ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
34
REFINE YOUR SEARCH
Sections
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Speeches filter Speeches
- Post Trading (37) Apply Post Trading filter
- Guidelines and Technical standards (35) Apply Guidelines and Technical standards filter
- Corporate Disclosure (33) Apply Corporate Disclosure filter
- MiFID - Secondary Markets (33) Apply MiFID - Secondary Markets filter
- Brexit (32) Apply Brexit filter
- MiFID - Investor Protection (30) Apply MiFID - Investor Protection filter
- Fund Management (27) Apply Fund Management filter
- Corporate Information (20) Apply Corporate Information filter
- Press Releases (19) Apply Press Releases filter
- Board of Supervisors (18) Apply Board of Supervisors filter
- COVID-19 (18) Apply COVID-19 filter
- Credit Rating Agencies (17) Apply Credit Rating Agencies filter
- IFRS Supervisory Convergence (17) Apply IFRS Supervisory Convergence filter
- Joint Committee (14) Apply Joint Committee filter
- CESR Archive (13) Apply CESR Archive filter
- Innovation and Products (9) Apply Innovation and Products filter
- Benchmarks (8) Apply Benchmarks filter
- Trade Repositories (8) Apply Trade Repositories filter
- MiFID II: Transparency Calculations and DVC (7) Apply MiFID II: Transparency Calculations and DVC filter
- Market Abuse (6) Apply Market Abuse filter
- Securities Financing Transactions (6) Apply Securities Financing Transactions filter
- Short Selling (6) Apply Short Selling filter
- Corporate Governance (5) Apply Corporate Governance filter
- Prospectus (5) Apply Prospectus filter
- Warnings and publications for investors (5) Apply Warnings and publications for investors filter
- Corporate Finance (4) Apply Corporate Finance filter
- Sustainable finance (4) Apply Sustainable finance filter
- IAS Regulation (3) Apply IAS Regulation filter
- Management Board (3) Apply Management Board filter
- Securitisation (3) Apply Securitisation filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Trading (2) Apply Trading filter
- Transparency (2) Apply Transparency filter
- Audit (1) Apply Audit filter
- CCP Directorate (1) Apply CCP Directorate filter
- Crowdfunding (1) Apply Crowdfunding filter
- International cooperation (1) Apply International cooperation filter
- Market data (1) Apply Market data filter
- Securities and Markets Stakeholder Group (1) Apply Securities and Markets Stakeholder Group filter
Type of document
- (-) Remove Statement filter Statement
- (-) Remove Q&A filter Q&A
- (-) Remove Compliance table filter Compliance table
- Speech (145) Apply Speech filter
- Reference (37) Apply Reference filter
- Opinion (33) Apply Opinion filter
- Press Release (32) Apply Press Release filter
- Final Report (28) Apply Final Report filter
- Report (21) Apply Report filter
- Consultation Paper (13) Apply Consultation Paper filter
- Decision (7) Apply Decision filter
- Guidelines & Recommendations (5) Apply Guidelines & Recommendations filter
- Letter (4) Apply Letter filter
- Technical Advice (2) Apply Technical Advice filter
- Annual Report (1) Apply Annual Report filter
Your filters Reset all filters
| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 31/03/2021 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 486.27 KB |
||||
| 31/03/2021 | ESMA32-63-1156 | Public statement Application of TD requirements following Brexit | Brexit, Corporate Disclosure, IFRS Supervisory Convergence, Supervisory convergence | Statement | PDF 104.37 KB |
||||
| 30/03/2021 | ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | PDF 531.42 KB |
||||
| 29/03/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 883 KB |
||||
| 24/03/2021 | ESMA71-99-1608 | ESMA appoints new chair of Market Integrity Standing Committee | Board of Supervisors, Management Board, Market Integrity, Press Releases | Statement | PDF 37.58 KB |
||||
| 23/02/2021 | ESMA22-105-1307 | Introductory statement on GameStop share trading- Steven Maijoor | Market Integrity, MiFID - Investor Protection | Statement | PDF 96.93 KB |
||||
| 17/02/2021 | ESMA70-155-11809 | Episodes of very high volatility in trading of certain stocks | Market Integrity, MiFID - Investor Protection | Statement | PDF 107.47 KB |
||||
| 10/02/2021 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 222.38 KB |
||||
| 17/12/2020 | ESMA71-99-1493 | New SCSC Chair December 2020 | Board of Supervisors, Corporate Information, Press Releases, Supervisory convergence | Statement | PDF 86.75 KB |
||||
| 09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
| 03/11/2020 | ESMA71-99-1423 | QA Fast Track Peer Review- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Q&A | PDF 248.14 KB |
||||
| 12/10/2020 | ESMA22-105-1248 | Steven Maijoor Opening Statement for ECON Hearing 12 October 2020 | Board of Supervisors, Brexit, Corporate Information, COVID-19, Joint Committee, Speeches | Statement | PDF 134.36 KB |
||||
| 15/07/2020 | ESMA71-99-1364 | ESMA Statement on Assessment of German Financial Reporting Regime | Corporate Disclosure, Guidelines and Technical standards, Press Releases, Supervisory convergence | Statement | PDF 88.5 KB |
||||
| 08/07/2020 | ESMA70-1861941480-56 | Q&A on MiFIR data reporting | MiFID - Secondary Markets, Supervisory convergence | Q&A | PDF 1.03 MB |
||||
| 08/07/2020 | ESMA70-708036281-2 | Q&As- Central Securities Depositories Regulation | Post Trading, Supervisory convergence | Q&A | PDF 446.04 KB |
||||
| 17/02/2020 | ESMA70-708036281-2 | Questions and Answers on CSDR | Post Trading, Supervisory convergence | Q&A | PDF 575.59 KB |
||||
| 04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 267.48 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 29/03/2019 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 400.21 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 26/03/2019 | ESMA71-99-1136 | SCSC Chair reappointed | Board of Supervisors, Supervisory convergence | Statement | PDF 78.43 KB |