatory Technical Standards on types of AIFMs (ESMA/2013/413) submitted to the EC on 2 April 2013 for endorsement. According to Article 10(1) sixth subparagraph of Regulation (EU) No 1095/2010, ESMA has 6 weeks starting from 8 July to respond to the EC’s letter. | |||
| 08/08/2013 | 2013/1086 | Reporting to Trade Repositories – the case of ETDs | Post Trading | Letter | PDF 177.31 KB |
||||
| 03/09/2013 | 2013/1163 | Technical advice on third country regulatory equivalence under EMIR | Post Trading | Letter | PDF 174.58 KB |
||||
| 26/09/2013 | DG Markt MJ/acg (2013) 3265823 | European Commission letter regarding Draft Technical Standard on the Cross-Border Application of EMIR | Post Trading | Letter | PDF 82.86 KB |
||||
| 02/10/2013 | 2013/1383 | Technical advice on third country regulatory equivalence under EMIR | Post Trading | Letter | PDF 44.23 KB |
||||
| 15/11/2013 | 2013/1655 | ESMA reply to Commission letter on the reporting of exchange traded derivatives under EMIR | Post Trading | Letter | PDF 42.73 KB |
||||
| 10/01/2014 | 2013/1932 | Deadlines for the submission of draft technical standards | Prospectus, Corporate Disclosure | Letter | PDF 51.91 KB |
||||
| 24/01/2014 | 2014/1964 | Letter to Jonathan Faull (EC) regarding Technical Advice | Post Trading | Letter | PDF 180.54 KB |
Letter regarding Technical advice on possible delegated acts concerning procedural rules to impose fines and periodic penalty payments to Trade Repositories (TRs) |
|||
| 30/01/2014 | 2014/83 | Letter to Jonathan Faull (EC) regarding Technical Advice (Japan) | Post Trading | Letter | PDF 49.66 KB |