ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 15/02/2005 | US Equivalence | USA reponse to questionnaire on GAAP Equivalence | CESR Archive | Final Report | PDF 838.27 KB |
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| 22/03/2005 | US Enforcement | USA response to CESR survey on Enforcement Mechanisms | CESR Archive | Final Report | PDF 3.83 MB |
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| 13/10/2010 | MiFID Review Compiled Version 2nd set | CESR second set of Technical Advice to the European Commission in the Context of the MiFID Review and Responses to the European Commission Request for Additional Information | CESR Archive | Final Report | PDF 705.33 KB |
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| 29/07/2010 | MiFID Review Compiled Version | CESR Technical Advice to the European Commission in the Context of the MiFID Review and Responses to the European Commission Request for Additional Information | CESR Archive | Final Report | PDF 1.13 MB |
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| 29/10/2020 | ESMA70-156-3581 | Final Report on SME GMs RTS-ITS under MAR | Market Abuse, Market Integrity | Final Report | PDF 691.32 KB |
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| 24/09/2020 | ESMA70-156-2391 | Final Report- MAR Review | Market Abuse, Market Integrity | Final Report | PDF 1.94 MB |
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| 23/09/2020 | ESMA70-155-10272 | Final Report on Cum Ex and other multiple withholding tax reclaim schemes | Market Abuse, Market Integrity, Trading | Final Report | PDF 906.57 KB |
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| 06/02/2018 | ESMA70-145-398 | Final report on draft ITS on forms and procedures for cooperation under Article 24 and 25 MAR | Market Integrity | Final Report | PDF 940.38 KB |
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| 06/08/2021 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 475.69 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
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| 01/06/2017 | ESMA7--145-100 | Final report on MAR ITS on cooperation between competent authorities | Market Abuse, Market Integrity | Final Report | PDF 926.19 KB |
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| 04/02/2020 | ESMA32-67-613 | Report on amendments to ESMA Guidelines on enforcement of financial information | Transparency | Final Report | PDF 272.06 KB |
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| 01/04/2022 | ESMA32-51-370 | Q&A on ESMA Guidelines on Alternative Performance Measures | Corporate Disclosure, Corporate Information | Q&A | PDF 987.02 KB |
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| 09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
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| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
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| 15/10/2018 | ESMA31-62-1114 | 2017 Report on EEA prospectus activity | Corporate Finance | Final Report | PDF 385.45 KB |
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| 23/02/2002 | EPResolution A5-0011/2002 | Report on the implementation of financial services legislation | CESR Archive | Final Report | PDF 52.6 KB |
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| 25/09/2000 | Compilation-offering | Status of implementation of the standards for participants in an offering | CESR Archive | Final Report | PDF 569.8 KB |
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| 15/10/2009 | AMLTF 09 | 3L3 Compendium Paper on the supervisory implementation practices across EU Member States of the Third Money Laundering Directive [2005/60/EC] | CESR Archive | Final Report | PDF 625.7 KB |
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| 10/05/2000 | 99-098e | FESCO Proposes the creation of a European passport for issuers | CESR Archive | Final Report | PDF 290.32 KB |
In order to facilitate European Companies to make EU-wide based offers or listing in Europe, FESCO proposes to create a passport for European issuers. The paper proposes a cross-border use of the Shelf Registration system in the EU and explores other possibilities to facilitate the mutual recognition of prospectuses |
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| 21/03/2007 | 3L3 IIMG | Response of the Lamfalussy committees to the second interim IIMG report | CESR Archive | Final Report | PDF 41.25 KB |