ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
47
REFINE YOUR SEARCH
Sections
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Speeches filter Speeches
- Post Trading (110) Apply Post Trading filter
- CESR Archive (94) Apply CESR Archive filter
- MiFID - Secondary Markets (86) Apply MiFID - Secondary Markets filter
- Corporate Information (82) Apply Corporate Information filter
- Fund Management (59) Apply Fund Management filter
- Board of Supervisors (58) Apply Board of Supervisors filter
- Credit Rating Agencies (45) Apply Credit Rating Agencies filter
- Securities and Markets Stakeholder Group (45) Apply Securities and Markets Stakeholder Group filter
- Management Board (43) Apply Management Board filter
- Planning reporting budget (42) Apply Planning reporting budget filter
- Corporate Disclosure (40) Apply Corporate Disclosure filter
- International cooperation (40) Apply International cooperation filter
- Warnings and publications for investors (38) Apply Warnings and publications for investors filter
- Risk Analysis & Economics - Markets Infrastructure Investors (37) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- MiFID - Investor Protection (36) Apply MiFID - Investor Protection filter
- Joint Committee (34) Apply Joint Committee filter
- Securitisation (30) Apply Securitisation filter
- Innovation and Products (23) Apply Innovation and Products filter
- European Single Electronic Format (20) Apply European Single Electronic Format filter
- Market Abuse (18) Apply Market Abuse filter
- Corporate Finance (16) Apply Corporate Finance filter
- Procurement (15) Apply Procurement filter
- Prospectus (15) Apply Prospectus filter
- Trading (15) Apply Trading filter
- Benchmarks (13) Apply Benchmarks filter
- Short Selling (13) Apply Short Selling filter
- Careers (12) Apply Careers filter
- Transparency (12) Apply Transparency filter
- Guidelines and Technical standards (11) Apply Guidelines and Technical standards filter
- IFRS Supervisory Convergence (11) Apply IFRS Supervisory Convergence filter
- Trade Repositories (11) Apply Trade Repositories filter
- Sustainable finance (9) Apply Sustainable finance filter
- CCP Directorate (7) Apply CCP Directorate filter
- Securities Financing Transactions (7) Apply Securities Financing Transactions filter
- Brexit (6) Apply Brexit filter
- ITMG (4) Apply ITMG filter
- Press Releases (4) Apply Press Releases filter
- Board of Appeal (3) Apply Board of Appeal filter
- Corporate Governance (3) Apply Corporate Governance filter
- Crowdfunding (2) Apply Crowdfunding filter
- IAS Regulation (2) Apply IAS Regulation filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Audit (1) Apply Audit filter
- COVID-19 (1) Apply COVID-19 filter
- Vacancies (1) Apply Vacancies filter
Type of document
- (-) Remove Reference filter Reference
- (-) Remove Q&A filter Q&A
- (-) Remove Technical Advice filter Technical Advice
- Speech (144) Apply Speech filter
- Opinion (33) Apply Opinion filter
- Press Release (31) Apply Press Release filter
- Final Report (26) Apply Final Report filter
- Report (21) Apply Report filter
- Statement (19) Apply Statement filter
- Consultation Paper (13) Apply Consultation Paper filter
- Decision (7) Apply Decision filter
- Guidelines & Recommendations (4) Apply Guidelines & Recommendations filter
- Letter (4) Apply Letter filter
- Compliance table (3) Apply Compliance table filter
- Annual Report (1) Apply Annual Report filter
Your filters Reset all filters
| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 11/02/2016 | 2016/203 | 2016 Supervisory Convergence Work Programme | Corporate Information, Supervisory convergence | Reference | PDF 340.61 KB |
The European Securities and Markets Authority’s (ESMA) Supervisory Convergence Work Programme for 2016 (2016 SCWP) supplements ESMA’s Annual Work Programme for 2016 (ESMA/2015/1475) by further elaborating the nature and focus of the work ESMA will carry out in order to promote supervisory convergence and how that will contribute to implementing ESMA’s Strategic Orientation for 2016-2020 (ESMA/2015/935). The 2016 SCWP provides an overview and explanation of the steps ESMA will take in 2016 to promote sound, efficient and consistent supervision in the EU. It sets out priority areas and how they have been identified and sets them in the context of the wider work programme and environment. Implementation of the 2016 SCWP will be monitored in the course of 2016 and depending on developments during the year, priorities might be re-adjusted. It will also be used to inform ESMA’s Annual Report and its supervisory convergence work programme for future years which will be risk-based. |
|||
| 09/02/2017 | ESMA42-397158525-448 | 2017 Supervisory Convergence Work Programme | Supervisory convergence | Reference | PDF 540.81 KB |
||||
| 23/09/2016 | 2016/1392 | Annex to ECON Hearing Statement by Steven Maijoor, ESMA Chair | Speeches | Reference | PDF 438.02 KB |
The Annex contains key facts and figures about ESMA's activity over the last 12 months. |
|||
| 12/10/2020 | ESMA22-105-1230 | Annex to Opening Statement for ECON Hearing 12 October 2020 | Board of Supervisors, Brexit, Corporate Information, COVID-19, Speeches | Reference | PDF 350.51 KB |
||||
| 14/09/2015 | 2015/1381 | Annex to the Statement by Steven Maijoor ESAs Joint Committee- ECON Hearing 14 September 2015 | Speeches, Joint Committee | Reference | PDF 253.1 KB |
||||
| 06/08/2019 | ESMA74-361-75 | Call for interest DAG members | Market Integrity, Trading | Reference | PDF 167.88 KB |
||||
| 02/04/2020 | ESMA 70-152-3050 | CCSPSA consultation_Response Form | Joint Committee, Post Trading, Supervisory convergence | Reference | DOCX 774.63 KB |
||||
| 20/12/2019 | ESMA71-100-1792 | CRAs and TRs Follow Up Fees Factsheet | Credit Rating Agencies, Supervisory convergence, Trade Repositories | Reference | PDF 122.09 KB |
||||
| 27/05/2019 | ESMA70-145-1395 | DATA_templates TRs | Market Integrity, Post Trading | Reference | XLS 92.5 KB |
||||
| 06/08/2019 | ESMA74-361-85 | DSC DAG application form | Market Integrity | Reference | DOCX 38.58 KB |
||||
| 06/12/2017 | ESMA71-99-669 | ESMA MIFID and MAR Data Systems | Market Abuse, Market Integrity, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Reference | PDF 208.06 KB |
||||
| 05/06/2020 | ESMA42-111-4966 | ESMA Peer Review Methodology | Supervisory convergence | Reference | PDF 291.81 KB |
This document replaces the previous version of the Peer Review Methodology |
|||
| 05/02/2021 | ESMA71-102-173 | ESMA Q&As- list of questions currently under development | Supervisory convergence | Reference | XLSX 116.38 KB |
||||
| 22/06/2018 | ESMA 70-145-466 | ESMA response to the consultation document ‘Fitness check on supervisory reporting | Market Integrity | Reference | PDF 953.77 KB |
||||
| 06/02/2019 | ESMA42-114-647 | ESMA's Supervisory Convergence Work Programme 2019 | Board of Supervisors, Supervisory convergence | Reference | PDF 334.85 KB |
||||
| 20/04/2012 | 2012/236 | ESMA's Technical Advice on possible delegated acts of the short-selling and certain aspects of CDS | Short Selling, Market Integrity | Technical Advice | PDF 509.39 KB |
||||
| 27/05/2019 | ESMA70-145-1396 | GOV_BUS_FIN_FEE_templates | Market Integrity, Post Trading | Reference | XLS 123 KB |
||||
| 27/05/2019 | ESMA70-145-1398 | IT_templates | Market Integrity, Post Trading | Reference | XLS 166.5 KB |
||||
| 05/01/2017 | ESMA70-151-3061 | Methodology for Mandatory Peer Reviews in relation to CCPs’ authorisation and supervision under EMIR | Post Trading, Supervisory convergence | Reference | PDF 783.96 KB |
||||
| 11/02/2019 | ESMA35-43-1493 | MiFID II supervisory briefing on the use of third-country branches by EU firms | Brexit, MiFID - Investor Protection, Supervisory convergence | Reference | PDF 469.29 KB |