ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
26
REFINE YOUR SEARCH
Sections
- (-) Remove CESR Archive filter CESR Archive
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Market Integrity filter Market Integrity
- Procurement (62) Apply Procurement filter
- Post Trading (23) Apply Post Trading filter
- Fund Management (12) Apply Fund Management filter
- Credit Rating Agencies (11) Apply Credit Rating Agencies filter
- MiFID - Secondary Markets (8) Apply MiFID - Secondary Markets filter
- Corporate Disclosure (7) Apply Corporate Disclosure filter
- MiFID - Investor Protection (7) Apply MiFID - Investor Protection filter
- Prospectus (5) Apply Prospectus filter
- Short Selling (4) Apply Short Selling filter
- Innovation and Products (3) Apply Innovation and Products filter
- Joint Committee (3) Apply Joint Committee filter
- Market Abuse (3) Apply Market Abuse filter
- Brexit (2) Apply Brexit filter
- Corporate Finance (2) Apply Corporate Finance filter
- Corporate Information (2) Apply Corporate Information filter
- Securitisation (2) Apply Securitisation filter
- Trade Repositories (2) Apply Trade Repositories filter
- Benchmarks (1) Apply Benchmarks filter
- Corporate Governance (1) Apply Corporate Governance filter
- Crowdfunding (1) Apply Crowdfunding filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Q&A filter Q&A
- (-) Remove CLOSED Procedure filter CLOSED Procedure
- (-) Remove Technical Advice filter Technical Advice
- Final Report (305) Apply Final Report filter
- Press Release (280) Apply Press Release filter
- Consultation Paper (196) Apply Consultation Paper filter
- Speech (170) Apply Speech filter
- Reference (122) Apply Reference filter
- CESR Document (109) Apply CESR Document filter
- Letter (89) Apply Letter filter
- Opinion (33) Apply Opinion filter
- Statement (25) Apply Statement filter
- Report (21) Apply Report filter
- Annual Report (18) Apply Annual Report filter
- Decision (7) Apply Decision filter
- Guidelines & Recommendations (4) Apply Guidelines & Recommendations filter
- Compliance table (3) Apply Compliance table filter
Your filters
Speeches X Supervisory convergence X Market Integrity X CESR Archive X Q&A X Technical Advice X CLOSED Procedure X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 22/12/2020 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 651.6 KB |
||||
| 03/11/2020 | ESMA71-99-1423 | QA Fast Track Peer Review- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Q&A | PDF 248.14 KB |
||||
| 08/07/2020 | ESMA70-1861941480-56 | Q&A on MiFIR data reporting | MiFID - Secondary Markets, Supervisory convergence | Q&A | PDF 1.03 MB |
||||
| 01/04/2020 | ESMA70-156-2287 | Technical Advice to the European Commission on weekly position reports under MiFID II | MiFID - Secondary Markets, Supervisory convergence | Technical Advice | PDF 231.84 KB |
||||
| 17/02/2020 | ESMA70-708036281-2 | Questions and Answers on CSDR | Post Trading, Supervisory convergence | Q&A | PDF 575.59 KB |
||||
| 11/12/2019 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 500.44 KB |
||||
| 04/12/2019 | ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | PDF 500.53 KB |
||||
| 11/04/2019 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 29/03/2019 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 400.21 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 20/04/2012 | 2012/236 | ESMA's Technical Advice on possible delegated acts of the short-selling and certain aspects of CDS | Short Selling, Market Integrity | Technical Advice | PDF 509.39 KB |
||||
| 27/10/2010 | 10-1264 Q&A 1 | Clarifications and responses to questions concerning the Appel d'offre n 10-1264- part 1 | CESR Archive | CLOSED Procedure | PDF 57.19 KB |
||||
| 27/10/2010 | 10-1264 Q&A 2 | Clarifications and responses to questions concerning the Appel d'offre n 10-1264- part 2 | CESR Archive | CLOSED Procedure | PDF 54.6 KB |
||||
| 08/10/2010 | 10-1264a | Règlement de la consultation- PRESTATIONS DE MISSION DE MAITRISE D’OEUVRE POUR L’AGENCEMENT DES NOUVEAUX LOCAUX DU CESR | CESR Archive | CLOSED Procedure | PDF 443.87 KB |
||||
| 08/10/2010 | 10-1264b | CAHIER DES CLAUSES PARTICULIERES- PRESTATIONS DE MISSION DE MAITRISE D’OEUVRE POUR L’AGENCEMENT DES NOUVEAUX LOCAUX DU CESR | CESR Archive | CLOSED Procedure | PDF 438.62 KB |
||||
| 08/10/2010 | 10-1264c | ACTE D’ENGAGEMENT- PRESTATIONS DE MISSION DE MAITRISE D’OEUVRE POUR L’AGENCEMENT DES NOUVEAUX LOCAUX DU CESR A PARIS | CESR Archive | CLOSED Procedure | PDF 134.85 KB |
||||
| 01/10/2010 | 10-320 | Tender for the development, support and maintenance of the website of ESMA | CESR Archive | CLOSED Procedure | ZIP 4.27 MB |
||||
| 01/10/2010 | 10-1143 | Tender for the Creation of a Logo and Graphical elements for European Securities and Markets Authority | CESR Archive | CLOSED Procedure | PDF 208.11 KB |
||||
| 09/06/2010 | 10-333 | Technical Advice- The Equivalence between the Japanese Regulatory and Supervisory Framework and the EU Regulatory Regime for Credit Rating Agencies | CESR Archive, Credit Rating Agencies | Technical Advice | PDF 4.59 MB |
||||
| 04/06/2010 | 10-521 | FAQ regarding the EU regulation on Credit Rating Agencies: Common positions agreed by CESR Members | CESR Archive | Q&A | PDF 206.24 KB |