ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
62
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Prospectus filter Prospectus
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Short Selling filter Short Selling
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- CESR Archive (293) Apply CESR Archive filter
- Post Trading (71) Apply Post Trading filter
- Fund Management (46) Apply Fund Management filter
- Credit Rating Agencies (39) Apply Credit Rating Agencies filter
- MiFID - Investor Protection (34) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (33) Apply MiFID - Secondary Markets filter
- CCP Directorate (22) Apply CCP Directorate filter
- Corporate Disclosure (21) Apply Corporate Disclosure filter
- Market Abuse (14) Apply Market Abuse filter
- Benchmarks (10) Apply Benchmarks filter
- Securitisation (9) Apply Securitisation filter
- Trading (9) Apply Trading filter
- Innovation and Products (7) Apply Innovation and Products filter
- Supervisory convergence (6) Apply Supervisory convergence filter
- Transparency (6) Apply Transparency filter
- Market data (4) Apply Market data filter
- Securities Financing Transactions (4) Apply Securities Financing Transactions filter
- Trade Repositories (4) Apply Trade Repositories filter
- Corporate Governance (3) Apply Corporate Governance filter
- IFRS Supervisory Convergence (3) Apply IFRS Supervisory Convergence filter
- Corporate Finance (2) Apply Corporate Finance filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Sustainable finance (2) Apply Sustainable finance filter
- COVID-19 (1) Apply COVID-19 filter
- Crowdfunding (1) Apply Crowdfunding filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
Type of document
- (-) Remove Consultation Paper filter Consultation Paper
- (-) Remove Technical Advice filter Technical Advice
- (-) Remove CESR Document filter CESR Document
- Guidelines & Recommendations (569) Apply Guidelines & Recommendations filter
- Reference (195) Apply Reference filter
- Speech (165) Apply Speech filter
- Summary of Conclusions (99) Apply Summary of Conclusions filter
- Press Release (76) Apply Press Release filter
- Final Report (71) Apply Final Report filter
- Opinion (53) Apply Opinion filter
- Statement (50) Apply Statement filter
- Compliance table (47) Apply Compliance table filter
- Letter (35) Apply Letter filter
- Report (35) Apply Report filter
- Decision (31) Apply Decision filter
- Q&A (12) Apply Q&A filter
- Annual Report (10) Apply Annual Report filter
- SMSG Advice (4) Apply SMSG Advice filter
- Technical Standards (4) Apply Technical Standards filter
- Investor Warning (2) Apply Investor Warning filter
Your filters
Speeches X Board of Supervisors X Careers X Guidelines and Technical standards X Prospectus X Short Selling X Joint Committee X Market Integrity X Technical Advice X CESR Document X Consultation Paper X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 21/10/2021 | JC 2021 61 | Call for evidence on the European Commission mandate regarding the PRIIPs Regulation | Fund Management, Joint Committee | Consultation Paper | PDF 844.1 KB |
||||
| 24/09/2021 | ESMA70-156-3914 | Consultation Paper on the review of certain aspects of the Short Selling Regulation | Short Selling | Consultation Paper | PDF 1.19 MB |
||||
| 25/08/2021 | Joint Committee | JC 2014 Joint Committee Consultation Paper on guidelines for cross-selling practices | Joint Committee | Consultation Paper | PDF 366.32 KB |
||||
| 23/04/2020 | JC 2020 16 | Joint ESA consultation on ESG disclosures | Joint Committee, Sustainable finance | Consultation Paper | PDF 911.13 KB |
||||
| 02/04/2020 | ESMA70-151-2823 | ESMA Report to the European Commission on Central Clearing Obligations for PSA- No 1 | Joint Committee, Post Trading, Supervisory convergence | Consultation Paper | PDF 309.21 KB |
||||
| 16/10/2019 | JC-2019-63 | Consultation Paper on amendments to PRIIPs KID | Fund Management, Joint Committee | Consultation Paper | PDF 2.42 MB |
||||
| 12/07/2019 | ESMA31-62-1239 | Consultation Paper on Guidelines on prospectus disclosure | Prospectus | Consultation Paper | PDF 617.89 KB |
||||
| 27/05/2019 | ESMA70-145-1145 | Consultation paper on Guidelines on periodic information and notification of material changes to be submitted to ESMA by Trades Repositories | Market Integrity, Post Trading | Consultation Paper | PDF 545.53 KB |
||||
| 10/04/2019 | JC 2019 26 | Joint ESA advice on the need for legislative improvements relating to ICT risk management requirements | Innovation and Products, Joint Committee | Technical Advice | PDF 1.34 MB |
||||
| 10/04/2019 | JC 2019 25 | Joint ESA advice on the costs and benefits of developing a coherent cyber resilience testing framework for significant market participants and infrastructures | Innovation and Products, Joint Committee | Technical Advice | PDF 785.49 KB |
||||
| 15/12/2017 | ESMA31-62-802 | Consultation Paper on draft RTS under the new Prospectus Regulation | Prospectus | Consultation Paper | PDF 1.45 MB |
||||
| 29/09/2017 | 70-145-105 | Draft Guidelines on non-significant benchmarks | Benchmarks, Guidelines and Technical standards | Consultation Paper | PDF 557.29 KB |
||||
| 07/07/2017 | ESMA70-145-127 | Consultation paper on the evaluation of the short-selling regulation | Market Integrity, Short Selling | Consultation Paper | PDF 1.46 MB |
||||
| 06/07/2017 | ESMA31-62-532 | Draft technical advice on format and content of the prospectus | Prospectus | Consultation Paper | PDF 2.81 MB |
||||
| 06/07/2017 | ESMA31-62-649 | Draft technical advice on content and format of the EU Growth prospectus | Prospectus | Consultation Paper | PDF 1.38 MB |
||||
| 06/07/2017 | ESMA31-62-650 | Draft technical advice on scrutiny and approval of the prospectus | Prospectus | Consultation Paper | PDF 1.09 MB |
||||
| 19/12/2016 | JC/2016/86 | Joint Committee Discussion Paper on the Use of Big Data by Financial Institutions | Joint Committee | Consultation Paper | PDF 538.4 KB |
||||
| 28/10/2016 | 2016/1529 | Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders | Guidelines and Technical standards, MiFID - Investor Protection | Consultation Paper | PDF 1.13 MB |
||||
| 31/05/2016 | 2016/732 | Guidelines on participant default rules and procedures under CSDR | Guidelines and Technical standards, Post Trading | Consultation Paper | PDF 450.56 KB |
The European Securities and Markets Authority (ESMA) under Article 41(4) of Regulation (EU) No 909/2014 of the European Parliament and of the Council on improving securities settlement in the European Union and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and Regulation No 236/2012 (CSDR) may issue guidelines in accordance with Article 16 of Regulation (EU) No 1095/2010 in order to ensure consistent application of Article 41 of CSDR relating to participant default rules and procedures. Contents Section 2 contains information on the background and mandate, Section 3 contains an analysis of the scope and content of the proposed guidelines, while Section 4 contains the proposed guidelines. Annex I sets out a summary of the questions contained in this paper and Annex II includes a high level cost-benefit analysis for the guidelines. Next Steps ESMA will consider the feedback it will receive to this consultation with a view to finalising the guidelines by Q4 2016. |
|||
| 27/05/2016 | 2016/723 | Consultation Paper on ESMA technical advice on Benchmarks Regulation | Market Integrity, Benchmarks | Consultation Paper | PDF 905.26 KB |