ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 01/12/2015 | JC/2015/079 | 2015 list of identified Financial Conglomerates | Joint Committee, MiFID - Investor Protection | Reference | PDF 146.29 KB |
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| 10/10/2014 | JC/2014/74 | 2015 Work Programme of the Joint Committee of the European Supervisory Authorities | Joint Committee | Reference | PDF 241.51 KB |
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| 11/02/2016 | 2016/203 | 2016 Supervisory Convergence Work Programme | Corporate Information, Supervisory convergence | Reference | PDF 340.61 KB |
The European Securities and Markets Authority’s (ESMA) Supervisory Convergence Work Programme for 2016 (2016 SCWP) supplements ESMA’s Annual Work Programme for 2016 (ESMA/2015/1475) by further elaborating the nature and focus of the work ESMA will carry out in order to promote supervisory convergence and how that will contribute to implementing ESMA’s Strategic Orientation for 2016-2020 (ESMA/2015/935). The 2016 SCWP provides an overview and explanation of the steps ESMA will take in 2016 to promote sound, efficient and consistent supervision in the EU. It sets out priority areas and how they have been identified and sets them in the context of the wider work programme and environment. Implementation of the 2016 SCWP will be monitored in the course of 2016 and depending on developments during the year, priorities might be re-adjusted. It will also be used to inform ESMA’s Annual Report and its supervisory convergence work programme for future years which will be risk-based. |
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| 05/10/2015 | JC/2015/055 | 2016 Work Programme of the Joint Committee of the European Supervisory Authorities | Joint Committee | Reference | PDF 249.68 KB |
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| 05/10/2015 | JC/2015/055 | 2016 Work Programme of the Joint Committee of the European Supervisory Authorities | Joint Committee | Reference | PDF 249.68 KB |
The Joint Committee of the European Supervisory Authorities in 2016 will continue to prioritise consumer protection – in particular the work on Packaged Retail and Insurance-based Investment Products (PRIIPs), and cross-sectoral risk analysis. Moreover, it will proceed with the joint regulatory work already underway in areas such as anti-money laundering, financial conglomerates and securitisation while being prepared to address any new developments in the European regulatory field if necessary. | |||
| 09/02/2017 | ESMA42-397158525-448 | 2017 Supervisory Convergence Work Programme | Supervisory convergence | Reference | PDF 540.81 KB |
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| 25/08/2021 | Joint Committee | 2021 Work Programme of the Joint Committee of the European Supervisory Authorities | Joint Committee | Reference | PDF 166.23 KB |
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| 01/10/2021 | JC 2021 34 | 2022 Work Programme of the Joint Committee of the European Supervisory Authorities | Joint Committee | Reference | PDF 648.99 KB |
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| 23/05/2008 | 08-003 Finnish | A Consumer's guide to MiFID- Investing in Financial products- Finnish translation | Warnings and publications for investors | Reference | PDF 1 MB |
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| 01/09/2008 | 08-003 Icelandic | A Consumer's guide to MiFID- Investing in Financial products- Icelandic translation | Warnings and publications for investors | Reference | PDF 554.96 KB |
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| 26/08/2008 | 08-003 German | A Consumer's guide to MiIFD- Investing in Financial products- German translation | Warnings and publications for investors | Reference | PDF 380.1 KB |
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| 30/09/2008 | 08-003 Lithuanian | A Consumer's guide to MiIFD- Investing in Financial products- Lithuanian translation | Warnings and publications for investors | Reference | PDF 3.22 MB |
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| 31/07/2008 | 08-003 Maltese | A Consumer's guide to MiIFD- Investing in Financial products- Maltese translation | Warnings and publications for investors | Reference | PDF 1.24 MB |
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| 07/03/2008 | 08-003 | A Consumers' Guide to MiFID- Investing in Financial Products | Warnings and publications for investors | Reference | PDF 563.13 KB |
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| 07/03/2008 | 08-003 Dutch | A Consumers' Guide to MiFID- Investing in Financial Products- Dutch translation | Warnings and publications for investors | Reference | PDF 245.93 KB |
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| 07/03/2008 | 08-003 French | A Consumers' Guide to MiFID- Investing in Financial Products- French translation | Warnings and publications for investors | Reference | PDF 240.21 KB |
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| 07/03/2008 | 08-003 HU | A Consumers' Guide to MiFID- Investing in Financial Products- Hungarian translation | Warnings and publications for investors | Reference | PDF 281.74 KB |
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| 07/03/2008 | 08-003 ES | A Consumers' Guide to MiFID- Investing in Financial Products- Spanish Translation | Warnings and publications for investors | Reference | PDF 2.35 MB |
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| 07/06/2022 | SSR sanctions | Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) | Short Selling | Reference | PDF 372.64 KB |
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| 18/01/2021 | JC 2020 85 | Annex to draft ITS on IGT and RC reporting templates for conglomerates | Joint Committee | Reference | PDF 1.23 MB |