ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 15/06/2005 | 05-415 annex | Visit of US Treasury Secretary John Snow to CESR- photograph | CESR Archive | Press Release | PDF 1.87 MB |
From left to right: US Treasure Secretary John Snow, CESR Chairman Arthur Docters van Leeuwen, CESR Vice-Chairman Kaarlo J | |||
| 03/05/2004 | 04-207 | Summary of the responsibilities of the new authorities joining CESR. Annex to Press Release ref:CESR/04-203 | CESR Archive | Press Release | PDF 120.94 KB |
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| 03/11/2009 | 09-559 | Questions and Answers- MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements | CESR Archive | Q&A | PDF 405.18 KB |
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| 06/05/2010 | 10-591 | Questions and answers on MiFID: Common positions agreed by CESR Members in the area of the Secondary Markets Standing Committee | CESR Archive | Q&A | PDF 130.84 KB |
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| 19/04/2010 | 10-293 | Question and Answers- Understanding the definition of advice under MiFID | CESR Archive | Q&A | PDF 335.78 KB |
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| 09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
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| 19/07/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 405.28 KB |
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| 03/11/2020 | ESMA71-99-1423 | QA Fast Track Peer Review- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Q&A | PDF 248.14 KB |
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| 04/08/2022 | ESMA70-156-4448 | Q&As- Central Securities Depositories Regulation | Post Trading, Supervisory convergence | Q&A | PDF 561.38 KB |
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| 19/11/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1023.15 KB |
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| 23/06/2022 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 568.37 KB |
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| 20/07/2022 | ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | PDF 707.65 KB |
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| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
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| 19/07/2022 | ESMA70-1861941480-56 | Q&A on MiFIR data reporting | MiFID - Secondary Markets, Supervisory convergence | Q&A | PDF 1.12 MB |
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| 29/05/2007 | 07-320 | Q&A on Best Execution | CESR Archive | Q&A | PDF 578.51 KB |
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| 09/03/2006 | 06-107 | Public statement- Update on CESR’s dialogue with Credit Rating Agencies to review how the IOSCO code of conduct is being implemented | CESR Archive | Press Release | PDF 525.34 KB |
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| 06/07/2006 | 06-220 | Public statement- Update on CESR’s dialogue with Credit Rating Agencies to review how the IOSCO code of conduct is being implemented | CESR Archive | Press Release | PDF 3.79 MB |
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| 24/08/2007 | 07-564 | Public statement- Publication of the responses received to CESR’s questionnaire regarding the rating of structured finance instruments and extension of the deadline | CESR Archive | Press Release | PDF 72.76 KB |
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| 15/05/2007 | 07-304 | Public statement- Progress Report on CESR’s dialogue with CRAs to review how the IOSCO code of conduct is being implemented | CESR Archive | Press Release | PDF 465.25 KB |
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| 26/10/2007 | 07-627b | Public Statement- New arrangements for the reporting of derivatives trades in accordance with MiFID | CESR Archive | Press Release | PDF 260.49 KB |