ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
38
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove Short Selling filter Short Selling
- Corporate Disclosure (176) Apply Corporate Disclosure filter
- CESR Archive (85) Apply CESR Archive filter
- IAS Regulation (77) Apply IAS Regulation filter
- Post Trading (44) Apply Post Trading filter
- Guidelines and Technical standards (42) Apply Guidelines and Technical standards filter
- IFRS Supervisory Convergence (34) Apply IFRS Supervisory Convergence filter
- Fund Management (33) Apply Fund Management filter
- Joint Committee (25) Apply Joint Committee filter
- MiFID - Investor Protection (21) Apply MiFID - Investor Protection filter
- Audit (15) Apply Audit filter
- Securities and Markets Stakeholder Group (11) Apply Securities and Markets Stakeholder Group filter
- Sustainable finance (11) Apply Sustainable finance filter
- Corporate Information (9) Apply Corporate Information filter
- Prospectus (9) Apply Prospectus filter
- Transparency (8) Apply Transparency filter
- Market Abuse (7) Apply Market Abuse filter
- Innovation and Products (5) Apply Innovation and Products filter
- Market Integrity (5) Apply Market Integrity filter
- Credit Rating Agencies (3) Apply Credit Rating Agencies filter
- Securitisation (3) Apply Securitisation filter
- Supervisory convergence (3) Apply Supervisory convergence filter
- Board of Supervisors (2) Apply Board of Supervisors filter
- CCP Directorate (2) Apply CCP Directorate filter
- COVID-19 (2) Apply COVID-19 filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Corporate Governance (1) Apply Corporate Governance filter
- International cooperation (1) Apply International cooperation filter
- Management Board (1) Apply Management Board filter
- Trade Repositories (1) Apply Trade Repositories filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Letter filter Letter
- (-) Remove Compliance table filter Compliance table
- Speech (167) Apply Speech filter
- Reference (132) Apply Reference filter
- Opinion (121) Apply Opinion filter
- Press Release (49) Apply Press Release filter
- Consultation Paper (46) Apply Consultation Paper filter
- Statement (39) Apply Statement filter
- Guidelines & Recommendations (36) Apply Guidelines & Recommendations filter
- Final Report (32) Apply Final Report filter
- Report (15) Apply Report filter
- Q&A (11) Apply Q&A filter
- Decision (10) Apply Decision filter
- Technical Standards (8) Apply Technical Standards filter
- Annual Report (6) Apply Annual Report filter
- Technical Advice (4) Apply Technical Advice filter
- Vacancy (2) Apply Vacancy filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
Speeches X Benchmarks X Short Selling X Corporate Finance X MiFID - Secondary Markets X Compliance table X Letter X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 20/01/2011 | 2011/16 | Letter to the SEC- Rulemakings on Registration of non-resident Swap Data Repositories | MiFID - Secondary Markets | Letter | PDF 30.66 KB |
||||
| 20/01/2011 | 2011/4 | Letter to the CFTC- Rulemakings on Registration of foreign Swap Data Repositories and Foreign Boards of Trade | MiFID - Secondary Markets | Letter | PDF 34.38 KB |
||||
| 28/01/2014 | 2013/1941 | Letter to Jonathan Faull (EC) regarding draft technical standards | MiFID - Investor Protection, MiFID - Secondary Markets | Letter | PDF 44.25 KB |
||||
| 05/03/2013 | 2013/SMSG/03 | SMSG Advice on Benchmarks/Indices | Securities and Markets Stakeholder Group, Benchmarks | Letter | PDF 253.23 KB |
||||
| 14/08/2015 | 2015/1261 | Guidelines compliance table- Guidelines on the application of definitions C6 and C7 under MiFID I | MiFID - Secondary Markets | Compliance table | |||||
| 05/10/2015 | 2015/1498 | Letter to European Commission re RTS on indirect clearing under EMIR and under MiFIR | MiFID - Secondary Markets, Post Trading | Letter | PDF 92.96 KB |
||||
| 29/01/2016 | 2016/163 | Opinion on CRR ITS final | MiFID - Secondary Markets | Letter | PDF 105.66 KB |
||||
| 29/01/2016 | 2016/164 | Letter J Hill- Opinion on Draft ITS CRR | MiFID - Secondary Markets | Letter | PDF 23.86 KB |
||||
| 21/03/2016 | 2016/402 | Letter EU Comm Guersent- position limits | MiFID - Secondary Markets | Letter | PDF 96.65 KB |
||||
| 21/03/2016 | 2016/403 | Letter EU Comm Guersent- Ancillary Activity | MiFID - Secondary Markets | Letter | PDF 96.03 KB |
||||
| 21/03/2016 | 2016/404 | Letter EU Comm Guersent- Non-equity transparency | MiFID - Secondary Markets | Letter | PDF 125.94 KB |
||||
| 02/05/2016 | 2016/672 | Letter Commission- Opinions RTS 2 and RTS 21 | MiFID - Secondary Markets | Letter | PDF 24.06 KB |
||||
| 16/12/2020 | ESA 2020 28 | ESAs Letter to IFRS Foundation consultation sustainability reporting | Corporate Finance | Letter | PDF 155.56 KB |
||||
| 30/06/2022 | ESMA22-106-4013 | Letter from ESMA Chair to EC- Prioritisation of 2022 ESMA deliverables | Corporate Information, Market Abuse, Market Integrity, MiFID - Secondary Markets, Post Trading, Trading | Letter | PDF 136.79 KB |
||||
| 31/01/2020 | ESMA31-59-1451 | Letter to EC concerning ESMA's techical advice on general equivalence criteria for prospectuses | Corporate Finance | Letter | PDF 117.07 KB |
||||
| 13/07/2018 | ESMA31-59-995 | ESMA letter to EC on PR Level 1 | Corporate Finance | Letter | PDF 213.67 KB |
||||
| 16/02/2021 | ESMA32-339-151 | Letter IFRS IC TLTRO III | Corporate Finance | Letter | PDF 436.9 KB |
||||
| 16/07/2018 | ESMA33-128-504 | Letter to DG FISMA on STS Notification and Verificaion | Corporate Finance | Letter | PDF 217.43 KB |
||||
| 21/03/2019 | ESMA70-145-1345 | Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 112.12 KB |
||||
| 10/04/2018 | ESMA70-154-5851 | Letter to Commission VB Dombrovskis on MiFID II ancillary activity | MiFID - Secondary Markets | Letter | PDF 47.07 KB |