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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|03/01/2022||ESMA35-43-2938||Final report- Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements||Guidelines and Technical standards, MiFID - Investor Protection||Final Report||PDF
|17/12/2020||ESMA74-362-824||Final Report_on_the_ts_on_reporting_data_quality_data_access_and_registration_of_trs_under_emir_refit||Board of Supervisors, Post Trading||Final Report||PDF
|05/06/2020||ESMA35-36-1946||Final Report Guidelines on certain aspects of the MiFID II compliance function requirements||Guidelines and Technical standards, MiFID - Investor Protection||Final Report||PDF
|03/04/2020||ESMA34-39-968||Final report- Guidelines on performance fees in UCITS and certain types of AIFs||Fund Management, Guidelines and Technical standards||Final Report||PDF
|28/09/2017||ESMA70-154-266||Guidelines on the management body of market operators and data reporting service providers||Guidelines and Technical standards, MiFID - Secondary Markets||Final Report||PDF
|24/08/2017||ESMA70-151-552||Guidelines on transfer of data between Trade Repositories||Guidelines and Technical standards, Post Trading||Final Report||PDF
|10/10/2016||2016/1451||Final Report- Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II||Guidelines and Technical standards, MiFID - Secondary Markets||Final Report||PDF
|30/09/2016||2016/1412||Final Report on MAR Guidelines on commodity derivatives||Guidelines and Technical standards, Market Abuse, Market Integrity||Final Report||PDF
Article 7(5) of MAR provides that the European Securities and Markets Authority (ESMA) shall issue guidelines to establish a non-exhaustive indicative list of information which is reasonably expected or is required to be disclosed in accordance with legal or regulatory provisions in Union or national law, market rules, contract, practice or custom, on the relevant commodity derivatives markets or spot markets as referred to in Article 7(1)(b) of MAR. This final report follows the Consultation Paper (CP) issued on March 2016.
Section 2 contains information on the background and mandate, while Section 3 sets out ESMA’s feedback to the CP responses in relation to the scope of the guidelines, the financial instruments and products covered by the examples of information relating directly and indirectly to commodity derivatives and information directly relating to a spot market contract. It also indicates whether and where ESMA has changed the guidelines following the consultation.
Annex I lists questions raised in the CP. Annex 2 provides the legislative mandate on the basis of which ESMA is issuing these guidelines. Annex 3 sets out ESMA’s view on the costs and benefits associated with these guidelines. Annex 4 contains the text of the guidelines.
The guidelines in Annex 4 will be translated into the official languages of the European Union and published on the ESMA’s website. Within 2 months of the issuance of the translations, each national competent authority will have to confirm whether it complies or intends to comply with those guidelines. In the event that a national competent authority does not comply or does not intend to comply, it will have to inform ESMA, stating its reasons. ESMA will publish the fact that a national competent authority does not comply or does not intend to comply with those guidelines.
|26/05/2016||2016/725||Draft RTS on indirect clearing arrangements under EMIR and MiFIR||Guidelines and Technical standards, Post Trading, MiFID - Secondary Markets||Final Report||PDF
|06/07/2012||2012/387||Final report Guidelines on certain aspects of the MiFID suitability requirements||Guidelines and Technical standards, MiFID - Investor Protection||Final Report||PDF
|21/12/2010||10-1210||Feedback statement- CESR Technical Advice to the European Commission in the Context of the MiFID Review-Standardisation and Organised Platform Trading of OTC Derivatives||CESR Archive||Final Report||PDF
|10/12/2010||10-1301||CESR’s supplementary report related to developments of certain third country GAAPs with regard to their equivalence under Transparency Directive and Prospectus Regulation||CESR Archive||Final Report||PDF
|06/12/2010||10-1424||CESR Annual report according to article 21 of Regulation (EC) 1060/2009 on Credit Rating Agencies||CESR Archive||Final Report||PDF
|29/11/2010||10-123||Executive summary of the Report Prospectus Directive Selective Mapping||CESR Archive||Final Report||PDF
|03/11/2010||09-1218||21st meeting of the Market Participants Consultative Panel||CESR Archive||Final Report||PDF
|03/11/2010||10-1159||23rd meeting of the Market Participants Consultative Panel||CESR Archive||Final Report||PDF
|27/10/2010||10-1264 Q&A 1||Clarifications and responses to questions concerning the Appel d'offre n 10-1264- part 1||CESR Archive||CLOSED Procedure||PDF
|27/10/2010||10-1264 Q&A 2||Clarifications and responses to questions concerning the Appel d'offre n 10-1264- part 2||CESR Archive||CLOSED Procedure||PDF
|25/10/2010||10-1151||9th Extract from EECS’s Database of Enforcement Decisions||CESR Archive||Final Report||PDF
|13/10/2010||MiFID Review Compiled Version 2nd set||CESR second set of Technical Advice to the European Commission in the Context of the MiFID Review and Responses to the European Commission Request for Additional Information||CESR Archive||Final Report||PDF